0001209191-15-006184.txt : 20150123
0001209191-15-006184.hdr.sgml : 20150123
20150123161955
ACCESSION NUMBER: 0001209191-15-006184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150121
FILED AS OF DATE: 20150123
DATE AS OF CHANGE: 20150123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL JAMES A
CENTRAL INDEX KEY: 0001509446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 15545795
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY
STREET 2: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-01-21
0
0000895421
MORGAN STANLEY
MS
0001509446
ROSENTHAL JAMES A
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Chief Operating Officer
Common Stock
2015-01-21
4
A
0
53339.74
0.00
A
224687.689
D
Common Stock
2015-01-21
4
F
0
52533
34.75
D
172153.221
D
Common Stock
2015-01-21
5
G
0
E
52089
0.00
D
120064.221
D
Common Stock
557.273
I
By 401(k) Plan
Common Stock
159932
I
By Revocable Trust
Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012 and January 21, 2014.
The Reporting Person contributed shares to his revocable trust.
/s/ Martin M. Cohen, Attorney-in-Fact
2015-01-23