0001085146-14-002303.txt : 20141114 0001085146-14-002303.hdr.sgml : 20141114 20141114135751 ACCESSION NUMBER: 0001085146-14-002303 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Overland Advisors, LLC CENTRAL INDEX KEY: 0001508612 IRS NUMBER: 271607864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14644 FILM NUMBER: 141222724 BUSINESS ADDRESS: STREET 1: 601 GATEWAY BOULEVARD, SUITE 1050 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-989-2800 MAIL ADDRESS: STREET 1: 601 GATEWAY BOULEVARD, SUITE 1050 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001508612 XXXXXXXX 09-30-2014 09-30-2014 false Overland Advisors, LLC

601 GATEWAY BOULEVARD, SUITE 1050 SOUTH SAN FRANCISCO CA 94080

13F HOLDINGS REPORT 028-14644 N Susan Chen 650-989-2800 /s/ Susan Chen South San Francisco CA 11-11-2014 0 129 2900003 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACTAVIS PLC SHS G0083B108 5670 23500 SH Call SOLE 23500 0 0 ACTAVIS PLC SHS G0083B108 1689 7000 SH SOLE 7000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 4677 1371618 SH SOLE 1371618 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 7662 160845 SH SOLE 160845 0 0 ALLY FINL INC COM 02005N100 12496 540000 SH SOLE 540000 0 0 AMAZON COM INC COM 023135106 11543 35800 SH SOLE 35800 0 0 AMAZON COM INC COM 023135106 22571 70000 SH Put SOLE 70000 0 0 AMGEN INC COM 031162100 983 7000 SH SOLE 7000 0 0 AMGEN INC COM 031162100 14046 100000 SH Put SOLE 100000 0 0 APPLE INC COM 037833100 111229 1104000 SH Put SOLE 1104000 0 0 APPLE INC COM 037833100 22750 225807 SH SOLE 225807 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 6619 483494 SH SOLE 483494 0 0 ASHFORD HOSPITALITY PRIME IN COM 044102101 6529 428684 SH SOLE 428684 0 0 AVON PRODS INC COM 054303102 17136 1360000 SH Put SOLE 1360000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 62358 2000000 SH Put SOLE 2000000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3017 41800 SH SOLE 41800 0 0 BLACKHAWK NETWORK HLDGS INC CL B 09238E203 34585 1070743 SH SOLE 1070743 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 963 55000 SH Call SOLE 55000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 963 55000 SH Put SOLE 55000 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 20473 14500 PRN SOLE 14500 0 0 CHESAPEAKE ENERGY CORP COM 165167107 5610 244000 SH Call SOLE 244000 0 0 CITIGROUP INC COM NEW 172967424 2124 41000 SH SOLE 41000 0 0 CITIGROUP INC COM NEW 172967424 10364 200000 SH Put SOLE 200000 0 0 CLIFFS NAT RES INC COM 18683K101 8112 781500 SH Put SOLE 781500 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 6857 125160 SH SOLE 125160 0 0 CONCUR TECHNOLOGIES INC COM 206708109 3170 25000 SH SOLE 25000 0 0 COVIDIEN PLC SHS G2554F113 34523 399057 SH SOLE 399057 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 4239 63900 SH SOLE 63900 0 0 CUMULUS MEDIA INC CL A 231082108 12139 3012077 SH SOLE 3012077 0 0 DANA HLDG CORP COM 235825205 4302 224434 SH SOLE 224434 0 0 DIAMOND FOODS INC COM 252603105 2658 92889 SH SOLE 92889 0 0 DIRECTV COM 25490A309 18247 210900 SH SOLE 210900 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AD4 8217 5500 PRN SOLE 5500 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 46029 40532 PRN SOLE 40532 0 0 ENDO INTL PLC SHS G30401106 9975 145951 SH SOLE 145951 0 0 ENDO INTL PLC SHS G30401106 2734 40000 SH Call SOLE 40000 0 0 EQUINIX INC COM NEW 29444U502 31469 148100 SH SOLE 148100 0 0 EXELIS INC COM 30162A108 18194 1100000 SH SOLE 1100000 0 0 FACEBOOK INC CL A 30303M102 35757 452400 SH Put SOLE 452400 0 0 FACEBOOK INC CL A 30303M102 4174 52810 SH SOLE 52810 0 0 GENERAL MLS INC COM 370334104 23227 460400 SH Put SOLE 460400 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 46717 10000 PRN SOLE 10000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1356 60000 SH Put SOLE 60000 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 993 45000 SH SOLE 45000 0 0 HERBALIFE LTD COM USD SHS G4412G101 7872 179915 SH SOLE 179915 0 0 HERBALIFE LTD COM USD SHS G4412G101 5753 131500 SH Call SOLE 131500 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 7249 110000 SH Call SOLE 110000 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 12155 184450 SH SOLE 184450 0 0 ICONIX BRAND GROUP INC NOTE 2.500% 6/0 451055AE7 12654 10000 PRN SOLE 10000 0 0 ILLUMINA INC COM 452327109 8916 54400 SH SOLE 54400 0 0 INTEL CORP COM 458140100 6880 197607 SH SOLE 197607 0 0 INTEL CORP COM 458140100 33775 970000 SH Call SOLE 970000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 26806 16000 PRN SOLE 16000 0 0 ISHARES MSCI MEX CAP ETF 464286822 15807 230000 SH SOLE 230000 0 0 ISHARES MSCI MEX CAP ETF 464286822 119247 1735000 SH Put SOLE 1735000 0 0 JANUS CAP GROUP INC COM 47102X105 727 50000 SH Call SOLE 50000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1364 8500 SH SOLE 8500 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4336 27000 SH Call SOLE 27000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 4979 389000 SH SOLE 389000 0 0 KB HOME COM 48666K109 6759 452393 SH SOLE 452393 0 0 LENNAR CORP CL A 526057104 1553 40000 SH Call SOLE 40000 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 7.000% 3/1 52729NBP4 30199 17500 PRN SOLE 17500 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 10963 288804 SH SOLE 288804 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 17948 529428 SH SOLE 529428 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 17796 247821 SH SOLE 247821 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 22990 450000 SH Put SOLE 450000 0 0 MCCLATCHY CO CL A 579489105 737 219181 SH SOLE 219181 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 4389 99100 SH SOLE 99100 0 0 MGIC INVT CORP WIS COM 552848103 835 106995 SH SOLE 106995 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2904 127500 SH Call SOLE 127500 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 63742 48500 PRN SOLE 48500 0 0 MILLENNIAL MEDIA INC COM 60040N105 1143 614345 SH SOLE 614345 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 55974 47540 PRN SOLE 47540 0 0 MONDELEZ INTL INC CL A 609207105 29194 852000 SH Put SOLE 852000 0 0 MORGANS HOTEL GROUP CO COM 61748W108 5054 626222 SH SOLE 626222 0 0 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 33276 34000 PRN SOLE 34000 0 0 NCR CORP NEW COM 62886E108 8269 247500 SH SOLE 247500 0 0 NEWMONT MINING CORP COM 651639106 1030 44719 SH SOLE 44719 0 0 NEWS CORP NEW CL A 65249B109 32600 1993920 SH SOLE 1993920 0 0 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 10340 561384 SH SOLE 561384 0 0 NRG ENERGY INC COM NEW 629377508 5486 180000 SH Call SOLE 180000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 4037 261861 SH SOLE 261861 0 0 NUCOR CORP COM 670346105 743 13678 SH SOLE 13678 0 0 PARAGON OFFSHORE PLC SHS G6S01W108 1230 200000 SH SOLE 200000 0 0 PENNEY J C INC COM 708160106 3067 305500 SH Put SOLE 305500 0 0 PFIZER INC COM 717081103 8427 285000 SH SOLE 285000 0 0 PFIZER INC COM 717081103 14786 500000 SH Put SOLE 500000 0 0 POST HLDGS INC COM 737446104 9391 283051 SH SOLE 283051 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 143246 1450000 SH Put SOLE 1450000 0 0 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 39434 29250 PRN SOLE 29250 0 0 RACKSPACE HOSTING INC COM 750086100 23409 719200 SH SOLE 719200 0 0 RACKSPACE HOSTING INC COM 750086100 19530 600000 SH Call SOLE 600000 0 0 RADIAN GROUP INC COM 750236101 7772 545000 SH Call SOLE 545000 0 0 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 69361 50000 PRN SOLE 50000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 3389 9400 SH SOLE 9400 0 0 SALESFORCE COM INC COM 79466L302 17351 301600 SH SOLE 301600 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 1051 38400 SH SOLE 38400 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 124572 64700 PRN SOLE 64700 0 0 SANDRIDGE ENERGY INC COM 80007P307 2575 600000 SH SOLE 600000 0 0 SEADRILL LIMITED SHS G7945E105 13434 502000 SH Put SOLE 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MTRS INC NOTE 1.250% 3/0 88160RAC5 45694 48000 PRN SOLE 48000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5376 100000 SH Call SOLE 100000 0 0 TIBCO SOFTWARE INC COM 88632Q103 637 26925 SH SOLE 26925 0 0 T-MOBILE US INC COM 872590104 13137 455000 SH SOLE 455000 0 0 TREEHOUSE FOODS INC COM 89469A104 2891 35919 SH SOLE 35919 0 0 TRI POINTE HOMES INC COM 87265H109 22046 1703714 SH SOLE 1703714 0 0 TRIBUNE PUBG CO COM 896082104 4543 225092 SH SOLE 225092 0 0 TRONOX LTD SHS CL A Q9235V101 3608 138489 SH SOLE 138489 0 0 TWITTER INC COM 90184L102 7737 150000 SH Put SOLE 150000 0 0 VECTRUS INC COM 92242T101 1193 61108 SH SOLE 61108 0 0 WASHINGTON PRIME GROUP INC COM 939647103 18616 1065000 SH SOLE 1065000 0 0 WEBSTER FINL CORP CONN *W EXP 11/21/201 947890117 567 45383 SH SOLE 45383 0 0 WINDSTREAM HLDGS INC COM 97382A101 1682 156000 SH Put SOLE 156000 0 0 YAHOO INC COM 984332106 2282 56000 SH Put SOLE 56000 0 0 YAHOO INC COM 984332106 19638 481900 SH Call SOLE 481900 0 0