0001209191-21-017200.txt : 20210303
0001209191-21-017200.hdr.sgml : 20210303
20210303181243
ACCESSION NUMBER: 0001209191-21-017200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maharaj Gary R
CENTRAL INDEX KEY: 0001508798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 21711093
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH STREET
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0000924717
SURMODICS INC
SRDX
0001508798
Maharaj Gary R
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
1
1
0
0
President & CEO
Common Stock
2021-03-01
4
S
0
3001
51.8623
D
165712
D
Common Stock
2021-03-01
4
S
0
999
52.6731
D
164713
D
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.
Reflects the weighted average price of 3,001 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on March 1, 2021 with sale prices ranging from $51.50 to $52.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Includes 459 shares acquired through the Employee Stock Purchase Plan for the phase ending 02/26/2021.
Reflects the weighted average price of 999 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on March 1, 2021 with sale prices ranging from $52.52 to $52.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ John Manders on behalf of Gary R. Maharaj
2021-03-03