0001507971-19-000003.txt : 20191114
0001507971-19-000003.hdr.sgml : 20191114
20191114154853
ACCESSION NUMBER: 0001507971-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC
CENTRAL INDEX KEY: 0001507971
IRS NUMBER: 134152843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14077
FILM NUMBER: 191219694
BUSINESS ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212 709-9400
MAIL ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001507971
XXXXXXXX
09-30-2019
09-30-2019
Wall Street Access Asset Management, LLC
17 BATTERY PLACE
11TH FLOOR
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-14077
N
Greg Viscovich
Chief Compliance Officer
212 709-9429
Greg Viscovich
New York
NY
11-14-2019
0
91
82012
false
INFORMATION TABLE
2
wsaam13f09302019.xml
3M COMPANY
COM
88579Y101
280
1705
SH
SOLE
1705
0
0
ABB LTD
ADR
000375204
447
22747
SH
SOLE
22747
0
0
ABBOTT LABORATORIES INC.
COM
002824100
373
4468
SH
SOLE
4468
0
0
ABBVIE INC
COM
00287Y109
402
5314
SH
SOLE
5314
0
0
AEROJET ROCKETDYNE HOLDINGS IN
COM
007800105
599
11868
SH
SOLE
11868
0
0
ALIBABA GROUP HLDG LTD SPONSO
COM ADR
01609W102
424
2540
SH
SOLE
147
0
2393
ALLERGAN PLC
COM
g0177j108
367
2182
SH
SOLE
2182
0
0
ALPHABET INC CAP STKCL C
COM
02079K107
2577
2114
SH
SOLE
385
0
1729
ALPHABET INC CL A
COM
02079K305
1233
1010
SH
SOLE
525
0
485
ALTICE USA INC CL A
COM
02156k103
337
11740
SH
SOLE
11740
0
0
ALTRIA GROUP INC COM
COM
02209S103
237
5800
SH
SOLE
400
0
5400
AMAZON COM INC
COM
023135106
3971
2288
SH
SOLE
2014
0
274
AMGEN, INC.
COM
031162100
554
2863
SH
SOLE
2863
0
0
ANNALY CAP MGMT INC
COM
035710409
547
62104
SH
SOLE
62104
0
0
APOLLO GLOBAL MGMT INC C
COM
03768E105
771
20400
SH
SOLE
0
0
20400
APPLE HOSPITALITY REIT INC C
COM
03784Y200
196
11866
SH
SOLE
0
0
11866
APPLE, INC.
COM
037833100
5191
23177
SH
SOLE
16410
0
6767
AVERY DENNISON CORP COM
COM
053611109
523
4610
SH
SOLE
1000
0
3610
BANK OF AMERICA CORPORATIO
COM
060505104
1288
44178
SH
SOLE
0
0
44178
BAYER AG ADR
ADR
072730302
205
11579
SH
SOLE
11579
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670108
2182
7
SH
SOLE
0
0
7
BERKSHIRE HATHAWAY INC B
COM
084670702
3169
15238
SH
SOLE
6402
0
8836
BOEING CO
COM
097023105
1028
2703
SH
SOLE
2703
0
0
BOOKING HLDGS INC COM
COM
09857L108
368
188
SH
SOLE
0
0
188
BROADRIDGE FINL SOLUTIONS
COM
11133T103
559
4500
SH
SOLE
0
0
4500
BROWN & BROWN INC
COM
115236101
1081
30000
SH
SOLE
30000
0
0
BUILDERS FIRSTSOURCEINC COM
COM
12008R107
341
16600
SH
SOLE
0
0
16600
CATERPILLAR INC
COM
149123101
446
3527
SH
SOLE
3527
0
0
CBS CORP CL B
COM
124857202
239
5930
SH
SOLE
5930
0
0
CISCO SYSTEMS INC
COM
17275R102
1107
22422
SH
SOLE
1981
0
20441
CITIGROUP INC COM NEW
COM
172967424
656
9501
SH
SOLE
0
0
9501
COCA COLA COMPANY
COM
191216100
388
7134
SH
SOLE
7134
0
0
CORTEVA INC COM
COM
22052L104
544
19421
SH
SOLE
19421
0
0
COVETRUS INC COM
COM
22304C100
633
53287
SH
SOLE
53287
0
0
DUPONT DE NEMOURS INC
COM
26614N102
697
9792
SH
SOLE
9792
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
224
7838
SH
SOLE
7838
0
0
EXXON MOBIL CORP
COM
30231G102
456
6468
SH
SOLE
6468
0
0
FACEBOOK INC CL A
COM
30303M102
1267
7116
SH
SOLE
1407
0
5709
FIAT CHRYSLER AUTOMOBILE
COM
N31738102
409
31623
SH
SOLE
0
0
31623
GABELLI MULTIMEDIA TR INC COM
COM
36239Q109
102
12591
SH
SOLE
0
0
12591
GENERAL DYNAMICS CORP
COM
369550108
237
1300
SH
SOLE
1300
0
0
GENERAL ELECTRIC CO COM
COM
369604103
153
17153
SH
SOLE
0
0
17153
GENERAL MTRS CO COM
COM
37045V100
295
7874
SH
SOLE
1119
0
6755
GILEAD SCIENCES INC
COM
375558103
319
5031
SH
SOLE
5031
0
0
GOLDMAN SACHS GROUP INC
COM
38141g104
384
1854
SH
SOLE
1854
0
0
GOLUB CAP BDC INC
COM
38173m102
293
15560
SH
SOLE
15560
0
0
HUNTSMAN CORPORATION
COM
447011107
560
24074
SH
SOLE
24074
0
0
IDEXX LABS INC
COM
45168D104
583
2144
SH
SOLE
2144
0
0
INTEL CORP
COM
458140100
1154
22416
SH
SOLE
13155
0
9261
INTERCONTINENTAL EXCHANGE I
COM
45866F104
4666
50575
SH
SOLE
0
0
50575
INTL BUSINESS MACHINES
COM
459200101
235
1614
SH
SOLE
1614
0
0
IQVIA HLDGS INC COM
COM
46266C105
417
2795
SH
SOLE
0
0
2795
ISHARES CORE MSCI EM ETF
COM
46434G103
319
6519
SH
SOLE
6519
0
0
ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF
COM
464287119
230
1205
SH
SOLE
1205
0
0
ISHARES TR NATL MUN BD ETF FD
COM
464288414
252
2209
SH
SOLE
0
0
2209
ISHARES TR RUSSELL 2000 VALUE
COM
464287630
627
5259
SH
SOLE
572
0
4687
ISHARES TR TIPS BD ETF
COM
464287176
581
5000
SH
SOLE
0
0
5000
ISHARES TRUST S&P
COM
464287200
10507
35199
SH
SOLE
35199
0
0
JOHNSON & JOHNSON
COM
478160104
846
6540
SH
SOLE
6540
0
0
JP MORGAN CHASE & CO COM
COM
46625H100
616
5237
SH
SOLE
60
0
5177
LAZARD LTD A
SHS
g54050102
383
10940
SH
SOLE
10940
0
0
MCDONALDS CORP
COM
580135101
603
2811
SH
SOLE
1341
0
1470
MERCK & CO INC
COM
58933Y105
441
5242
SH
SOLE
5242
0
0
MICROSOFT CORP
COM
594918104
7560
54382
SH
SOLE
18120
0
36262
NATIONAL FUEL GAS CO NJ
COM
636180101
325
6925
SH
SOLE
6925
0
0
NEW YORK CMNTY BANCORP IN
COM
649445103
128
10250
SH
SOLE
0
0
10250
NIELSEN HOLDINGS PLC
COM
g6518l108
206
9705
SH
SOLE
9705
0
0
NIKE INC CLASS B
COM
654106103
1951
20777
SH
SOLE
20777
0
0
NOKIA CORP SP ADR
ADR
654902204
79
15675
SH
SOLE
15675
0
0
NORTHFIELD BANCORP INC DEL CO
COM
66611T108
616
38409
SH
SOLE
0
0
38409
NUVEEN NEW YORK AMT-FREE QUALI
COM
670656107
444
32997
SH
SOLE
0
0
32997
PEPSICO INC
COM
713448108
527
3845
SH
SOLE
3845
0
0
PFIZER INC
COM
717081103
963
26838
SH
SOLE
18026
0
8812
POWERSHS QQQ TRUST SER
COM
46090E103
366
1942
SH
SOLE
1942
0
0
PROCTER & GAMBLE
COM
742718109
677
5451
SH
SOLE
3720
0
1731
PURE CYCLE CORP COM
COM
746228303
162
15800
SH
SOLE
0
0
15800
NORTHFIELD BANCORP IN
COM
66611T918
171
10700
SH
SOLE
0
0
10700
SMART SAND INC
COM
83191h107
108
38235
SH
SOLE
38235
0
0
SOLAR CAP LTD
COM
83413u100
213
10325
SH
SOLE
10325
0
0
SPDR GOLD TRUST
COM
78463V107
891
6419
SH
SOLE
6419
0
0
SPDR S&P 500 ETF TR TR UNIT
COM
78462F103
492
1659
SH
SOLE
367
0
1292
STRYKER CORP
COM
863667101
210
975
SH
SOLE
975
0
0
TAKEDA PHARMACEUTICAL CO LTD S
ADS
874060205
292
16985
SH
SOLE
16985
0
0
TARGET CORP
COM
87612e106
269
2515
SH
SOLE
2515
0
0
TORONTO-DOMINION BANK
COM
891160509
203
3487
SH
SOLE
3487
0
0
VANGUARD BD INDEX FDS VANGUA
COM
921937827
371
4604
SH
SOLE
0
0
4604
VANGUARD INDEX FDS REAL ESTAT
COM
922908553
826
8867
SH
SOLE
0
0
8867
VANGUARD INDEX FDS VANGUARD T
COM
922908769
224
1489
SH
SOLE
0
0
1489
VANGUARD INDEX FDS VANGUARD V
COM
922908744
261
2346
SH
SOLE
0
0
2346
VERIZON COMMUNICAT
COM
92343V104
2147
35578
SH
SOLE
24296
0
11282
VISA INC COM CL A
COM
92826C839
211
1229
SH
SOLE
0
0
1229