0001235802-13-000095.txt : 20130813
0001235802-13-000095.hdr.sgml : 20130813
20130813170955
ACCESSION NUMBER: 0001235802-13-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130809
FILED AS OF DATE: 20130813
DATE AS OF CHANGE: 20130813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tornier N.V.
CENTRAL INDEX KEY: 0001492658
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 980509600
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: FRED ROESKESTRAAT 123
CITY: AMSTERDAM
STATE: P7
ZIP: 1076EE
BUSINESS PHONE: 952-426-7600
MAIL ADDRESS:
STREET 1: 7701 FRANCE AVENUE SOUTH
STREET 2: SUITE 600
CITY: EDINA
STATE: MN
ZIP: 55435
FORMER COMPANY:
FORMER CONFORMED NAME: Tornier B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tornier Alain
CENTRAL INDEX KEY: 0001507942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35065
FILM NUMBER: 131033896
MAIL ADDRESS:
STREET 1: VIA PETRARCA 4
CITY: MILAN
STATE: L6
ZIP: 20123
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-08-09
0
0001492658
Tornier N.V.
TRNX
0001507942
Tornier Alain
10801 NESBITT AVENUE S.
BLOOMINGTON
MN
55437
1
0
0
0
Ordinary Shares, par value EUR 0.03 per share
2013-08-09
4
A
0
3490
0
A
12131
D
Ordinary Shares, par value EUR 0.03 per share
2013-08-09
4
A
0
2234
17.91
A
14365
D
Ordinary Shares, par value EUR 0.03 per share
2013-08-10
4
F
0
222
19.45
D
14143
D
Ordinary Shares, par value EUR 0.03 per share
3485292
I
See footnote
Stock Option (right to buy)
19.45
2013-08-09
4
A
0
7538
0
A
2023-08-09
Ordinary Shares
7538
7538
D
These ordinary shares will be issued over time upon vesting pursuant to a restricted stock unit granted under the Tornier N.V. 2010 Incentive Plan, as amended.
Includes 8,679 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
These ordinary shares will be issued over time upon vesting pursuant to a restricted stock unit granted under the Tornier N.V. 2010 Incentive Plan, as amended, in lieu of retainer fees in the aggregate amount of $40,000.
These shares are held by KCH Oslo AS, formerly known as Karenslyst Argang 2011 XXXVII AS, ("KCH Oslo"). KCH Oslo is a wholly owned subsidiary of KCH Stockholm AB ("KCH Stockholm"). Mr. Tornier wholly owns KCH Stockholm. All ordinary shares indicated as indirectly owned by Mr. Tornier are included because of his affiliation with these entities. These shares were previously held by and subsequently transferred by KCH Stockholm to KCH Oslo.
This option vests in two annual installments, on the one-year and two-year anniversaries of August 9, 2013.
/s/ Kevin M. Klemz, attorney-in-fact
2013-08-13