0000912282-24-000187.txt : 20240227 0000912282-24-000187.hdr.sgml : 20240227 20240227084713 ACCESSION NUMBER: 0000912282-24-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS BRIAN KENNETH CENTRAL INDEX KEY: 0001829608 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39683 FILM NUMBER: 24682218 MAIL ADDRESS: STREET 1: C/O REZOLUTE, INC. STREET 2: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rezolute, Inc. CENTRAL INDEX KEY: 0001509261 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 273440894 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 275 SHORELINE DRIVE, SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-206-4507 MAIL ADDRESS: STREET 1: 275 SHORELINE DRIVE, SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: AntriaBio, Inc. DATE OF NAME CHANGE: 20130114 FORMER COMPANY: FORMER CONFORMED NAME: FITS MY STYLE INC DATE OF NAME CHANGE: 20110104 4 1 form4.xml X0508 4 2024-02-23 0001509261 Rezolute, Inc. RZLT 0001829608 ROBERTS BRIAN KENNETH C/O REZOLUTE, INC. 275 SHORELINE DRIVE, SUITE 500 REDWOOD CITY CA 94065 true Chief Medical Officer false Common Shares 2024-02-23 4 P 0 6000 1.69 A 40552 D Common Shares 2024-02-26 4 P 0 2000 1.7 A 42552 D The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.6985, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Brian Kenneth Roberts 2024-02-26