0000950123-16-017715.txt : 20160518 0000950123-16-017715.hdr.sgml : 20160518 20160518091702 ACCESSION NUMBER: 0000950123-16-017715 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20160518 DATE AS OF CHANGE: 20160518 EFFECTIVENESS DATE: 20160518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 161659554 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001507640 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 05-18-2016 0 44 15228966 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 529 9950 SH SOLE 9950 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 402 23072 SH SOLE 23072 0 0 ISHARES INTL DEV RE ETF 464288489 881 28383 SH SOLE 28383 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 79694 938904 SH SOLE 938904 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 133856 1323352 SH SOLE 1323352 0 0 ISHARES TR IBOXX INV CP ETF 464287242 54318 446291 SH SOLE 446291 0 0 ISHARES TR EAFE MIN VOL 46429B689 56262 853879 SH SOLE 853879 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 429 7879 SH SOLE 7879 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 857949 27900778 SH SOLE 27900778 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1249905 14992269 SH SOLE 14992269 0 0 ISHARES TR AAA A RATED CP 46429B291 332895 6333017 SH SOLE 6333017 0 0 ISHARES TR BARCLYS TIPS BD 464287176 319437 2812190 SH SOLE 2812190 0 0 ISHARES TR Barclys 7-10yr 464287440 713453 6582273 SH SOLE 6582273 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 309854 2370912 SH SOLE 2370912 0 0 ISHARES US ETF TR COMMOD SEL STG 46431W853 292810 7653150 SH SOLE 7653150 0 0 ISHARES TR MSCI INDIA ETF 46429B598 307739 9621343 SH SOLE 9621343 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 675024 6293931 SH SOLE 6293931 0 0 ISHARES GOLD TRUST ISHARES 464285105 567011 49520598 SH SOLE 49520598 0 0 VANGUARD INDEX FDS REIT ETF 922908553 794205 9420056 SH SOLE 9420056 0 0 ISHARES MSCI HONG KG ETF 464286871 480472 21909362 SH SOLE 21909362 0 0 ISHARES INC MSCI GERMAN 464286806 503314 16867098 SH SOLE 16867098 0 0 ISHARES MSCI JAPAN ETF 464286848 516249 41201056 SH SOLE 41201056 0 0 SPDR S&P 500 ETF TRUST TR Unit 78462F103 482679 2338221 SH SOLE 2338221 0 0 WISDOMTREE TR JAPAN HEDGE EQT 97717W851 498413 9042323 SH SOLE 9042323 0 0 ISHARES TR HDG MSCI GERMN 46434V704 536035 18781868 SH SOLE 18781868 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 603754 7502842 SH SOLE 7502842 0 0 VANGUARD INTL EQUITY INDEX FUND GLB EX US ETF 922042676 726150 12904747 SH SOLE 12904747 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1450582 13736573 SH SOLE 13736573 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 224960 5504300 SH SOLE 5504300 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 182473 6904009 SH SOLE 6904009 0 0 GLOBAL X FDS GLB E NXT EMRG 37950E218 103609 4625381 SH SOLE 4625381 0 0 ISHARES EM MKTS CURR ETF 464286517 92368 2098800 SH SOLE 2098800 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 94349 1744303 SH SOLE 1744303 0 0 EGA EMERGING GLOBAL SHS TR EGSHR BYND BRC 268461639 92821 4662043 SH SOLE 4662043 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 188340 8260514 SH SOLE 8260514 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 698092 17526779 SH SOLE 17526779 0 0 ISHARES RUSSELL 2000 464287655 264014 2122813 SH SOLE 2122813 0 0 ISHARES TR JPMORGAN USD 464288281 122423 1091894 SH SOLE 1091894 0 0 POWERSHARES ETF TR II S&P 500 LOW VOL 73937B779 435414 11479408 SH SOLE 11479408 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 162162 1597495 SH SOLE 1597495 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2903 170060 SH SOLE 170060 0 0 ISHARES INC MSCI UTD KINGD 46434V548 2487 138076 SH SOLE 138076 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 15890 139807 SH SOLE 139807 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 2360 30355 SH SOLE 30355 0 0