0001596771-17-000006.txt : 20170201 0001596771-17-000006.hdr.sgml : 20170201 20170201164620 ACCESSION NUMBER: 0001596771-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151123 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunshine Heart, Inc. CENTRAL INDEX KEY: 0001506492 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 680533453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-345-4200 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drayton Claudia CENTRAL INDEX KEY: 0001629827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35312 FILM NUMBER: 17565499 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-11-23 0 0001506492 Sunshine Heart, Inc. SSH 0001629827 Drayton Claudia 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN 55344 0 1 0 0 Chief Financial Officer Common Stock 2015-11-23 4 S 0 1 52.8 D 760 D Common Stock 2016-11-21 4 S 0 20 5.27 D 740 D The shares were sold through a broker initiated transaction to cover account maintenance fees, without Ms. Drayton's specific authorization. Stephanie Swan, by Power of Attorney 2017-02-01