0001062993-17-000998.txt : 20170215
0001062993-17-000998.hdr.sgml : 20170215
20170214183408
ACCESSION NUMBER: 0001062993-17-000998
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Saba Capital Management, L.P.
CENTRAL INDEX KEY: 0001510281
IRS NUMBER: 800361690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14282
FILM NUMBER: 17612012
BUSINESS ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: 212-542-4635
MAIL ADDRESS:
STREET 1: 405 LEXINGTON AVENUE
STREET 2: 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10174
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001510281
XXXXXXXX
12-31-2016
12-31-2016
true
1
RESTATEMENT
Saba Capital Management, L.P.
405 LEXINGTON AVENUE
58TH FLOOR
NEW YORK
NY
10174
13F HOLDINGS REPORT
028-14282
N
Michael D'Angelo
Chief Compliance Officer
212-542-4635
Michael D'Angelo
New York
NY
02-14-2017
0
94
983726
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
361
77924
SH
SOLE
77924
0
0
ADVENT CLAY CONV SEC INC FD
COM
007639107
29666
5045169
SH
SOLE
5045169
0
0
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
37955
2585471
SH
SOLE
2585471
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
9616
1157191
SH
SOLE
1157191
0
0
ALLERGAN PLC
SHS
G0177J108
28330
134900
SH
Call
SOLE
134900
0
0
ALLERGAN PLC
SHS
G0177J108
32661
155521
SH
SOLE
155521
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
16234
1287419
SH
SOLE
1287419
0
0
ALPINE GLOBAL DYNAMIC DIVD F
COM NEW
02082E205
9091
1036614
SH
SOLE
1036614
0
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
27718
3656789
SH
SOLE
3656789
0
0
ANADARKO PETE CORP
COM
032511107
21065
302100
SH
Put
SOLE
302100
0
0
ANADARKO PETE CORP
COM
032511107
652
9347
SH
SOLE
9347
0
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
2165
140289
SH
SOLE
140289
0
0
BANCROFT FUND LTD
COM
059695106
323
15970
SH
SOLE
15970
0
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
92069
8118988
SH
SOLE
8118988
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
6642
403031
SH
SOLE
403031
0
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
2193
137738
SH
SOLE
137738
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
23382
1524251
SH
SOLE
1524251
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
765
34301
SH
SOLE
34301
0
0
CLOUGH GLOBAL DIVND AND INC
COM
18913Y103
19207
1595286
SH
SOLE
1595286
0
0
CLOUGH GLOBAL EQUITY FD
COM
18914C100
21761
1960479
SH
SOLE
1960479
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
17049
1904876
SH
SOLE
1904876
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
19037
3405469
SH
SOLE
3405469
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 99/99/9999
203668116
4
795108
SH
SOLE
795108
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
18787
5945208
SH
SOLE
5945208
0
0
DBX ETF TR
DBXTR HAR CS 300
233051879
209
8900
SH
SOLE
8900
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
8707
861254
SH
SOLE
861254
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
3100
309739
SH
SOLE
309739
0
0
DEUTSCHE GLOBAL HIGH INCOME
COM
25158V108
3126
377997
SH
SOLE
377997
0
0
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
29162
2023745
SH
SOLE
2023745
0
0
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
16705
1960714
SH
SOLE
1960714
0
0
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
4948
416155
SH
SOLE
416155
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
1781
150333
SH
SOLE
150333
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
1415
74514
SH
SOLE
74514
0
0
DYNEGY INC NEW DEL
*W EXP 10/02/201
26817R116
63
1394423
SH
SOLE
1394423
0
0
EATON VANCE SH TM DR DIVR IN
COM
27828V104
244
17610
SH
SOLE
17610
0
0
ELLSWORTH GROWTH & INCOME FD
COM
289074106
676
81843
SH
SOLE
81843
0
0
EUROPEAN EQUITY FUND
COM
298768102
349
45222
SH
SOLE
45222
0
0
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
357
32005
SH
SOLE
32005
0
0
FIRST TR HIGH INCOME L/S FD
COM
33738E109
74106
4608556
SH
SOLE
4608556
0
0
FIRST TR STRATEGIC HIGH INC
COM SHS NEW
337353304
8431
686538
SH
SOLE
686538
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
48552
4032571
SH
SOLE
4032571
0
0
GAP INC DEL
COM
364760108
10111
450600
SH
Put
SOLE
450600
0
0
GENERAL AMERN INVS INC
COM
368802104
8017
257524
SH
SOLE
257524
0
0
GENWORTH FINL INC
COM CL A
37247D106
5338
1401019
SH
SOLE
1401019
0
0
HERTZ GLOBAL HLDGS INC
COM
42806J106
1977
91705
SH
SOLE
91705
0
0
ILG INC
COM
44967H101
988
54358
SH
SOLE
54358
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
9194
644751
SH
SOLE
644751
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2885
33335
SH
SOLE
33335
0
0
IVY HIGH INC OPPORTUNITIES F
COM
465893105
327
22142
SH
SOLE
22142
0
0
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
692
50360
SH
SOLE
50360
0
0
LAZARD WORLD DIVID & INCOME
COM
521076109
581
58623
SH
SOLE
58623
0
0
LEGG MASON BW GLB INC OPP FD
COM
52469B100
16256
1374096
SH
SOLE
1374096
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
11036
2138809
SH
SOLE
2138809
0
0
LMP CAP & INCOME FD INC
COM
50208A102
154
11589
SH
SOLE
11589
0
0
MADISON STRTG SECTOR PREM FD
COM
558268108
225
18887
SH
SOLE
18887
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
12090
1418970
SH
SOLE
1418970
0
0
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
3063
1187112
SH
SOLE
1187112
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
7465
1231785
SH
SOLE
1231785
0
0
MGIC INVT CORP WIS
COM
552848103
3650
358187
SH
SOLE
358187
0
0
MORGAN STANLEY EM MKTS DM DE
COM
617477104
7903
1102266
SH
SOLE
1102266
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
811
89090
SH
SOLE
89090
0
0
MVC CAPITAL INC
COM
553829102
154
18000
SH
SOLE
18000
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
8716
746898
SH
SOLE
746898
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
458
85333
SH
SOLE
85333
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
604
65227
SH
SOLE
65227
0
0
NEW GOLD INC CDA
COM
644535106
966
276037
SH
SOLE
276037
0
0
NUVEEN MULTI MKT INCOME FD
COM
67075J107
126
17285
SH
SOLE
17285
0
0
OFFICE DEPOT INC
COM
676220106
1155
255620
SH
SOLE
255620
0
0
ONEMAIN HLDGS INC
COM
68268W103
5875
265349
SH
SOLE
265349
0
0
PACHOLDER HIGH YIELD FD INC
COM
693742108
1496
207724
SH
SOLE
207724
0
0
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
2667
324901
SH
SOLE
324901
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
9987
2009524
SH
SOLE
2009524
0
0
RADIAN GROUP INC
COM
750236101
2145
119300
SH
Put
SOLE
119300
0
0
RADIAN GROUP INC
COM
750236101
180
10000
SH
SOLE
10000
0
0
ROYCE VALUE TR INC
COM
780910105
5303
396064
SH
SOLE
396064
0
0
SEADRILL LIMITED
SHS
G7945E105
17701
5191200
SH
Put
SOLE
5191200
0
0
SOLARCITY CORP
NOTE 2.750%11/0
83416TAA8
466
500000
PRN
SOLE
500000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
2569
173095
SH
SOLE
173095
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
1731
2000000
PRN
SOLE
2000000
0
0
TESLA MTRS INC
COM
88160R101
21369
100000
SH
Put
SOLE
100000
0
0
TESLA MTRS INC
COM
88160R101
4680
21900
SH
SOLE
21900
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
11506
780600
SH
Put
SOLE
780600
0
0
TREEHOUSE FOODS INC
COM
89469A104
1513
20961
SH
SOLE
20961
0
0
UNISYS CORP
COM NEW
909214306
1191
79637
SH
SOLE
79637
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
14470
996589
SH
SOLE
996589
0
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
510
33247
SH
SOLE
33247
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
661
147879
SH
SOLE
147879
0
0
WELLS FARGO GLOBAL DIVIDEND
COM
94987C103
14081
2583733
SH
SOLE
2583733
0
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
165
19455
SH
SOLE
19455
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
78911
6150514
SH
SOLE
6150514
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
26206
1781493
SH
SOLE
1781493
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
3605
366687
SH
SOLE
366687
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
891
178573
SH
SOLE
178573
0
0
ZWEIG FD
COM NEW
989834205
241
20000
SH
SOLE
20000
0
0