0001507971-16-000005.txt : 20160211 0001507971-16-000005.hdr.sgml : 20160211 20160211160747 ACCESSION NUMBER: 0001507971-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 EFFECTIVENESS DATE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC CENTRAL INDEX KEY: 0001507971 IRS NUMBER: 134152843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14077 FILM NUMBER: 161411364 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212 709-9400 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001507971 XXXXXXXX 12-31-2015 12-31-2015 Wall Street Access Asset Management, LLC

17 BATTERY PLACE 11TH FLOOR NEW YORK NY 10004

13F HOLDINGS REPORT 028-14077 N Greg Viscovich 212 709-9429 Greg Viscovich New York NY 02-11-2016 0 124 147462 false INFORMATION TABLE 2 wsaam13f12312015.xml 3D SYS CORP DEL COM NEW COM 88554D205 3152 362814 SH SOLE 291935 0 70879 ABBOTT LABS COM COM 2824100 273 6100 SH SOLE 5200 0 900 ABBVIE INC COM COM 00287Y109 4386 74050 SH SOLE 33250 0 40800 ABTECH HLDGS INC COM COM 00400H108 3 225000 SH SOLE 225000 0 0 AEGEAN MARINE PETROLEUM NETWOR COM Y0017S102 434 52000 SH SOLE 26500 0 25500 AES TR III TR PFD CONV SECS CP PFD 00808N202 1021 20400 SH SOLE 6000 0 14400 ALPHABET INC CAP STK CL A COM 02079K305 645 830 SH SOLE 730 0 100 ALPHABET INC CAP STK CL C COM 02079K107 539 711 SH SOLE 611 0 100 ALTRIA GROUP INC COM COM 02209S103 334 5750 SH SOLE 5750 0 0 AMERICAN INTL GROUP INC COM NE COM 26874784 517 8354 SH SOLE 7484 0 870 AMERIGAS PARTNERS L P UNIT LTD COM 30975106 262 7650 SH SOLE 3400 0 4250 AMERIPRISE FINL INC COM COM 03076C106 376 3539 SH SOLE 3539 0 0 AMOREPACIFIC CORP PFD SHS NON PFD Y01258113 559 2850 SH SOLE 2850 0 0 APPLE INC COM COM 37833100 551 5238 SH SOLE 3663 0 1575 AT&T INC COM COM 00206R102 399 11604 SH SOLE 5294 0 6310 AVERY DENNISON CORP COM COM 53611109 2605 41582 SH SOLE 13150 0 28432 BAIDU COM INC SPONS ADR REPSTG COM ADR 56752108 579 3065 SH SOLE 2945 0 120 BANCO SANTANDER SA ADR ISIN#US COM ADR 05964H105 79 16410 SH SOLE 16410 0 0 BARRICK GOLD CORP COM ISIN#CA0 COM 67901108 126 17120 SH SOLE 17120 0 0 BAXALTA INC COM COM 07177M103 2216 56790 SH SOLE 23290 0 33500 BAXTER INTL INC COM COM 71813109 831 21790 SH SOLE 6840 0 14950 BERKSHIRE HATHAWAY INC DEL CL COM 84670108 158 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 84670702 1495 11328 SH SOLE 10078 0 1250 BIOGEN IDEC INC COM COM 09062X103 612 2000 SH SOLE 2000 0 0 BOEING CO COM COM 97023105 278 1925 SH SOLE 1100 0 825 BP PLC SPONS ADR COM ADR 55622104 1221 39080 SH SOLE 23630 0 15450 BRISTOL MYERS SQUIBB CO COM COM 110122108 700 10181 SH SOLE 600 0 9581 CANADIAN NATURAL RES LTD ISIN# COM 136385101 690 31650 SH SOLE 11650 0 20000 CANTEL MEDICAL CORP COM 138098108 223 7200 SH SOLE 0 0 10800 CECO ENVIRONMENTAL CORP COM 125141101 1309 170447 SH SOLE 65750 0 104697 CHEMOURS CO COM COM 163851108 3 4641 SH SOLE 4041 0 600 CHEMTURA CORP COM NEW COM 163893209 2173 79700 SH SOLE 35250 0 44450 CHEVRON CORP NEW COM COM 166764100 1102 12253 SH SOLE 4192 0 8061 CHUBB CORP COM 171232101 2844 21448 SH SOLE 9000 0 12448 CINCINNATI FINL CORP COM COM 172062101 1426 24100 SH SOLE 7500 0 16600 CISCO SYSTEMS INC COM 17275R102 3537 130277 SH SOLE 68677 0 61600 CITIGROUP INC COM NEW ISIN#US1 COM 172967424 276 5346 SH SOLE 5146 0 200 COCRYSTAL PHARMA INC COM COM 19188J102 44 50000 SH SOLE 0 0 50000 CONOCOPHILLIPS COM COM 20825C104 2841 60857 SH SOLE 13557 0 47300 CORNING INC COM 219350105 82 4500 SH SOLE 0 0 4500 DARLING INGREDIENTS INC COM COM 237266101 1468 139565 SH SOLE 43300 0 96265 DIGIMARC CORP NEW COM COM 25381B101 2687 73600 SH SOLE 34400 0 39200 DISNEY WALT CO DISNEY COM COM 254687106 979 9317 SH SOLE 385 0 8932 DU PONT E I DE NEMOURS & CO CO COM 263534109 240 3606 SH SOLE 3026 0 580 EAGLE MATERIALS INC COM COM 26969P108 4752 78648 SH SOLE 38400 0 40248 EQUITY RESIDENTIAL SHS BEN INT COM 29476L107 203 2500 SH SOLE 1500 0 1000 EVERSOURCE ENERGY COM COM 30040W108 3071 60138 SH SOLE 9125 0 51013 EXXON MOBIL CORP COM COM 30231G102 3459 44382 SH SOLE 20919 0 23463 FACEBOOK INC CL A COM 30303M102 266 2546 SH SOLE 2546 0 0 FIDELITY NATL FINL INC NEW FNF COM 31620R303 6602 190437 SH SOLE 78800 0 111637 FIDELITY NATL FINL INC NEW FNF COM 31620R402 1929 171848 SH SOLE 76529 0 95319 FIDELITY NATL INFORMATION SVCS COM 31620M106 4523 74651 SH SOLE 33604 0 41047 FIRSTMERIT CORP COM COM 337915102 1062 56984 SH SOLE 2500 0 54484 FLAMEL TECHNOLOGIES SA SPONSOR COM ADR 338488109 1001 82000 SH SOLE 33500 0 48500 GABELLI MULTIMEDIA TR INC COM COM 36239Q109 1944 259314 SH SOLE 107177 0 152137 GENERAL ELECTRIC CO COM COM 369604103 766 24619 SH SOLE 14095 0 10524 GENERAL MTRS CO COM COM 37045V100 313 9224 SH SOLE 9224 0 0 INTEL CORP COM COM 458140100 433 12581 SH SOLE 9381 0 3200 INTERCONTINENTAL EXCHANGE INC COM 45866F104 2614 10203 SH SOLE 10203 0 0 INTERNATIONAL BUSINESS MACHS C COM 459200101 485 3529 SH SOLE 1529 0 2000 ISHARES INC MSCI JAPAN ETF COM 464286848 208 17235 SH SOLE 17235 0 0 ISHARES TR 1-3 YR CR BD ETF COM 464288646 521 4989 SH SOLE 4989 0 0 ISHARES TR BARCLAYS 1-3 YR TRE COM 464287457 223 2652 SH SOLE 2652 0 0 ISHARES TR MSCI EMERGING MKTS COM 464287234 305 9480 SH SOLE 9480 0 0 ISHARES TR RUSSELL 2000 VALUE COM 464287630 686 7467 SH SOLE 7467 0 0 ISHARES TR S&P MIDCAP 400 GROW COM 464287606 321 1995 SH SOLE 1995 0 0 ISHARES TR S&P U S PFD STK IND COM 464288687 748 19257 SH SOLE 18027 0 1230 ISHARES TR TIPS BD ETF COM 464287176 548 5000 SH SOLE 5000 0 0 J ALEXANDERS HLDGS INC COM COM 46609J106 320 29365 SH SOLE 13173 0 16192 JOHNSON & JOHNSON COM COM 478160104 1204 11725 SH SOLE 390 0 11335 JP MORGAN CHASE & CO COM ISIN# COM 46625H100 413 6257 SH SOLE 5332 0 925 KINDER MORGAN INC DEL COM COM 49456B101 2476 166017 SH SOLE 57695 0 108322 KINDER MORGAN INC DEL WT EXP P Warrants 49456B119 17 298885 SH SOLE 82700 0 216185 LIVANOVA PLC COM G5509L101 89 1500 SH SOLE 0 0 1500 LUMINEX CORP DEL COM COM 55027E102 5243 245119 SH SOLE 168000 0 77119 MAIN STR CAP CORP COM COM 56035L104 3734 128406 SH SOLE 40300 0 88106 MAIN STR CAP CORP SR NTS CPN 6 PFD 56035L302 261 10350 SH SOLE 3100 0 7250 MANULIFE FINL CORP COM ISIN#CA COM 56501R106 2037 135997 SH SOLE 48100 0 87897 MARSH & MCLENNAN COS INC COM COM 571748102 221 3994 SH SOLE 3994 0 0 MATERIALISE NV SPONSORED ADS R COM ADR 57667T100 599 84950 SH SOLE 48950 0 36000 MCDONALDS CORP COM 580135101 285 2418 SH SOLE 1718 0 700 MERCK & CO INC NEW COM COM 58933Y105 381 7220 SH SOLE 2210 0 5010 MICROSOFT CORP COM COM 594918104 4843 87301 SH SOLE 40544 0 46757 MONDELEZ INTL INC CL A COM 609207105 581 12971 SH SOLE 6920 0 6051 MONSANTO CO NEW COM COM 61166W101 200 2035 SH SOLE 1810 0 225 MOSYS INC COM COM 619718109 69 63500 SH SOLE 61000 0 2500 NAVIOS MARITME HLDGS INC COM I COM Y62196103 57 33000 SH SOLE 33000 0 0 NEOMEDIA TECHNOLOGIES INC COM COM 640505400 0 33334 SH SOLE 33334 0 0 NEW YORK CMNTY BANCORP INC COM COM 649445103 201 12350 SH SOLE 10350 0 2000 NON INVASIVE MONITORING SYS IN COM 655366508 5 40000 SH SOLE 0 0 40000 NORTEL NETWORKS NEW COM COM 656568508 0 18000 SH SOLE 18000 0 0 NORTHFIELD BANCORP INC DEL COM COM 66611T108 628 39455 SH SOLE 39455 0 0 NUVEEN NEW YORK AMT- FREE MUN COM 670656107 142 10850 SH SOLE 10850 0 0 OILSANDS QUEST INC COM 678046103 0 18000 SH SOLE 18000 0 0 OMEGA HEALTHCARE INVS INC COM COM 681936100 908 25966 SH SOLE 1000 0 24966 OXFORD LANE CAP CORP COM COM 691543102 1965 197308 SH SOLE 42636 0 154672 PARK-OHIO HLDGS CORP COM COM 700666100 8156 221770 SH SOLE 101260 0 120510 PARTNERRE LTD SHS ISIN#BMG6852 COM G6852T105 1325 9483 SH SOLE 0 0 9483 PEOPLES UTD FINL INC COM COM 712704105 944 58481 SH SOLE 16100 0 42381 PFIZER INC COM COM 717081103 2560 79329 SH SOLE 27722 0 51607 PHILLIPS 66 COM COM 718546104 489 5978 SH SOLE 128 0 5850 PLUM CREEK TIMBER CO INC COM COM 729251108 2663 55824 SH SOLE 20925 0 34899 PROCTER & GAMBLE CO COM COM 742718109 3726 46931 SH SOLE 15381 0 31550 PSYCHEMEDICS CORP COM NEW COM 744375205 1367 134838 SH SOLE 35275 0 99563 PURE CYCLE CORP COM COM 746228303 1891 394055 SH SOLE 202650 0 191405 RANGE RES CORP COM COM 75281A109 276 11235 SH SOLE 11235 0 0 REDWOOD TR INC COM COM 758075402 369 28000 SH SOLE 6600 0 21400 RSTK NORTHFIELD BANCORP INC DE COM 66611T918 170 10700 SH SOLE 10700 0 0 SCORPIO TANKERS INC SHS ISIN#M COM Y7542C106 822 102500 SH SOLE 44000 0 58500 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 475 2334 SH SOLE 2334 0 0 SUBURBAN PROPANE PARTNERS L P COM 864482104 1685 69346 SH SOLE 19812 0 49534 TEVA PHARMACEUTICAL INDUSTRIES COM ADR 881624209 4095 62400 SH SOLE 31650 0 30750 THERMO FISHER SCIENTIFIC INC C COM 883556102 283 2000 SH SOLE 2000 0 0 TICC CAP CORP COM COM 87244T109 871 143260 SH SOLE 48500 0 94760 TIME WARNER CABLE INC COM COM 88732J207 278 1500 SH SOLE 1500 0 0 TIME WARNER INC NEW COM NEW COM 887317303 681 10534 SH SOLE 6500 0 4034 TORTOISE MLP FD INC COM COM 89148B101 729 42031 SH SOLE 5800 0 36231 UNIVERSAL DISPLAY CORP COM COM 91347P105 480 8825 SH SOLE 4125 0 4700 VALEANT PHARMACEUTICALS INTL I COM 91911K102 201 1982 SH SOLE 1982 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 308 6671 SH SOLE 4498 0 2173 WATTS WATER TECHNOLOGIES INC C COM 942749102 1869 37648 SH SOLE 5000 0 32648 WELLS FARGO & CO NEW COM COM 949746101 350 6450 SH SOLE 700 0 5750 WEYERHAEUSER CO COM 962166104 209 6972 SH SOLE 5972 0 1000 ZYNGA INC CL A COM 98986T108 53 19800 SH SOLE 19800 0 0