0001104659-21-142481.txt : 20211122 0001104659-21-142481.hdr.sgml : 20211122 20211122161012 ACCESSION NUMBER: 0001104659-21-142481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211118 FILED AS OF DATE: 20211122 DATE AS OF CHANGE: 20211122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lesster Laban E CENTRAL INDEX KEY: 0001737426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36216 FILM NUMBER: 211432591 MAIL ADDRESS: STREET 1: 4120 FREIDRICH LN STE 100 CITY: AUSTIN STATE: TX ZIP: 78744 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ideal Power Inc. CENTRAL INDEX KEY: 0001507957 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 141999058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5508 HIGHWAY 290 WEST STREET 2: SUITE 120 CITY: AUSTIN STATE: TX ZIP: 78735 BUSINESS PHONE: 512-264-1542 MAIL ADDRESS: STREET 1: 5508 HIGHWAY 290 WEST STREET 2: SUITE 120 CITY: AUSTIN STATE: TX ZIP: 78735 FORMER COMPANY: FORMER CONFORMED NAME: Ideal Power Converters, Inc. DATE OF NAME CHANGE: 20101215 4 1 tm2133658-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-18 0 0001507957 Ideal Power Inc. IPWR 0001737426 Lesster Laban E 5508 HIGHWAY 290 WEST SUITE 120 AUSTIN TX 78735 1 0 0 0 Common Stock 2021-11-18 4 M 0 400 2.39 A 400 D Common Stock 2021-11-18 4 S 0 400 18.02 D 0 D Option to Purchase Stock 2.39 2021-11-18 4 M 0 400 0.00 D 2030-01-10 Common Stock 400 7197 D The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020. /s/ Laban E. Lesster 2021-11-22