0001507971-14-000003.txt : 20140815
0001507971-14-000003.hdr.sgml : 20140815
20140815120015
ACCESSION NUMBER: 0001507971-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
EFFECTIVENESS DATE: 20140815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC
CENTRAL INDEX KEY: 0001507971
IRS NUMBER: 134152843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14077
FILM NUMBER: 141045699
BUSINESS ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212 709-9400
MAIL ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001507971
XXXXXXXX
06-30-2014
06-30-2014
Wall Street Access Asset Management, LLC
17 BATTERY PLACE
11TH FLOOR
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-14077
N
Gregory Viscovich
Chief Compliance Officer
212 709-9429
Gregory Viscovich
New York
NY
08-15-2014
0
114
191666
false
INFORMATION TABLE
2
wsaam13f06302014.xml
3D SYS CORP DEL COM NEW
COM
88554D205
21741
363565
SH
SOLE
41950
0
321615
ABBOTT LABS COM
COM
2824100
249
6100
SH
SOLE
900
0
5200
ABBVIE INC COM
COM
00287Y109
3770
66800
SH
SOLE
21800
0
45000
ABTECH HLDGS INC COM
COM
00400H108
86
225000
SH
SOLE
0
0
225000
AES TR III TR PFD CONV SECS CO
PFD
00808N202
1058
20400
SH
SOLE
14400
0
6000
AIR PRODS & CHEMS INC COM
COM
9158106
334
2600
SH
SOLE
0
0
2600
ALTRIA GROUP INC COM
COM
02209S103
279
6650
SH
SOLE
0
0
6650
AMERICAN INTL GROUP INC COM NE
COM
26874784
442
8104
SH
SOLE
0
0
8104
AMERICAN VANGUARD CORP COM
COM
30371108
2330
176273
SH
SOLE
84273
0
92000
AMERIGAS PARTNERS L P UNIT LTD
COM
30975106
347
7650
SH
SOLE
4250
0
3400
AMERIPRISE FINL INC COM
COM
03076C106
425
3539
SH
SOLE
0
0
3539
APPLE INC COM
COM
37833100
497
5348
SH
SOLE
1400
0
3948
AT&T INC COM
COM
00206R102
380
10759
SH
SOLE
4998
0
5761
AVERY DENNISON CORP COM
COM
53611109
2326
45390
SH
SOLE
15700
0
29690
BANCO SANTANDER SA ADR ISIN#US
COM ADR
05964H105
278
26668
SH
SOLE
0
0
26668
BARRICK GOLD CORP COM ISIN#CA0
COM
67901108
1162
63486
SH
SOLE
23100
0
40386
BED BATH & BEYOND INC COM
COM
75896100
234
4080
SH
SOLE
0
0
4080
BERKSHIRE HATHAWAY INC DEL CL
COM
84670108
1519
8
SH
SOLE
0
0
8
BERKSHIRE HATHAWAY INC DEL CL
COM
84670702
1556
12297
SH
SOLE
1250
0
11047
BIOGEN IDEC INC COM
COM
09062X103
631
2000
SH
SOLE
0
0
2000
BOEING CO COM
COM
97023105
274
2150
SH
SOLE
1050
0
1100
BP PLC SPONS ADR
COM ADR
55622104
565
10710
SH
SOLE
2450
0
8260
BRISTOL MYERS SQUIBB CO COM
COM
110122108
488
10061
SH
SOLE
9581
0
480
CANADIAN NATURAL RES LTD ISIN#
COM
136385101
1850
40300
SH
SOLE
16300
0
24000
CANTEL MEDICAL CORP
COM
138098108
132
3600
SH
SOLE
0
0
3600
CECO ENVIRONMENTAL CORP
COM
125141101
2840
182150
SH
SOLE
74800
0
107350
CHEMTURA CORP COM NEW
COM
163893209
1851
70850
SH
SOLE
32700
0
38150
CHEVRON CORP NEW COM
COM
166764100
1541
11803
SH
SOLE
6161
0
5642
CHUBB CORP
COM
171232101
2350
25500
SH
SOLE
0
0
25500
CINCINNATI FINL CORP COM
COM
172062101
1958
40750
SH
SOLE
8250
0
32500
CISCO SYSTEMS INC
COM
17275R102
3180
127948
SH
SOLE
51600
0
76348
CONOCOPHILLIPS COM
COM
20825C104
5203
60694
SH
SOLE
23937
0
36757
CORNING INC
COM
219350105
99
4500
SH
SOLE
0
0
4500
CYBERONICS INC
COM
23251P102
94
1500
SH
SOLE
0
0
1500
DARLING INTL INC
COM
237266101
3143
150400
SH
SOLE
59000
0
91400
DIGIMARC CORP NEW COM
COM
25381B101
1500
46014
SH
SOLE
21414
0
24600
DISNEY WALT CO DISNEY COM
COM
254687106
894
10430
SH
SOLE
0
0
10430
DU PONT E I DE NEMOURS & CO CO
COM
263534109
4377
66878
SH
SOLE
26692
0
40186
DYNAVAX TECHNOLOGIES CORP COM
COM
268158102
58
36500
SH
SOLE
0
0
36500
EAGLE MATERIALS INC COM
COM
26969P108
7790
82625
SH
SOLE
34825
0
47800
ENBRIDGE ENERGY PARTNERS LP CO
COM
29250R106
236
6400
SH
SOLE
0
0
6400
ENERGY TRANSFER PARTNERS L P U
COM
29273R109
266
4585
SH
SOLE
0
0
4585
EOG RES INC COM
COM
26875P101
374
3200
SH
SOLE
2000
0
1200
EXXON MOBIL CORP COM
COM
30231G102
5043
50089
SH
SOLE
7100
0
42989
FIDELITY NATL FINL INC NEW CL
COM
31620R105
7258
221557
SH
SOLE
88987
0
132570
FIDELITY NATL INFORMATION SVCS
COM
31620M106
4161
76019
SH
SOLE
29915
0
46104
FIRSTMERIT CORP COM
COM
337915102
1266
64103
SH
SOLE
34062
0
30041
GABELLI MULTIMEDIA TR INC COM
COM
36239Q109
1833
185350
SH
SOLE
79950
0
105400
GABELLI MULTIMEDIA TR INC SUBS
Rights
36239Q141
29
182916
SH
SOLE
77466
0
105450
GENERAL ELECTRIC CO COM
COM
369604103
681
25929
SH
SOLE
9524
0
16405
GENERAL MOTORS
COM
37045V100
54
1500
SH
SOLE
0
0
1500
GOOGLE INC CL A
COM
38259P508
310
530
SH
SOLE
100
0
430
GOOGLE INC CL C
COM
38259P706
322
560
SH
SOLE
100
0
460
HALLIBURTON CO COM
COM
406216101
372
5243
SH
SOLE
0
0
5243
IMMERSION CORP COM
COM
452521107
159
12500
SH
SOLE
0
0
12500
INTEL CORP COM
COM
458140100
449
14536
SH
SOLE
2300
0
12236
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
2045
10826
SH
SOLE
0
0
10826
INTERNATIONAL BUSINESS MACHS C
COM
459200101
703
3878
SH
SOLE
2000
0
1878
ISHARES INC MSCI JAPAN ETF
COM
464286848
315
26175
SH
SOLE
0
0
26175
ISHARES TR MSCI EMERGING MKTS
COM
464287234
281
6504
SH
SOLE
0
0
6504
ISHARES TR RUSSELL 2000 VALUE
COM
464287630
595
5763
SH
SOLE
0
0
5763
ISHARES TR S&P MIDCAP 400 GROW
COM
464287606
336
2142
SH
SOLE
0
0
2142
ISHARES TR S&P U S PFD STK IND
COM
464288687
968
24255
SH
SOLE
0
0
24255
ISHARES TR TIPS BD ETF
COM
464287176
577
5000
SH
SOLE
0
0
5000
JOHNSON & JOHNSON COM
COM
478160104
1401
13391
SH
SOLE
2301
0
11090
JP MORGAN CHASE & CO COM ISIN#
COM
46625H100
314
5441
SH
SOLE
1075
0
4366
KINDER MORGAN INC DEL COM
COM
49456B101
6203
171070
SH
SOLE
71425
0
99645
KINDER MORGAN INC DEL WT EXP P
Warrants
49456B119
1168
420024
SH
SOLE
177792
0
242232
KRAFT FOODS GROUP INC COM
COM
50076Q106
288
4806
SH
SOLE
0
0
4806
LUMINEX CORP DEL COM
COM
55027E102
4363
254400
SH
SOLE
51300
0
203100
MAIN STR CAP CORP COM
COM
56035L104
4235
128600
SH
SOLE
60950
0
67650
MANULIFE FINL CORP COM ISIN#CA
COM
56501R106
2528
127250
SH
SOLE
46500
0
80750
MARSH & MCLENNAN COS INC COM
COM
571748102
362
6994
SH
SOLE
0
0
6994
MATERIALISE NV SPONSORED ADS R
COM ADR
57667T100
185
16100
SH
SOLE
7900
0
8200
MERCK & CO INC NEW COM
COM
58933Y105
524
9060
SH
SOLE
5010
0
4050
MICROSOFT CORP COM
COM
594918104
3858
92515
SH
SOLE
29900
0
62615
MONDELEZ INTL INC CL A
COM
609207105
542
14420
SH
SOLE
0
0
14420
MOSYS INC COM
COM
619718109
94
30000
SH
SOLE
0
0
30000
NEW YORK CMNTY BANCORP INC COM
COM
649445103
205
12850
SH
SOLE
0
0
12850
NORTHEAST UTILITIES
COM
664397106
3100
65575
SH
SOLE
31400
0
34175
NORTHFIELD BANCORP INC DEL COM
COM
66611T108
584
44555
SH
SOLE
0
0
44555
NUVEEN NEW YORK AMT- FREE MUN
COM
670656107
132
10080
SH
SOLE
0
0
10080
OMEGA HEALTHCARE INVS INC COM
COM
681936100
829
22500
SH
SOLE
11500
0
11000
OXFORD LANE CAP CORP COM
COM
691543102
3686
217836
SH
SOLE
99075
0
118761
PARK-OHIO HLDGS CORP COM
COM
700666100
13585
233785
SH
SOLE
81825
0
151960
PEOPLES UTD FINL INC COM
COM
712704105
832
54818
SH
SOLE
17518
0
37300
PERSHING GOLD CORP COM
COM
715302105
18
50000
SH
SOLE
50000
0
0
PFIZER INC COM
COM
717081103
2497
84128
SH
SOLE
36306
0
47822
PHILLIPS 66 COM
COM
718546104
679
8439
SH
SOLE
7118
0
1321
PIMCO ETF TR 0-5 YR HIGH YIELD
COM
72201R783
309
2889
SH
SOLE
0
0
2889
PLUM CREEK TIMBER CO INC COM
COM
729251108
3395
75275
SH
SOLE
33100
0
42175
PROCTER & GAMBLE CO COM
COM
742718109
258
3281
SH
SOLE
2650
0
631
PSYCHEMEDICS CORP COM NEW
COM
744375205
1990
140525
SH
SOLE
68700
0
71825
PURE CYCLE CORP COM
COM
746228303
2744
405255
SH
SOLE
163000
0
242255
REDWOOD TR INC COM
COM
758075402
659
33834
SH
SOLE
20434
0
13400
ROYAL DUTCH SHELL PLC SPONSORE
COM ADR
780259206
354
4300
SH
SOLE
3300
0
1000
RSTK NORTHFIELD BANCORP INC DE
COM
66611T918
140
10700
SH
SOLE
0
0
10700
SOUTHWESTERN ENERGY CO COM
COM
845467109
323
7100
SH
SOLE
0
0
7100
SPDR S&P 500 ETF TR TR UNIT
COM
78462F103
376
1920
SH
SOLE
0
0
1920
SUBURBAN PROPANE PARTNERS L P
COM
864482104
3579
77806
SH
SOLE
40150
0
37656
TEVA PHARMACEUTICAL INDUSTRIES
COM ADR
881624209
3439
65600
SH
SOLE
27650
0
37950
THERMO FISHER SCIENTIFIC INC C
COM
883556102
590
5000
SH
SOLE
0
0
5000
TICC CAP CORP COM
COM
87244T109
2968
299756
SH
SOLE
143800
0
155956
TIME WARNER CABLE INC COM
COM
88732J207
467
3167
SH
SOLE
0
0
3167
TIME WARNER INC NEW COM NEW
COM
887317303
1062
15118
SH
SOLE
0
0
15118
TORTOISE MLP FD INC COM
COM
89148B101
1550
51800
SH
SOLE
22700
0
29100
UNIVERSAL DISPLAY CORP COM
COM
91347P105
294
9150
SH
SOLE
4200
0
4950
VALLEY NATL BANCORP COM
COM
919794107
1155
116500
SH
SOLE
54600
0
61900
VANGUARD INDEX FDS VANGUARD RE
COM
922908553
1174
15691
SH
SOLE
0
0
15691
VERIZON COMMUNICATIONS INC COM
COM
92343V104
408
8344
SH
SOLE
1847
0
6497
VODAFONE GROUP PLC NEW SPONSOR
COM ADR
92857W308
269
8063
SH
SOLE
1314
0
6749
WATTS WATER TECHNOLOGIES INC C
COM
942749102
2549
41300
SH
SOLE
16300
0
25000
WELLS FARGO & CO NEW COM
COM
949746101
355
6750
SH
SOLE
5750
0
1000
WEYERHAEUSER CO
COM
962166104
583
17622
SH
SOLE
6400
0
11222