0000950123-14-012217.txt : 20141114 0000950123-14-012217.hdr.sgml : 20141114 20141114160008 ACCESSION NUMBER: 0000950123-14-012217 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 141223821 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001507640 XXXXXXXX 09-30-2014 09-30-2014 Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 11-14-2014 0 41 17133911 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 214758 8212552 SH SOLE 8212552 0 0 CLAYMORE EXCHANGE TRADED FD GUGGENHEIM ENHANCED SHORT DURATION 18383M654 143733 2865499 SH SOLE 2865499 0 0 ISHARES TR AAA A RATED CP 46429B291 382208 7451908 SH SOLE 7451908 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 85644 1013184 SH SOLE 1013184 0 0 ISHARES TR Barclys 7-10yr 464287440 543954 5244953 SH SOLE 5244953 0 0 ISHARES TR FLTG RATE NT 46429B655 114381 2249832 SH SOLE 2249832 0 0 ISHARES GOLD TRUST ISHARES 464285105 646750 54902408 SH SOLE 54902408 0 0 ISHARES INTL DEV RE ETF 464288489 1520 50653 SH SOLE 50653 0 0 ISHARES TR JPMORGAN USD 464288281 431 3819 SH SOLE 3819 0 0 ISHARES TR EAFE MIN VOL 46429B689 58334 931253 SH SOLE 931253 0 0 ISHARES CORE TOTUSBD ETF 464287226 469 4298 SH SOLE 4298 0 0 ISHARES INC MSCI GERMAN 464286806 557987 20100393 SH SOLE 20100393 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 2815 63038 SH SOLE 63038 0 0 ISHARES INC MSCI UTD KINGD 46434V548 541242 27685012 SH SOLE 27685012 0 0 ISHARES RUSSELL 2000 464287655 548478 4939909 SH SOLE 4939909 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 2329 29473 SH SOLE 29473 0 0 ISHARES TR BARCLYS TIPS BD 464287176 364603 3249874 SH SOLE 3249874 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 589 29917 SH SOLE 29917 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 377065 3632608 SH SOLE 3632608 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 143970 1418707 SH SOLE 1418707 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 633910 26826508 SH SOLE 26826508 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 709 38158 SH SOLE 38158 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1797874 18224774 SH SOLE 18224774 0 0 POWERSHARES ETF TR II S&P 500 LOW VOL 73937B779 530555 15163056 SH SOLE 15163056 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 3701 64316 SH SOLE 64316 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 965832 31491090 SH SOLE 31491090 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 769 13051 SH SOLE 13051 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 21280 181836 SH SOLE 181836 0 0 SPDR S&P 500 ETF TRUST TR Unit 78462F103 1171059 5928212 SH SOLE 5928212 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1289122 16683350 SH SOLE 16683350 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 628025 15767649 SH SOLE 15767649 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 273063 6560852 SH SOLE 6560852 0 0 VANGUARD INTL EQUITY INDEX FUND GLB EX US ETF 922042676 828301 15189826 SH SOLE 15189826 0 0 VANGUARD INDEX FDS REIT ETF 922908553 891573 12346947 SH SOLE 12346947 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1323856 16154436 SH SOLE 16154436 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 792441 7790411 SH SOLE 7790411 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 248705 5163209 SH SOLE 5163209 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 226226 10325239 SH SOLE 10325239 0 0 GLOBAL X FDS GLB E NXT EMRG 37950E218 137175 5353177 SH SOLE 5353177 0 0 EGA EMERGING GLOBAL SHS TR EGSHR BYND BRC 268461639 113524 5129875 SH SOLE 5129875 0 0 ISHARES MSCI HONG KG ETF 464286871 524951 25872388 SH SOLE 25872388 0 0