FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SNYDER'S-LANCE, INC. [ LNCE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/12/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 01/14/2015 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$.83-1/3 par value Common Stock | 01/12/2015 | W | V | 31,800 | D | $0 | 9,571,382(1) | I | By trust | |
$.83-1/3 par value Common Stock | 01/12/2015 | W | V | 10,600(2) | A | $0 | 72,739(3) | I | By trust | |
$.83-1/3 par value Common Stock | 1,296,109 | D | ||||||||
$.83-1/3 par value Common Stock | 4,000(4) | D | ||||||||
$.83-1/3 par value Common Stock | 513,991(5)(6) | I | By daughter | |||||||
$.83-1/3 par value Common Stock | 362,135(7) | I | By MAW Associates, LP |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These shares are held by the Michael A. Warehime Trust. Patricia A. Warehime ("PAW") is the sole trustee and a beneficiary of the trust. PAW disclaims beneficial ownership of the shares, except to the extent of her pecuniary interest therein. |
2. Transfer of shares from the Michael A. Warehime Trust. |
3. Shares held by a subtrust for the benefit of PAW's adult daughter, who is a trustee of the subtrust and who shares the household with PAW. PAW disclaims beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose. |
4. Restricted shares issued pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan |
5. Shares owned by PAW's adult daughter, who shares the household with PAW. PAW disclaims beneficial ownership of the shares, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose. |
6. This holding by daughter is reduced by 60,000 shares to correct a previous overstatement. An incorrect total is also reflected on Forms 4 filed by the reporting person prior to the date of this Amendment. |
7. These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP. PAW's beneficial ownership of such securities is indirect. |
/s/ /Patricia A. Warehime/ by A. Zachary Smith III, Attorney-In-Fact | 03/25/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |