0001230245-12-000030.txt : 20120214
0001230245-12-000030.hdr.sgml : 20120214
20120214122529
ACCESSION NUMBER: 0001230245-12-000030
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NetQin Mobile Inc.
CENTRAL INDEX KEY: 0001509986
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86228
FILM NUMBER: 12606420
BUSINESS ADDRESS:
STREET 1: No. 4 Building, 11 Heping Li East Street
STREET 2: Dongcheng District
CITY: Beijing
STATE: F4
ZIP: 100013
BUSINESS PHONE: (86-10) 8565-5555
MAIL ADDRESS:
STREET 1: No. 4 Building, 11 Heping Li East Street
STREET 2: Dongcheng District
CITY: Beijing
STATE: F4
ZIP: 100013
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 800
STREET 2: MAIL STOP J09N02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 800
STREET 2: MAIL STOP J09N02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
SC 13G/A
1
NQ13G.txt
SC 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities and Exchange Act of 1934
(Amendment No. 1)
NetQin Mobile Inc.
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(Name of Issuer)
American Depository Shares, each ADS represents five class A common shares,
par value $0.0001 per share.
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(Title of Class of Securities)
64118U108
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(CUSIP Number)
December 31, 2011
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[X] Rule 13d-1 (b)
[ ] Rule 13d-1 (c)
[ ] Rule 13d-1 (d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act, but shall
be subject to all other provisions of the Act (however, see
the Notes.)
CUSIP NO. 64118U108 13G
1 Name of Reporting Person / IRS Identification Number:
Piper Jaffray Companies / 30-0168701
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2 Check the Appropriate Box if a Member of a Group (a) [ ]
(b) [ ]
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3 SEC Use Only
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4 Citizenship or Place of Organization
Delaware
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Number of
5 Sole Voting Power
Shares 636,926 Shares
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Beneficially
6 Shared Voting Power
Owned By 0 Shares
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Each
7 Sole Dispositive Power
Reporting 636,926 Shares
-----------------------------------------------
Person
8 Shared Dispositive Power
With 0 Shares
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
636,926 Shares (See Exhibit A)
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10 Check if the Aggregate Amount in Row (9) Excludes Certain
Shares [ ]
------------------------------------------------------------------
11 Percent of Class Represented by Amount in Row (9)
8.218%
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12 Type of Reporting Person
HC
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Item 1 (a) Name of Issuer: NetQin Mobile Inc.
Item 1 (b) Name of Issuer's Principal Executive Offices:
No 4 Bldg 11 Heping Li East St
Dongcheng District
Beijing, 100013
China
Item 2 (a) Person Filing: Piper Jaffray Companies
Item 2 (b) Address: 800 Nicollet Mall Suite 800
Minneapolis, MN 55402
Item 2 (c) Citizenship: Piper Jaffray Companies is a
Delaware Corporation
Item 2 (d) Title of Class of Securities: American Depository Shares,
each ADS represents five Class A common shares, par value
$0.0001 par value per share.
Item 2 (e) CUSIP Number: 64118U108
Item 3 This statement is filed pursuant to Rule 13d-1(b) or
13d-2(b) and the person filing, Piper Jaffray Companies,
is a parent holding company in accordance with Section
240.13d-1(b)(ii)(G). (Note: See Item 7).
Item 4 Ownership
(a) Amount Beneficially Owned:
Piper Jaffray & Co. 636,926 Shares
(b) Percent of Class 8.218%
(c) Number of shares as to which reporting person has:
(i) Sole Voting Power 636,926 Shares
(ii) Shared Voting Power 0 Shares
(iii) Sole Dispositive Power 636,926 Shares
(iv) Shared Dispositive Power 0 Shares
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact
that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five
percent of the class of securities, check the
following [ ]
Item 6 Ownership of More than Five Percent on Behalf of Another
Person: Not Applicable
Item 7 Identification and Classification of the Subsidiary
Which Acquired the Security being Reported on by the
Parent Holding Company:
See attached Exhibit A.
Item 8 Identification and Classification if Members of
the Group: Not Applicable
Item 9 Notice of Dissolution of Group: Not Applicable
Item 10 Certification
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to
above were acquired and are held in the ordinary
course of business and were not acquired and are
not held for the purpose of or with the effect of
changing or influencing the control of the issuer
of such securities and were not acquired and are
not held in connection with or as a participant
in any transaction having such purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
02/08/2012
----------------------------------
Date
Piper Jaffray Companies
By /s/ Timothy L. Carter
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Signature
Timothy L. Carter
Treasurer
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Name/Title
Piper Jaffray & Co.
By /s/ Ann C. McCague
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Signature
Ann C. McCague
Chief Compliance Officer
----------------------------------
Name/Title
JOINT FILING AGREEMENT
The undersigned persons, on February 8, 2012, agree and consent
to the joint filing on their behalf of this Schedule 13G
in connection with their beneficial ownership of the American Depository
Shares of NetQin Mobile Inc. at December 31, 2011.
Piper Jaffray Companies
By /s/ Timothy L. Carter
----------------------------------
Signature
Timothy L. Carter
Treasurer
----------------------------------
Name/Title
Piper Jaffray & Co.
By /s/ Ann C. McCague
----------------------------------
Signature
Ann C. McCague
Chief Compliance Officer
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Name/Title
EXHIBIT A
Pursuant to the instructions in Item 7 of Schedule 13G, Piper Jaffray & Co.,
800 Nicollet Mall, Minneapolis, MN 55402, is a wholly-owned subsidiary of
Piper Jaffray Companies and a broker-dealer registered under section 15
of the Act, is the beneficial owner of 636,926 American Depository Shares
or 8.218% of the outstanding American Depository Shares (each ADS represents
five Class A common shares of NetQin Mobile Inc.).
Piper Jaffray Companies may be deemed to be the beneficial owner of these
636,926 American Depository Shares through control of Piper Jaffray & Co.
However, Piper Jaffray Companies disclaims beneficial ownership of such shares.
In addition, the filing of this Schedule 13G shall not be construed as an
admission that the reporting person or any of its affiliates is the beneficial
owner of any securities covered by this Schedule 13G for any other purposes
than Section 13(d) of the Securities Exchange Act of 1934.