President

0001398344-14-002770.txt : 20140514 0001398344-14-002770.hdr.sgml : 20140514 20140514160731 ACCESSION NUMBER: 0001398344-14-002770 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thomas J. Herzfeld Advisors, Inc. CENTRAL INDEX KEY: 0001509510 IRS NUMBER: 592414380 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14375 FILM NUMBER: 14841570 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-271-1900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001509510 XXXXXXXX 03-31-2014 03-31-2014 false Thomas J. Herzfeld Advisors, Inc.

119 Washington Avenue, Suite 504 Miami Beach FL 33139

13F HOLDINGS REPORT 028-14375 N Thomas J. Herzfeld President 305-271-1900 /s/ Thomas J. 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8361 SH SOLE 8361 0 0 Templeton Dragon Fund common stock 88018T101 325 13270 SH SOLE 13270 0 0 Thai Fund, Inc. common stock 882904105 653 60315 SH SOLE 60315 0 0 The Herzfeld Caribbean Basin Fund common stock 42804T106 2363 289244 SH DFND 229787 59457 0 Tim Hortons, Inc. common stock 88706M103 1 13 SH SOLE 13 0 0 Tortoise Energy Independence Fund, Inc. common stock 89148K101 505 20360 SH SOLE 20360 0 0 Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred stock 89147L704 24 2600 SH SOLE 2600 0 0 Tortoise Pipeline & Energy Fund common stock 89148H108 521 17897 SH SOLE 17897 0 0 Transamerica Income Shares common stock 893506105 9 429 SH SOLE 429 0 0 Tri-Continental Corp. common stock 895436103 4362 217236 SH SOLE 217236 0 0 Tri-Continental Corp., $2.50 Cumulative Preferred Stock preferred stock 895436202 23 500 SH SOLE 500 0 0 Turkish Investment Fund common stock 900145103 53 4880 SH SOLE 4880 0 0 ULTRAPETROL (BAHAMAS) LTD common stock P94398107 112 36000 SH SOLE 36000 0 0 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