0000950123-14-002359.txt : 20140214 0000950123-14-002359.hdr.sgml : 20140214 20140214090002 ACCESSION NUMBER: 0000950123-14-002359 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 14610805 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001507640 XXXXXXXX 12-31-2013 12-31-2013 Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 02-14-2014 0 44 17524368 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F EGS EMKTCONS ETF EGA EMERGING GLOBAL SHS TR 268461779 249832 9294331 SH SOLE 9294331 0 0 CLAYMORE EXCHANGE TRADED FD GUGGENHEIM ENHANCED SHORT DURATION 18383M654 139521 2780964 SH SOLE 2780964 0 0 ISHARES TR AAA A RATED CP 46429B291 360865 7247747 SH SOLE 7247747 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 84503 1001455 SH SOLE 1001455 0 0 ISHARES 20+ YR TR BD ETF 464287432 131 1285 SH SOLE 1285 0 0 ISHARES TR Barclys 7-10yr 464287440 491259 4950212 SH SOLE 4950212 0 0 ISHARES CORE TOTUSBD ETF 464287226 671 6310 SH SOLE 6310 0 0 ISHARES TR FLTG RATE NT 46429B655 112851 2224980 SH SOLE 2224980 0 0 ISHARES GOLD TRUST ISHARES 464285105 605786 51865252 SH SOLE 51865252 0 0 ISHARES S&P GSCI COMMODITY UNIT BEN INT 46428R107 355 11036 SH SOLE 11036 0 0 ISHARES TR JPMORGAN USD 464288281 815 7531 SH SOLE 7531 0 0 ISHARES TR EAFE MIN VOL 46429B689 58790 954385 SH SOLE 954385 0 0 ISHARES MSCI EMG MKT ETF 464287234 521 12469 SH SOLE 12469 0 0 ISHARES INC MSCI GERMAN 464286806 1307282 41161285 SH SOLE 41161285 0 0 ISHARES INC MSCI UTD KINGD 464286699 615735 29489237 SH SOLE 29489237 0 0 ISHARES RUSELL 2000 464287655 1260428 10926041 SH SOLE 10926041 0 0 ISHARES TR BARCLYS TIPS BD 464287176 342783 3119048 SH SOLE 3119048 0 0 ISHARES U.S. REAL ES ETF 464287739 162 2570 SH SOLE 2570 0 0 ISHARES IBOXX INV GRA 464287242 389 3409 SH SOLE 3409 0 0 ISHARES INTL DEV RE ETF 464288489 1067 34566 SH SOLE 34566 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 382850 3599563 SH SOLE 3599563 0 0 PIMCO ETF TR BROAD US TIPS 72201R403 514 9327 SH SOLE 9327 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 139323 1375083 SH SOLE 1375083 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 645635 25161143 SH SOLE 25161143 0 0 POWERSHARES DB MULTI SECT COMM DB GOLD FUND 73936B606 3676 91079 SH SOLE 91079 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1687 91607 SH SOLE 91607 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1265496 14387174 SH SOLE 14387174 0 0 POWERSHARES ETF TR II S&P 500 LOW VOL 73937B779 534002 16103809 SH SOLE 16103809 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 5454 94460 SH SOLE 94460 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 444999 32655296 SH SOLE 32655296 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 26877 231463 SH SOLE 231463 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 1662 28430 SH SOLE 28430 0 0 SPDR S&P 500 ETF TRUST TR Unit 78462F103 1223626 6625299 SH SOLE 6625299 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1371979 18234708 SH SOLE 18234708 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 683007 16386922 SH SOLE 16386922 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 287380 6985415 SH SOLE 6985415 0 0 VANGUARD INTL EQUITY INDEX FUND GLB EX US ETF 922042676 288957 5303907 SH SOLE 5303907 0 0 VANGUARD INDEX FDS REIT ETF 922908553 343564 5321618 SH SOLE 5321618 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1305399 16307293 SH SOLE 16307293 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 823140 8581527 SH SOLE 8581527 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 407703 8527557 SH SOLE 8527557 0 0 WISDOMTREE TR BRAZILIAN REAL FD 97717W240 475398 27479650 SH SOLE 27479650 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 5324 115697 SH SOLE 115697 0 0 WISDOMTREE TR JAPAN HEDGED EQ 97717W851 122968 24055233 SH SOLE 24055233 0 0