0001209191-15-006184.txt : 20150123 0001209191-15-006184.hdr.sgml : 20150123 20150123161955 ACCESSION NUMBER: 0001209191-15-006184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150121 FILED AS OF DATE: 20150123 DATE AS OF CHANGE: 20150123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL JAMES A CENTRAL INDEX KEY: 0001509446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 15545795 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-21 0 0000895421 MORGAN STANLEY MS 0001509446 ROSENTHAL JAMES A C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Chief Operating Officer Common Stock 2015-01-21 4 A 0 53339.74 0.00 A 224687.689 D Common Stock 2015-01-21 4 F 0 52533 34.75 D 172153.221 D Common Stock 2015-01-21 5 G 0 E 52089 0.00 D 120064.221 D Common Stock 557.273 I By 401(k) Plan Common Stock 159932 I By Revocable Trust Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012 and January 21, 2014. The Reporting Person contributed shares to his revocable trust. /s/ Martin M. Cohen, Attorney-in-Fact 2015-01-23