0001507971-16-000006.txt : 20160502
0001507971-16-000006.hdr.sgml : 20160502
20160502135048
ACCESSION NUMBER: 0001507971-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160502
DATE AS OF CHANGE: 20160502
EFFECTIVENESS DATE: 20160502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC
CENTRAL INDEX KEY: 0001507971
IRS NUMBER: 134152843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14077
FILM NUMBER: 161611059
BUSINESS ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212 709-9400
MAIL ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
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0001507971
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03-31-2016
03-31-2016
Wall Street Access Asset Management, LLC
17 BATTERY PLACE
11TH FLOOR
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-14077
N
Gregory Viscovich
Chief Compliance Officer
212 709-9429
Gregory Viscovich
New York
NY
05-02-2016
0
241
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0
0
NUVEEN REAL ASSET INC & GROWTH COM
COM
67074Y105
30
1960
SH
SOLE
1960
0
0
OCCIDENTAL PETE CORP DEL COM
COM
674599105
296
4340
SH
SOLE
4340
0
0
OILSANDS QUEST INC
COM
678046103
0
18000
SH
SOLE
18000
0
0
OMEGA HEALTHCARE INVS INC COM
COM
681936100
916
25966
SH
SOLE
1000
0
24966
OXFORD LANE CAP CORP COM
COM
691543102
1667
197308
SH
SOLE
42636
0
154672
PARK-OHIO HLDGS CORP COM
COM
700666100
9474
221270
SH
SOLE
101160
0
120110
PENNEY J C INC COM
COM
708160106
349
31562
SH
SOLE
31562
0
0
PEOPLES UTD FINL INC COM
COM
712704105
912
53281
SH
SOLE
15900
0
37381
PEPSICO INC COM
COM
713448108
3
30
SH
SOLE
30
0
0
PFIZER INC COM
COM
717081103
2634
88892
SH
SOLE
37285
0
51607
PHILIP MORRIS INTL INC COM
COM
718172109
281
2866
SH
SOLE
2866
0
0
PHILLIPS 66 COM
COM
718546104
517
5978
SH
SOLE
128
0
5850
PIMCO ETF TR 0-5 YR HIGH YIELD
COM
72201R783
36
389
SH
SOLE
389
0
0
PIMCO HIGH INCOME FD COM SHS
COM
722014107
2
250
SH
SOLE
250
0
0
PIMCO MUN INCOME FD III COM
COM
72201A103
89
7405
SH
SOLE
7405
0
0
PIMCO MUNICIPAL INCOME FD COM
COM
72200R107
11
725
SH
SOLE
725
0
0
PIMCO STRATEGIC INCOME FD INC COM
COM
72200X104
12
1410
SH
SOLE
1410
0
0
POST PPTYS INC COM
COM
737464107
6
117
SH
SOLE
117
0
0
POWERSHARES PREFERRED PORTFOLIO
COM
73936T565
2
200
SH
SOLE
200
0
0
POWERSHARES QQQ TRUST, SERIES 1
COM
73935A104
12
113
SH
SOLE
113
0
0
POWERSHARES SENIOR LOAN PORTFOLIO
COM
73936Q769
49
2160
SH
SOLE
2160
0
0
PPG INDS INC COM
COM
693506107
11
100
SH
SOLE
100
0
0
PROCTER & GAMBLE CO COM
COM
742718109
4031
48976
SH
SOLE
17526
0
31450
PSYCHEMEDICS CORP COM NEW
COM
744375205
1854
134838
SH
SOLE
35275
0
99563
PURE CYCLE CORP COM
COM
746228303
1777
394055
SH
SOLE
202650
0
191405
QUALCOMM INC COM
COM
747525103
102
2010
SH
SOLE
2010
0
0
RANGE RES CORP COM
COM
75281A109
682
21067
SH
SOLE
20067
0
1000
REDWOOD TR INC COM
COM
758075402
333
25500
SH
SOLE
6600
0
18900
RESTORATION HARDWARE HLDGS INC COM
COM
761283100
32
782
SH
SOLE
782
0
0
ROLLS-ROYCE HOLDINGS PLC LONDO
COM
G76225104
122
12500
SH
SOLE
8500
0
4000
ROYAL DUTCH SHELL PLC SPONSORE
COM ADR
780259206
208
4300
SH
SOLE
1000
0
3300
RSTK NORTHFIELD BANCORP INC DE
COM
66611T918
175
10700
SH
SOLE
10700
0
0
SALIENT MIDSTREAM & MLP FD SH BEN INT
COM
79471V105
4
500
SH
SOLE
500
0
0
SCHOLASTIC CORP
COM
807066105
2305
61700
SH
SOLE
29500
0
32200
SCORPIO TANKERS INC SHS ISIN#M
COM
Y7542C106
597
102500
SH
SOLE
44000
0
58500
SEAGATE TECHNOLOGY PLC SHS
COM
G7945M107
284
8270
SH
SOLE
8270
0
0
SHERWIN WILLIAMS CO COM
COM
824348106
319
1123
SH
SOLE
1123
0
0
SOUTHERN CO COM
COM
842587107
53
1029
SH
SOLE
1029
0
0
SPDR BARCLAYS CONVERTIBLE SECURITIES ETF
COM
78464A359
58
1363
SH
SOLE
1363
0
0
SPDR BARCLAYS HIGH YIELD BOND ETF
COM
78464A417
36
1060
SH
SOLE
1060
0
0
SPDR BLACKSTONE/ GSO SENIOR LOAN ETF
COM
78467V608
46
995
SH
SOLE
995
0
0
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
COM
78467V848
26
530
SH
SOLE
530
0
0
SPDR S&P 500 ETF TR TR UNIT
COM
78462F103
429
2088
SH
SOLE
2088
0
0
SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF
COM
78464A730
3
120
SH
SOLE
120
0
0
ST JOE CO COM
COM
790148100
3
215
SH
SOLE
215
0
0
STARZ COM SER A
COM
85571Q102
250
9512
SH
SOLE
9512
0
0
SUBURBAN PROPANE PARTNERS L P
COM
864482104
2050
68611
SH
SOLE
19577
0
49034
TEVA PHARMACEUTICAL INDUSTRIES
COM ADR
881624209
3322
62100
SH
SOLE
31650
0
30450
THERMO FISHER SCIENTIFIC INC C
COM
883556102
325
2300
SH
SOLE
2300
0
0
TICC CAP CORP COM
COM
87244T109
643
134160
SH
SOLE
46500
0
87660
TIME WARNER CABLE INC COM
COM
88732J207
204
1000
SH
SOLE
1000
0
0
TIME WARNER INC NEW COM NEW
COM
887317303
764
10534
SH
SOLE
6500
0
4034
TITAN INTL INC ILL COM
COM
88830M102
212
39495
SH
SOLE
39495
0
0
TOLL BROTHERS INC COM
COM
889478103
34
1165
SH
SOLE
1165
0
0
TORTOISE MLP FD INC COM
COM
89148B101
686
42031
SH
SOLE
5800
0
36231
TRANSDIGM GROUP INC COM
COM
893641100
49
225
SH
SOLE
225
0
0
TRANSOCEAN LTD REG SHS
COM
H8817H100
43
4705
SH
SOLE
4705
0
0
TRIUMPH GROUP INC NEW COM
COM
896818101
469
14911
SH
SOLE
14911
0
0
TSAKOS ENERGY NAVIGATION LTD S
COM
G9108L108
139
22500
SH
SOLE
22500
0
0
UNION PAC CORP COM
COM
907818108
7
100
SH
SOLE
100
0
0
UNITED PARCEL SERVICE INC CL B
COM
911312106
12
122
SH
SOLE
122
0
0
UNITED TECHNOLOGIES CORP COM
COM
913017109
425
4254
SH
SOLE
4254
0
0
UNIVERSAL DISPLAY CORP COM
COM
91347P105
466
8625
SH
SOLE
3925
0
4700
VERIZON COMMUNICATIONS INC COM
COM
92343V104
398
7377
SH
SOLE
5404
0
1973
WATTS WATER TECHNOLOGIES INC C
COM
942749102
2075
37648
SH
SOLE
5000
0
32648
WELLS FARGO & CO NEW COM
COM
949746101
331
6850
SH
SOLE
1100
0
5750
WESTERN UN CO COM
COM
959802109
8
450
SH
SOLE
450
0
0
WEYERHAEUSER CO
COM
962166104
2955
95410
SH
SOLE
38892
0
56518
WINTHROP RLTY TR SH BEN INT NEW
COM
976391300
0
50
SH
SOLE
50
0
0
YAHOO INC COM
COM
984332106
387
10515
SH
SOLE
10515
0
0