0001507971-19-000003.txt : 20191114 0001507971-19-000003.hdr.sgml : 20191114 20191114154853 ACCESSION NUMBER: 0001507971-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC CENTRAL INDEX KEY: 0001507971 IRS NUMBER: 134152843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14077 FILM NUMBER: 191219694 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212 709-9400 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001507971 XXXXXXXX 09-30-2019 09-30-2019 Wall Street Access Asset Management, LLC
17 BATTERY PLACE 11TH FLOOR NEW YORK NY 10004
13F HOLDINGS REPORT 028-14077 N
Greg Viscovich Chief Compliance Officer 212 709-9429 Greg Viscovich New York NY 11-14-2019 0 91 82012 false
INFORMATION TABLE 2 wsaam13f09302019.xml 3M COMPANY COM 88579Y101 280 1705 SH SOLE 1705 0 0 ABB LTD ADR 000375204 447 22747 SH SOLE 22747 0 0 ABBOTT LABORATORIES INC. COM 002824100 373 4468 SH SOLE 4468 0 0 ABBVIE INC COM 00287Y109 402 5314 SH SOLE 5314 0 0 AEROJET ROCKETDYNE HOLDINGS IN COM 007800105 599 11868 SH SOLE 11868 0 0 ALIBABA GROUP HLDG LTD SPONSO COM ADR 01609W102 424 2540 SH SOLE 147 0 2393 ALLERGAN PLC COM g0177j108 367 2182 SH SOLE 2182 0 0 ALPHABET INC CAP STKCL C COM 02079K107 2577 2114 SH SOLE 385 0 1729 ALPHABET INC CL A COM 02079K305 1233 1010 SH SOLE 525 0 485 ALTICE USA INC CL A COM 02156k103 337 11740 SH SOLE 11740 0 0 ALTRIA GROUP INC COM COM 02209S103 237 5800 SH SOLE 400 0 5400 AMAZON COM INC COM 023135106 3971 2288 SH SOLE 2014 0 274 AMGEN, INC. COM 031162100 554 2863 SH SOLE 2863 0 0 ANNALY CAP MGMT INC COM 035710409 547 62104 SH SOLE 62104 0 0 APOLLO GLOBAL MGMT INC C COM 03768E105 771 20400 SH SOLE 0 0 20400 APPLE HOSPITALITY REIT INC C COM 03784Y200 196 11866 SH SOLE 0 0 11866 APPLE, INC. COM 037833100 5191 23177 SH SOLE 16410 0 6767 AVERY DENNISON CORP COM COM 053611109 523 4610 SH SOLE 1000 0 3610 BANK OF AMERICA CORPORATIO COM 060505104 1288 44178 SH SOLE 0 0 44178 BAYER AG ADR ADR 072730302 205 11579 SH SOLE 11579 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 2182 7 SH SOLE 0 0 7 BERKSHIRE HATHAWAY INC B COM 084670702 3169 15238 SH SOLE 6402 0 8836 BOEING CO COM 097023105 1028 2703 SH SOLE 2703 0 0 BOOKING HLDGS INC COM COM 09857L108 368 188 SH SOLE 0 0 188 BROADRIDGE FINL SOLUTIONS COM 11133T103 559 4500 SH SOLE 0 0 4500 BROWN & BROWN INC COM 115236101 1081 30000 SH SOLE 30000 0 0 BUILDERS FIRSTSOURCEINC COM COM 12008R107 341 16600 SH SOLE 0 0 16600 CATERPILLAR INC COM 149123101 446 3527 SH SOLE 3527 0 0 CBS CORP CL B COM 124857202 239 5930 SH SOLE 5930 0 0 CISCO SYSTEMS INC COM 17275R102 1107 22422 SH SOLE 1981 0 20441 CITIGROUP INC COM NEW COM 172967424 656 9501 SH SOLE 0 0 9501 COCA COLA COMPANY COM 191216100 388 7134 SH SOLE 7134 0 0 CORTEVA INC COM COM 22052L104 544 19421 SH SOLE 19421 0 0 COVETRUS INC COM COM 22304C100 633 53287 SH SOLE 53287 0 0 DUPONT DE NEMOURS INC COM 26614N102 697 9792 SH SOLE 9792 0 0 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 224 7838 SH SOLE 7838 0 0 EXXON MOBIL CORP COM 30231G102 456 6468 SH SOLE 6468 0 0 FACEBOOK INC CL A COM 30303M102 1267 7116 SH SOLE 1407 0 5709 FIAT CHRYSLER AUTOMOBILE COM N31738102 409 31623 SH SOLE 0 0 31623 GABELLI MULTIMEDIA TR INC COM COM 36239Q109 102 12591 SH SOLE 0 0 12591 GENERAL DYNAMICS CORP COM 369550108 237 1300 SH SOLE 1300 0 0 GENERAL ELECTRIC CO COM COM 369604103 153 17153 SH SOLE 0 0 17153 GENERAL MTRS CO COM COM 37045V100 295 7874 SH SOLE 1119 0 6755 GILEAD SCIENCES INC COM 375558103 319 5031 SH SOLE 5031 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 384 1854 SH SOLE 1854 0 0 GOLUB CAP BDC INC COM 38173m102 293 15560 SH SOLE 15560 0 0 HUNTSMAN CORPORATION COM 447011107 560 24074 SH SOLE 24074 0 0 IDEXX LABS INC COM 45168D104 583 2144 SH SOLE 2144 0 0 INTEL CORP COM 458140100 1154 22416 SH SOLE 13155 0 9261 INTERCONTINENTAL EXCHANGE I COM 45866F104 4666 50575 SH SOLE 0 0 50575 INTL BUSINESS MACHINES COM 459200101 235 1614 SH SOLE 1614 0 0 IQVIA HLDGS INC COM COM 46266C105 417 2795 SH SOLE 0 0 2795 ISHARES CORE MSCI EM ETF COM 46434G103 319 6519 SH SOLE 6519 0 0 ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF COM 464287119 230 1205 SH SOLE 1205 0 0 ISHARES TR NATL MUN BD ETF FD COM 464288414 252 2209 SH SOLE 0 0 2209 ISHARES TR RUSSELL 2000 VALUE COM 464287630 627 5259 SH SOLE 572 0 4687 ISHARES TR TIPS BD ETF COM 464287176 581 5000 SH SOLE 0 0 5000 ISHARES TRUST S&P COM 464287200 10507 35199 SH SOLE 35199 0 0 JOHNSON & JOHNSON COM 478160104 846 6540 SH SOLE 6540 0 0 JP MORGAN CHASE & CO COM COM 46625H100 616 5237 SH SOLE 60 0 5177 LAZARD LTD A SHS g54050102 383 10940 SH SOLE 10940 0 0 MCDONALDS CORP COM 580135101 603 2811 SH SOLE 1341 0 1470 MERCK & CO INC COM 58933Y105 441 5242 SH SOLE 5242 0 0 MICROSOFT CORP COM 594918104 7560 54382 SH SOLE 18120 0 36262 NATIONAL FUEL GAS CO NJ COM 636180101 325 6925 SH SOLE 6925 0 0 NEW YORK CMNTY BANCORP IN COM 649445103 128 10250 SH SOLE 0 0 10250 NIELSEN HOLDINGS PLC COM g6518l108 206 9705 SH SOLE 9705 0 0 NIKE INC CLASS B COM 654106103 1951 20777 SH SOLE 20777 0 0 NOKIA CORP SP ADR ADR 654902204 79 15675 SH SOLE 15675 0 0 NORTHFIELD BANCORP INC DEL CO COM 66611T108 616 38409 SH SOLE 0 0 38409 NUVEEN NEW YORK AMT-FREE QUALI COM 670656107 444 32997 SH SOLE 0 0 32997 PEPSICO INC COM 713448108 527 3845 SH SOLE 3845 0 0 PFIZER INC COM 717081103 963 26838 SH SOLE 18026 0 8812 POWERSHS QQQ TRUST SER COM 46090E103 366 1942 SH SOLE 1942 0 0 PROCTER & GAMBLE COM 742718109 677 5451 SH SOLE 3720 0 1731 PURE CYCLE CORP COM COM 746228303 162 15800 SH SOLE 0 0 15800 NORTHFIELD BANCORP IN COM 66611T918 171 10700 SH SOLE 0 0 10700 SMART SAND INC COM 83191h107 108 38235 SH SOLE 38235 0 0 SOLAR CAP LTD COM 83413u100 213 10325 SH SOLE 10325 0 0 SPDR GOLD TRUST COM 78463V107 891 6419 SH SOLE 6419 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 492 1659 SH SOLE 367 0 1292 STRYKER CORP COM 863667101 210 975 SH SOLE 975 0 0 TAKEDA PHARMACEUTICAL CO LTD S ADS 874060205 292 16985 SH SOLE 16985 0 0 TARGET CORP COM 87612e106 269 2515 SH SOLE 2515 0 0 TORONTO-DOMINION BANK COM 891160509 203 3487 SH SOLE 3487 0 0 VANGUARD BD INDEX FDS VANGUA COM 921937827 371 4604 SH SOLE 0 0 4604 VANGUARD INDEX FDS REAL ESTAT COM 922908553 826 8867 SH SOLE 0 0 8867 VANGUARD INDEX FDS VANGUARD T COM 922908769 224 1489 SH SOLE 0 0 1489 VANGUARD INDEX FDS VANGUARD V COM 922908744 261 2346 SH SOLE 0 0 2346 VERIZON COMMUNICAT COM 92343V104 2147 35578 SH SOLE 24296 0 11282 VISA INC COM CL A COM 92826C839 211 1229 SH SOLE 0 0 1229