0001235802-13-000095.txt : 20130813 0001235802-13-000095.hdr.sgml : 20130813 20130813170955 ACCESSION NUMBER: 0001235802-13-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130809 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tornier N.V. CENTRAL INDEX KEY: 0001492658 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 980509600 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: FRED ROESKESTRAAT 123 CITY: AMSTERDAM STATE: P7 ZIP: 1076EE BUSINESS PHONE: 952-426-7600 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: SUITE 600 CITY: EDINA STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: Tornier B.V. DATE OF NAME CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tornier Alain CENTRAL INDEX KEY: 0001507942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35065 FILM NUMBER: 131033896 MAIL ADDRESS: STREET 1: VIA PETRARCA 4 CITY: MILAN STATE: L6 ZIP: 20123 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-08-09 0 0001492658 Tornier N.V. TRNX 0001507942 Tornier Alain 10801 NESBITT AVENUE S. BLOOMINGTON MN 55437 1 0 0 0 Ordinary Shares, par value EUR 0.03 per share 2013-08-09 4 A 0 3490 0 A 12131 D Ordinary Shares, par value EUR 0.03 per share 2013-08-09 4 A 0 2234 17.91 A 14365 D Ordinary Shares, par value EUR 0.03 per share 2013-08-10 4 F 0 222 19.45 D 14143 D Ordinary Shares, par value EUR 0.03 per share 3485292 I See footnote Stock Option (right to buy) 19.45 2013-08-09 4 A 0 7538 0 A 2023-08-09 Ordinary Shares 7538 7538 D These ordinary shares will be issued over time upon vesting pursuant to a restricted stock unit granted under the Tornier N.V. 2010 Incentive Plan, as amended. Includes 8,679 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended. These ordinary shares will be issued over time upon vesting pursuant to a restricted stock unit granted under the Tornier N.V. 2010 Incentive Plan, as amended, in lieu of retainer fees in the aggregate amount of $40,000. These shares are held by KCH Oslo AS, formerly known as Karenslyst Argang 2011 XXXVII AS, ("KCH Oslo"). KCH Oslo is a wholly owned subsidiary of KCH Stockholm AB ("KCH Stockholm"). Mr. Tornier wholly owns KCH Stockholm. All ordinary shares indicated as indirectly owned by Mr. Tornier are included because of his affiliation with these entities. These shares were previously held by and subsequently transferred by KCH Stockholm to KCH Oslo. This option vests in two annual installments, on the one-year and two-year anniversaries of August 9, 2013. /s/ Kevin M. Klemz, attorney-in-fact 2013-08-13