0001654954-20-012899.txt : 20201124 0001654954-20-012899.hdr.sgml : 20201124 20201124174324 ACCESSION NUMBER: 0001654954-20-012899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201120 FILED AS OF DATE: 20201124 DATE AS OF CHANGE: 20201124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitton Travis CENTRAL INDEX KEY: 0001677667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36280 FILM NUMBER: 201345641 MAIL ADDRESS: STREET 1: 304 WEST UNIVERSITY AVENUE CITY: GAINESVILLE STATE: FL ZIP: 32601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SharpSpring, Inc. CENTRAL INDEX KEY: 0001506439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 050502529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5001 CELEBRATION POINTE AVENUE STREET 2: SUITE 410 CITY: GAINESVILLE STATE: FL ZIP: 32608 BUSINESS PHONE: 888-428-9605 MAIL ADDRESS: STREET 1: 5001 CELEBRATION POINTE AVENUE STREET 2: SUITE 410 CITY: GAINESVILLE STATE: FL ZIP: 32608 FORMER COMPANY: FORMER CONFORMED NAME: SMTP, Inc. DATE OF NAME CHANGE: 20101123 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-11-20 0001506439 SharpSpring, Inc. SHSP 0001677667 Whitton Travis C/O SHARPSPRING, INC. 5001 CELEBRATION POINTE AVE, STE 410 GAINESVILLE FL 32608 true false Chief Technology Officer Common Stock 2020-11-20 4 M false 15000 6.29 A 21362 D Common Stock 2020-11-20 4 M false 25000 3.34 A 46362 D Common Stock 2020-11-20 4 M false 32084 4.74 A 78446 D Common Stock 2020-11-20 4 M false 14363 4.65 A 92809 D Common Stock 2020-11-20 4 S false 27736 16.00 D 65073 D Common Stock 2020-11-20 4 S false 4594 16.01 D 60479 D Common Stock 2020-11-20 4 S false 506 16.05 D 59973 D Common Stock 2020-11-20 4 S false 600 16.08 D 59373 D Common Stock 2020-11-20 4 S false 13900 16.11 D 45473 D Common Stock 2020-11-20 4 S false 606 16.14 D 44867 D Common Stock 2020-11-20 4 S false 1721 16.17 D 43146 D Common Stock 2020-11-20 4 S false 1600 16.20 D 41546 D Common Stock 2020-11-20 4 S false 1379 16.22 D 40167 D Common Stock 2020-11-20 4 S false 500 16.27 D 39667 D Common Stock 2020-11-20 4 S false 500 16.28 D 39167 D Common Stock 2020-11-20 4 S false 21 16.30 D 39146 D Common Stock 2020-11-20 4 S false 38 16.34 D 39108 D Common Stock 2020-11-20 4 S false 300 16.37 D 38808 D Common Stock 2020-11-20 4 S false 100 16.50 D 38708 D Common Stock 2020-11-20 4 S false 409 16.54 D 38299 D Common Stock 2020-11-20 4 S false 899 16.62 D 37400 D Common Stock 2020-11-20 4 S false 646 16.66 D 36754 D Common Stock 2020-11-20 4 S false 140 16.71 D 36614 D Common Stock 2020-11-20 4 S false 601 16.80 D 36013 D Common Stock 2020-11-20 4 S false 200 16.83 D 35813 D Common Stock 2020-11-20 4 S false 1000 16.87 D 34813 D Common Stock 2020-11-20 4 S false 472 16.91 D 34341 D Common Stock 2020-11-20 4 S false 453 16.93 D 33888 D Common Stock 2020-11-20 4 S false 8741 17.00 D 25147 D Common Stock 2020-11-20 4 S false 8233 17.01 D 16914 D Stock Options (Right to buy) 6.29 2020-11-20 4 M false 15000 0 D 2016-06-01 2025-06-01 Common Stock 15000 132041 D Stock Options (Right to buy) 3.34 2020-11-20 4 M false 25000 0 D 2017-02-17 2026-02-17 Common Stock 25000 107041 D Stock Options (Right to buy) 4.74 2020-11-20 4 M false 32084 0 D 2018-03-17 2027-03-17 Common Stock 32084 74957 D Stock Options (Right to buy) 4.65 2020-11-20 4 M false 14363 0 D 2019-02-08 2028-02-08 Common Stock 14363 60594 D The options vest over a 3.5 year period, with 50% vesting at the end of 2016 and an additional 25% of the original number of options vesting at the end of 2017 and 2018. The options vest over a 4 year period, with 25% vesting on the first anniversary of the grant date and an additional 1/48 of the original number of options vesting every month thereafter, until becoming fully vested on the fourth anniversary of the grant date. /s/ Travis Whitton 2020-11-24