0001085146-14-002303.txt : 20141114
0001085146-14-002303.hdr.sgml : 20141114
20141114135751
ACCESSION NUMBER: 0001085146-14-002303
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Overland Advisors, LLC
CENTRAL INDEX KEY: 0001508612
IRS NUMBER: 271607864
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14644
FILM NUMBER: 141222724
BUSINESS ADDRESS:
STREET 1: 601 GATEWAY BOULEVARD, SUITE 1050
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-989-2800
MAIL ADDRESS:
STREET 1: 601 GATEWAY BOULEVARD, SUITE 1050
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001508612
XXXXXXXX
09-30-2014
09-30-2014
false
Overland Advisors, LLC
601 GATEWAY BOULEVARD, SUITE 1050
SOUTH SAN FRANCISCO
CA
94080
13F HOLDINGS REPORT
028-14644
N
Susan Chen
Chief Financial Officer
650-989-2800
/s/ Susan Chen
South San Francisco
CA
11-11-2014
0
129
2900003
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ACTAVIS PLC
SHS
G0083B108
5670
23500
SH
Call
SOLE
23500
0
0
ACTAVIS PLC
SHS
G0083B108
1689
7000
SH
SOLE
7000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4677
1371618
SH
SOLE
1371618
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
7662
160845
SH
SOLE
160845
0
0
ALLY FINL INC
COM
02005N100
12496
540000
SH
SOLE
540000
0
0
AMAZON COM INC
COM
023135106
11543
35800
SH
SOLE
35800
0
0
AMAZON COM INC
COM
023135106
22571
70000
SH
Put
SOLE
70000
0
0
AMGEN INC
COM
031162100
983
7000
SH
SOLE
7000
0
0
AMGEN INC
COM
031162100
14046
100000
SH
Put
SOLE
100000
0
0
APPLE INC
COM
037833100
111229
1104000
SH
Put
SOLE
1104000
0
0
APPLE INC
COM
037833100
22750
225807
SH
SOLE
225807
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
6619
483494
SH
SOLE
483494
0
0
ASHFORD HOSPITALITY PRIME IN
COM
044102101
6529
428684
SH
SOLE
428684
0
0
AVON PRODS INC
COM
054303102
17136
1360000
SH
Put
SOLE
1360000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
62358
2000000
SH
Put
SOLE
2000000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3017
41800
SH
SOLE
41800
0
0
BLACKHAWK NETWORK HLDGS INC
CL B
09238E203
34585
1070743
SH
SOLE
1070743
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
963
55000
SH
Call
SOLE
55000
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
963
55000
SH
Put
SOLE
55000
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
20473
14500
PRN
SOLE
14500
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
5610
244000
SH
Call
SOLE
244000
0
0
CITIGROUP INC
COM NEW
172967424
2124
41000
SH
SOLE
41000
0
0
CITIGROUP INC
COM NEW
172967424
10364
200000
SH
Put
SOLE
200000
0
0
CLIFFS NAT RES INC
COM
18683K101
8112
781500
SH
Put
SOLE
781500
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
6857
125160
SH
SOLE
125160
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
3170
25000
SH
SOLE
25000
0
0
COVIDIEN PLC
SHS
G2554F113
34523
399057
SH
SOLE
399057
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
4239
63900
SH
SOLE
63900
0
0
CUMULUS MEDIA INC
CL A
231082108
12139
3012077
SH
SOLE
3012077
0
0
DANA HLDG CORP
COM
235825205
4302
224434
SH
SOLE
224434
0
0
DIAMOND FOODS INC
COM
252603105
2658
92889
SH
SOLE
92889
0
0
DIRECTV
COM
25490A309
18247
210900
SH
SOLE
210900
0
0
ENCORE CAP GROUP INC
NOTE 3.000%11/2
292554AD4
8217
5500
PRN
SOLE
5500
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
46029
40532
PRN
SOLE
40532
0
0
ENDO INTL PLC
SHS
G30401106
9975
145951
SH
SOLE
145951
0
0
ENDO INTL PLC
SHS
G30401106
2734
40000
SH
Call
SOLE
40000
0
0
EQUINIX INC
COM NEW
29444U502
31469
148100
SH
SOLE
148100
0
0
EXELIS INC
COM
30162A108
18194
1100000
SH
SOLE
1100000
0
0
FACEBOOK INC
CL A
30303M102
35757
452400
SH
Put
SOLE
452400
0
0
FACEBOOK INC
CL A
30303M102
4174
52810
SH
SOLE
52810
0
0
GENERAL MLS INC
COM
370334104
23227
460400
SH
Put
SOLE
460400
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
46717
10000
PRN
SOLE
10000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1356
60000
SH
Put
SOLE
60000
0
0
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
993
45000
SH
SOLE
45000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
7872
179915
SH
SOLE
179915
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
5753
131500
SH
Call
SOLE
131500
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
7249
110000
SH
Call
SOLE
110000
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
12155
184450
SH
SOLE
184450
0
0
ICONIX BRAND GROUP INC
NOTE 2.500% 6/0
451055AE7
12654
10000
PRN
SOLE
10000
0
0
ILLUMINA INC
COM
452327109
8916
54400
SH
SOLE
54400
0
0
INTEL CORP
COM
458140100
6880
197607
SH
SOLE
197607
0
0
INTEL CORP
COM
458140100
33775
970000
SH
Call
SOLE
970000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
26806
16000
PRN
SOLE
16000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
15807
230000
SH
SOLE
230000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
119247
1735000
SH
Put
SOLE
1735000
0
0
JANUS CAP GROUP INC
COM
47102X105
727
50000
SH
Call
SOLE
50000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1364
8500
SH
SOLE
8500
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
4336
27000
SH
Call
SOLE
27000
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
4979
389000
SH
SOLE
389000
0
0
KB HOME
COM
48666K109
6759
452393
SH
SOLE
452393
0
0
LENNAR CORP
CL A
526057104
1553
40000
SH
Call
SOLE
40000
0
0
LEVEL 3 COMMUNICATIONS INC
NOTE 7.000% 3/1
52729NBP4
30199
17500
PRN
SOLE
17500
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
10963
288804
SH
SOLE
288804
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
17948
529428
SH
SOLE
529428
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
17796
247821
SH
SOLE
247821
0
0
MARKET VECTORS ETF TR
SEMICONDUCTOR
57060U233
22990
450000
SH
Put
SOLE
450000
0
0
MCCLATCHY CO
CL A
579489105
737
219181
SH
SOLE
219181
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
4389
99100
SH
SOLE
99100
0
0
MGIC INVT CORP WIS
COM
552848103
835
106995
SH
SOLE
106995
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2904
127500
SH
Call
SOLE
127500
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
63742
48500
PRN
SOLE
48500
0
0
MILLENNIAL MEDIA INC
COM
60040N105
1143
614345
SH
SOLE
614345
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
55974
47540
PRN
SOLE
47540
0
0
MONDELEZ INTL INC
CL A
609207105
29194
852000
SH
Put
SOLE
852000
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
5054
626222
SH
SOLE
626222
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
33276
34000
PRN
SOLE
34000
0
0
NCR CORP NEW
COM
62886E108
8269
247500
SH
SOLE
247500
0
0
NEWMONT MINING CORP
COM
651639106
1030
44719
SH
SOLE
44719
0
0
NEWS CORP NEW
CL A
65249B109
32600
1993920
SH
SOLE
1993920
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
10340
561384
SH
SOLE
561384
0
0
NRG ENERGY INC
COM NEW
629377508
5486
180000
SH
Call
SOLE
180000
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
4037
261861
SH
SOLE
261861
0
0
NUCOR CORP
COM
670346105
743
13678
SH
SOLE
13678
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
1230
200000
SH
SOLE
200000
0
0
PENNEY J C INC
COM
708160106
3067
305500
SH
Put
SOLE
305500
0
0
PFIZER INC
COM
717081103
8427
285000
SH
SOLE
285000
0
0
PFIZER INC
COM
717081103
14786
500000
SH
Put
SOLE
500000
0
0
POST HLDGS INC
COM
737446104
9391
283051
SH
SOLE
283051
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
143246
1450000
SH
Put
SOLE
1450000
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
39434
29250
PRN
SOLE
29250
0
0
RACKSPACE HOSTING INC
COM
750086100
23409
719200
SH
SOLE
719200
0
0
RACKSPACE HOSTING INC
COM
750086100
19530
600000
SH
Call
SOLE
600000
0
0
RADIAN GROUP INC
COM
750236101
7772
545000
SH
Call
SOLE
545000
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
69361
50000
PRN
SOLE
50000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
3389
9400
SH
SOLE
9400
0
0
SALESFORCE COM INC
COM
79466L302
17351
301600
SH
SOLE
301600
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
1051
38400
SH
SOLE
38400
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
124572
64700
PRN
SOLE
64700
0
0
SANDRIDGE ENERGY INC
COM
80007P307
2575
600000
SH
SOLE
600000
0
0
SEADRILL LIMITED
SHS
G7945E105
13434
502000
SH
Put
SOLE
502000
0
0
SEARS HLDGS CORP
COM
812350106
9107
360900
SH
Put
SOLE
360900
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
54372
600000
SH
Put
SOLE
600000
0
0
SEMGROUP CORP
*W EXP 11/30/201
81663A113
17369
292403
SH
SOLE
292403
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
5022
192500
SH
SOLE
192500
0
0
SOLARCITY CORP
COM
83416T100
2643
44343
SH
SOLE
44343
0
0
SOLARCITY CORP
COM
83416T100
9088
152500
SH
Put
SOLE
152500
0
0
SOLARCITY CORP
NOTE 2.750%11/0
83416TAA8
14946
12500
PRN
SOLE
12500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
591060
3000000
SH
Call
SOLE
3000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
49255
250000
SH
Put
SOLE
250000
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
29590
1000000
SH
Put
SOLE
1000000
0
0
SUPERVALU INC
COM
868536103
268
30000
SH
Put
SOLE
30000
0
0
SYSCO CORP
COM
871829107
24508
645800
SH
Call
SOLE
645800
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
8673
5000
PRN
SOLE
5000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
86803
43000
PRN
SOLE
43000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
45694
48000
PRN
SOLE
48000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
5376
100000
SH
Call
SOLE
100000
0
0
TIBCO SOFTWARE INC
COM
88632Q103
637
26925
SH
SOLE
26925
0
0
T-MOBILE US INC
COM
872590104
13137
455000
SH
SOLE
455000
0
0
TREEHOUSE FOODS INC
COM
89469A104
2891
35919
SH
SOLE
35919
0
0
TRI POINTE HOMES INC
COM
87265H109
22046
1703714
SH
SOLE
1703714
0
0
TRIBUNE PUBG CO
COM
896082104
4543
225092
SH
SOLE
225092
0
0
TRONOX LTD
SHS CL A
Q9235V101
3608
138489
SH
SOLE
138489
0
0
TWITTER INC
COM
90184L102
7737
150000
SH
Put
SOLE
150000
0
0
VECTRUS INC
COM
92242T101
1193
61108
SH
SOLE
61108
0
0
WASHINGTON PRIME GROUP INC
COM
939647103
18616
1065000
SH
SOLE
1065000
0
0
WEBSTER FINL CORP CONN
*W EXP 11/21/201
947890117
567
45383
SH
SOLE
45383
0
0
WINDSTREAM HLDGS INC
COM
97382A101
1682
156000
SH
Put
SOLE
156000
0
0
YAHOO INC
COM
984332106
2282
56000
SH
Put
SOLE
56000
0
0
YAHOO INC
COM
984332106
19638
481900
SH
Call
SOLE
481900
0
0