0000950123-14-006455.txt : 20140520 0000950123-14-006455.hdr.sgml : 20140520 20140520110959 ACCESSION NUMBER: 0000950123-14-006455 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 EFFECTIVENESS DATE: 20140520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 14856783 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001507640 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 05-19-2014 0 40 17867010 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F EGS EMKTCONS ETF EGA EMERGING GLOBAL SHS TR 268461779 251765 9507735 SH SOLE 9507735 0 0 CLAYMORE EXCHANGE TRADED FD GUGGENHEIM ENHANCED SHORT DURATION 18383M654 137705 2739299 SH SOLE 2739299 0 0 ISHARES TR AAA A RATED CP 46429B291 371259 7305370 SH SOLE 7305370 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 83207 985868 SH SOLE 985868 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 1019435 9675733 SH SOLE 9675733 0 0 ISHARES TR Barclys 7-10yr 464287440 514982 5062741 SH SOLE 5062741 0 0 ISHARES TR FLTG RATE NT 46429B655 111120 2191286 SH SOLE 2191286 0 0 ISHARES GOLD TRUST ISHARES 464285105 659813 52658656 SH SOLE 52658656 0 0 ISHARES INTL DEV RE ETF 464288489 828 27769 SH SOLE 27769 0 0 ISHARES TR JPMORGAN USD 464288281 832 7498 SH SOLE 7498 0 0 ISHARES TR EAFE MIN VOL 46429B689 58759 938495 SH SOLE 938495 0 0 ISHARES MSCI EMG MKT ETF 464287234 293 7184 SH SOLE 7184 0 0 ISHARES INC MSCI GERMAN 464286806 1191042 38052471 SH SOLE 38052471 0 0 ISHARES MSCI JAPAN ETF 464286848 114 10065 SH SOLE 10065 0 0 ISHARES INC MSCI UTD KINGD 464286699 603865 29428138 SH SOLE 29428138 0 0 ISHARES RUSELL 2000 464287655 593972 5197063 SH SOLE 5197063 0 0 ISHARES SHRT TRS BD ETF 464288679 14441 130958 SH SOLE 130958 0 0 ISHARES TR BARCLYS TIPS BD 464287176 350015 3122907 SH SOLE 3122907 0 0 ISHARES U.S. TECH ETF 464287721 205 2278 SH SOLE 2278 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 962337 9003904 SH SOLE 9003904 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 137405 1354810 SH SOLE 1354810 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 689191 26365360 SH SOLE 26365360 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1641 90843 SH SOLE 90843 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1173015 13475181 SH SOLE 13475181 0 0 POWERSHARES ETF TR II S&P 500 LOW VOL 73937B779 543872 16157815 SH SOLE 16157815 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 5625 94805 SH SOLE 94805 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 1060817 34498112 SH SOLE 34498112 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 1693 28306 SH SOLE 28306 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 27207 218426 SH SOLE 218426 0 0 SPDR S&P 500 ETF TRUST TR Unit 78462F103 1223283 6594875 SH SOLE 6594875 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 760903 10192940 SH SOLE 10192940 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 677494 16508131 SH SOLE 16508131 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 291067 7226085 SH SOLE 7226085 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 355 6050 SH SOLE 6050 0 0 VANGUARD INTL EQUITY INDEX FUND GLB EX US ETF 922042676 289832 5385209 SH SOLE 5385209 0 0 VANGUARD INDEX FDS REIT ETF 922908553 372286 5316091 SH SOLE 5316091 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1312341 16163829 SH SOLE 16163829 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 818663 8481801 SH SOLE 8481801 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 422698 8724773 SH SOLE 8724773 0 0 WISDOMTREE TR JAPAN HEDGED EQ 97717W851 1131633 24056815 SH SOLE 24056815 0 0