President

0000909012-16-000588.txt : 20161020 0000909012-16-000588.hdr.sgml : 20161020 20161020130531 ACCESSION NUMBER: 0000909012-16-000588 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 EFFECTIVENESS DATE: 20161020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Research & Management Co. CENTRAL INDEX KEY: 0001506796 IRS NUMBER: 132689952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14133 FILM NUMBER: 161944010 BUSINESS ADDRESS: STREET 1: 145 FRONT STREET CITY: MARION STATE: MA ZIP: 02738 BUSINESS PHONE: 508-748-1665 MAIL ADDRESS: STREET 1: 145 FRONT STREET CITY: MARION STATE: MA ZIP: 02738 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001506796 XXXXXXXX 09-30-2016 09-30-2016 American Research & Management Co.

145 FRONT STREET MARION MA 02738

13F HOLDINGS REPORT 028-14133 N Eric Strand President 508 748 1665 /s/ Eric Strand Marion MA 10-20-2016 0 389 274255 false INFORMATION TABLE 2 aci_13f.xml Abbott Laboratories com 002824100 83 1972 SH SOLE 01 02 1972 0 0 Acadia Pharmaceuticals, Inc com 004225108 3 100 SH SOLE 01 02 100 0 0 Access National Corp com 004337101 158 6599 SH SOLE 01 02 6599 0 0 Air Prod & Chemicals Inc com 009158106 8 50 SH SOLE 01 02 50 0 0 Alcoa, Inc com 013817101 30 3000 SH SOLE 01 02 3000 0 0 Allergan Inc com 018490102 8 33 SH SOLE 01 02 33 0 0 Allstate Corporation com 020002101 68 985 SH SOLE 01 02 985 0 0 Amazon.Com Inc com 023135106 64 77 SH SOLE 01 02 77 0 0 Amerigas Partners LP lp 030975106 14 300 SH SOLE 01 02 300 0 0 Amgen Inc com 031162100 928 5564 SH SOLE 01 02 5564 0 0 Amtrust Financial Services com 032359309 50 1850 SH SOLE 01 02 1850 0 0 Analog Devices com 032654105 9046 140354 SH SOLE 01 02 140354 0 0 Andersons Inc com 034164103 16 450 SH SOLE 01 02 450 0 0 Annaly Capital Management Inc com 035710409 11 1000 SH SOLE 01 02 1000 0 0 Apple Computer Inc com 037833100 4426 39147 SH SOLE 01 02 39147 0 0 Archer Daniels Midland Company com 039483102 72 1700 SH SOLE 01 02 1700 0 0 Arlington Asset Investment Cor com 041356205 3 200 SH SOLE 01 02 200 0 0 Australia & New Zealand Bkg Gr com 052528304 11 500 SH SOLE 01 02 500 0 0 Autodesk Inc com 052769106 7 100 SH SOLE 01 02 100 0 0 Automatic Data Processing com 053015103 2869 32531 SH SOLE 01 02 32531 0 0 Avalonbay Communities Inc com 053484101 57 318 SH SOLE 01 02 318 0 0 Baidu Inc ADR adr 056752108 18 100 SH SOLE 01 02 100 0 0 Ball Corporation com 058498106 115 1400 SH SOLE 01 02 1400 0 0 Bank of America Corp com 060505104 428 27324 SH SOLE 01 02 27324 0 0 Bank of New York Mellon Corp com 064058100 780 19556 SH SOLE 01 02 19556 0 0 Bb&T Corp 5.625% Pfd com 054937404 168 6500 SH SOLE 01 02 6500 0 0 Be Aerospace Inc com 073302101 8 150 SH SOLE 01 02 150 0 0 Becton Dickinson Co com 075887109 18 101 SH SOLE 01 02 101 0 0 Bemis com 081437105 31 600 SH SOLE 01 02 600 0 0 Berkshire Hathaway Cl B com 084670702 1775 12285 SH SOLE 01 02 12285 0 0 BHP Billiton LTD ADR adr 088606108 35 1000 SH SOLE 01 02 1000 0 0 Boeing Co com 097023105 205 1555 SH SOLE 01 02 1555 0 0 BP PLC ADR adr 055622104 430 12221 SH SOLE 01 02 12221 0 0 H&R Block Inc com 093671105 5 200 SH SOLE 01 02 200 0 0 U.S. Ecology, Inc com 025533407 27 600 SH SOLE 01 02 600 0 0 3M Company com 88579Y101 152 865 SH SOLE 01 02 865 0 0 AbbVie Inc com 00287Y109 175 2780 SH SOLE 01 02 2780 0 0 Accenture Plc com G1150G111 34 282 SH SOLE 01 02 282 0 0 Acco Brands Corp com 00081T108 20 2114 SH SOLE 01 02 2114 0 0 Adobe Systems com 00724F101 4617 42534 SH SOLE 01 02 42534 0 0 AerCap Holdings N.V. com N00985106 31 800 SH SOLE 01 02 800 0 0 AGNC Investment Corp com 02503X105 4 200 SH SOLE 01 02 200 0 0 Alerian MLP ETF-Alps com 00162Q866 32 2500 SH SOLE 01 02 2500 0 0 Alibaba Group Hldg ADR adr 01609W102 56 525 SH SOLE 01 02 525 0 0 Allied World Assurance Co Hldg com H01531104 2855 70625 SH SOLE 01 02 70625 0 0 Alphabet Inc Cl A com 38259P508 338 420 SH SOLE 01 02 420 0 0 Alphabet Inc Class C com 38259P706 524 674 SH SOLE 01 02 674 0 0 Altria Group Inc com 02209S103 5227 82671 SH SOLE 01 02 82671 0 0 Ambarella Inc com G037AX101 434 5900 SH SOLE 01 02 5900 0 0 Array Biopharma Inc com 04269X105 1 100 SH SOLE 01 02 100 0 0 AT&T Inc. com 00206R102 1755 43228 SH SOLE 01 02 43228 0 0 Barclays 1-3 year Credit Bd ET com 464288646 48 450 SH SOLE 01 02 450 0 0 Biogen Idec Inc com 09062X103 2478 7915 SH SOLE 01 02 7915 0 0 Blackstone Group LP lp 09253U108 3 100 SH SOLE 01 02 100 0 0 Bloomberg Copper SubTR ETN-iPa com 06739F101 4 150 SH SOLE 01 02 150 0 0 Boston Private Financial 6.95% com 101119303 871 33218 SH SOLE 01 02 33218 0 0 Boston Scientific Corp com 101137107 48 2000 SH SOLE 01 02 2000 0 0 Bright Horizon Family Solution com 109194100 144 2150 SH SOLE 01 02 2150 0 0 Bristol-Myers Squibb com 110122108 137 2546 SH SOLE 01 02 2546 0 0 C H Robinson 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01 02 75 0 0 S&P 500 ETF-SPDR com 78462F103 56 260 SH SOLE 01 02 260 0 0 S&P 500 ETF-Vanguard com 922908413 4 19 SH SOLE 01 02 19 0 0 S&P 500 Value ETF-iShares com 464287408 123 1291 SH SOLE 01 02 1291 0 0 S&P Biotech ETF-SPDR com 78464A870 1725 26015 SH SOLE 01 02 26015 0 0 S&P Dividend ETF-SPDR com 78464A763 24 280 SH SOLE 01 02 280 0 0 S&P Global Healthcare ETF-iSha com 464287325 6 62 SH SOLE 01 02 62 0 0 S&P Global, Inc com 78409V104 55 435 SH SOLE 01 02 435 0 0 Safeguard Scientific com 786449207 2269 175066 SH SOLE 01 02 175066 0 0 Sandridge Mississippian Trust com 80007T101 1 800 SH SOLE 01 02 800 0 0 SandRidge Permian Trust com 80007A102 1 257 SH SOLE 01 02 257 0 0 Schlumberger NV com 806857108 98 1250 SH SOLE 01 02 1250 0 0 Sealed Air Corp com 81211K100 5 106 SH SOLE 01 02 106 0 0 Sears Holdings Corp com 812350106 1 100 SH SOLE 01 02 100 0 0 Select Preferred & Income Fd-C com 19248Y107 89 3300 SH SOLE 01 02 3300 0 0 Short-Term Bond ETF-Vanguard com 921937827 137 1700 SH SOLE 01 02 1700 0 0 Siemens Ag ADR adr 826197501 23 200 SH SOLE 01 02 200 0 0 Silver Trust ETF-iShares com 46428Q109 5 300 SH SOLE 01 02 300 0 0 SM Energy Co com 792228108 19 500 SH SOLE 01 02 500 0 0 Smith & Wesson Hldg Corp com 831756101 43 1600 SH SOLE 01 02 1600 0 0 Solarcity Corp com 83416T100 5 250 SH SOLE 01 02 250 0 0 Sonoco Products Co com 835495102 69 1300 SH SOLE 01 02 1300 0 0 Source Cap Inc Pfd com 836144204 0 200 SH SOLE 01 02 200 0 0 South32 Ltd ADR adr 84473L105 4 400 SH SOLE 01 02 400 0 0 Spectra Energy Corp com 847560109 98 2300 SH SOLE 01 02 2300 0 0 Staples com 855030102 6 750 SH SOLE 01 02 750 0 0 Starbucks Corp com 855244109 11 200 SH SOLE 01 02 200 0 0 State Street Corp com 857477103 66 950 SH SOLE 01 02 950 0 0 Stericycle Inc com 858912108 8 100 SH SOLE 01 02 100 0 0 Sterling Bancorp Del com 85917A100 42 2403 SH SOLE 01 02 2403 0 0 Stock Yards Bancorp Inc com 861025104 142 4300 SH SOLE 01 02 4300 0 0 Stryker Corp com 863667101 2791 23975 SH SOLE 01 02 23975 0 0 Sturm 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SOLE 01 02 505 0 0 Texas Instruments com 882508104 25 350 SH SOLE 01 02 350 0 0 Textron Incorporated com 883203101 16 400 SH SOLE 01 02 400 0 0 The Chemours Co com 163851108 7 450 SH SOLE 01 02 450 0 0 The Hershey Co com 427866108 38 400 SH SOLE 01 02 400 0 0 The Kraft Heinz Co com 500754106 173 1931 SH SOLE 01 02 1931 0 0 The Southern Company com 842587107 155 3031 SH SOLE 01 02 3031 0 0 Thermo Fisher Scientific, Inc com 883556102 102 640 SH SOLE 01 02 640 0 0 TJX Cos com 872540109 161 2150 SH SOLE 01 02 2150 0 0 Toronto Dominion Bank com 891160509 2088 47036 SH SOLE 01 02 47036 0 0 Touchstone Exploration Inc com 89156L108 0 150 SH SOLE 01 02 150 0 0 Transcanada Corp com 89353D107 2723 57261 SH SOLE 01 02 57261 0 0 Transwitch Corp com 894065309 0 25 SH SOLE 01 02 25 0 0 Twitter Inc com 90184L102 11 470 SH SOLE 01 02 470 0 0 U S Bancorp com 902973304 287 6696 SH SOLE 01 02 6696 0 0 U-Blox Holding Ag Ord com H89210100 76 350 SH SOLE 01 02 350 0 0 U.S. Broad Market ETF-Schwab com 808524102 84 1615 SH SOLE 01 02 1615 0 0 Unilever NV ADR adr 904784709 0 8 SH SOLE 01 02 8 0 0 Unilever PLC com 904767704 8 170 SH SOLE 01 02 170 0 0 Union Pacific Corp com 907818108 20 200 SH SOLE 01 02 200 0 0 United Parcel Service B com 911312106 4 35 SH SOLE 01 02 35 0 0 United Technologies Corp com 913017109 1222 12026 SH SOLE 01 02 12026 0 0 United Therapeutics Corp com 91307C102 6 50 SH SOLE 01 02 50 0 0 Unitedhealth Group Inc com 91324P102 25 175 SH SOLE 01 02 175 0 0 Unitil Corp com 913259107 39 1000 SH SOLE 01 02 1000 0 0 Urban Edge Properties com 91704F104 5 177 SH SOLE 01 02 177 0 0 US Bancorp 6% Pfd com 902973817 28 1100 SH SOLE 01 02 1100 0 0 US Bancorp 6.50% Pfd com 902973833 1928 64025 SH SOLE 01 02 64025 0 0 Verizon Communications com 92343V104 494 9505 SH SOLE 01 02 9505 0 0 Vertex Pharmaceuticals com 92532F100 839 9625 SH SOLE 01 02 9625 0 0 Vodafone Group PLC ADR adr 92857W209 9 321 SH SOLE 01 02 321 0 0 Vornado Realty 6.625% Pfd com 929042802 1200 46625 SH SOLE 01 02 46625 0 0 Vornado Realty Trust com 929042109 63 626 SH SOLE 01 02 626 0 0 W E C Energy Group I com 92939U106 8 141 SH SOLE 01 02 141 0 0 Wal-Mart Stores Inc com 931142103 22 300 SH SOLE 01 02 300 0 0 Walgreens Boots Alliance Inc com 931427108 69 850 SH SOLE 01 02 850 0 0 Walt Disney Co com 254687106 56 602 SH SOLE 01 02 602 0 0 Washington Trust Bancorp com 940610108 87 2159 SH SOLE 01 02 2159 0 0 Water Resources Portfolio ETF- com 73935X575 2 70 PRN OTR 70 0 0 0 Waters Corp com 941848103 7666 48370 PRN OTR 48,370 0 0 0 WebMD Health Corp com 94770V102 4 90 PRN OTR 90 0 0 0 Weingarten Realty Investors com 948741103 107 2750 PRN OTR 2,750 0 0 0 Wells Fargo & Co com 949746101 439 9922 PRN OTR 9,922 0 0 0 Wells Fargo 8% Pfd com 949746879 2243 83050 PRN OTR 83,050 0 0 0 Wells Fargo Pref Stock ETF-SPD com 78464A292 1238 27225 PRN OTR 27,225 0 0 0 Welltower Inc. com 42217K106 579 7746 PRN OTR 7,746 0 0 0 Western Asset Emerging Mkt Deb com 95766A101 7 400 PRN OTR 400 0 0 0 Westrock Company com 96145D105 45 918 PRN OTR 918 0 0 0 Weyerhaeuser Co com 962166104 5043 157875 PRN OTR 157,875 0 0 0 Whole Foods Market com 966837106 3 120 PRN OTR 120 0 0 0 WilderHill Clean Energy ETF-Po com 73935X500 1 175 PRN OTR 175 0 0 0 WW Grainger Inc com 384802104 44 195 PRN OTR 195 0 0 0 Xcel Energy Inc com 98389B100 45 1096 PRN OTR 1,096 0 0 0 Yum Brands Inc com 988498101 7 80 PRN OTR 80 0 0 0 Zeltiq Aesthetics com 98933Q108 12 300 PRN OTR 300 0 0 0 Zimmer Biomet Hldgs com 98956P102 80 612 PRN OTR 612 0 0 0 CDK Global Inc com 12508E101 13 224 PRN OTR 224 0 0 0 Edwards Lifesciences com 28176E108 259 2150 PRN OTR 2,150 0 0 0 NCR Corp com 62886E108 1 20 PRN OTR 20 0 0 0 Target Corporation com 87612E106 14 200 PRN OTR 200 0 0 0 Total SA ADR adr 89151E109 13 274 PRN OTR 274 0 0 0 Travelers Companies Inc com 89417E109 3 22 PRN OTR 22 0 0 0