0000704051-16-000142.txt : 20160517 0000704051-16-000142.hdr.sgml : 20160517 20160517141811 ACCESSION NUMBER: 0000704051-16-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160513 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nachtwey Peter CENTRAL INDEX KEY: 0001510019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 161657008 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 wf-form4_146350907846857.xml FORM 4 X0306 4 2016-05-13 0 0000704051 LEGG MASON, INC. LM 0001510019 Nachtwey Peter LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Exec VP & CFO Common Stock 2016-05-13 4 A 0 15269 0 A 120452 D Stock Options (Right to buy) 31.24 2016-05-13 4 A 0 60714 0 A 2017-05-13 2024-05-13 Common Stock 60714.0 60714 D Employee stock options vest serially over four years commencing on May 31, 2017. /s/ Melissa A. Warren, Attorney-in-fact for Peter Nachtwey 2016-05-17