0001315863-11-000081.txt : 20110513 0001315863-11-000081.hdr.sgml : 20110513 20110513160330 ACCESSION NUMBER: 0001315863-11-000081 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DW Investment Management, LP CENTRAL INDEX KEY: 0001506321 IRS NUMBER: 264425923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14046 FILM NUMBER: 11841024 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.751.6160 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 dwim111.txt DW INVESTMENT MANAGEMENT 13F 1Q 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DW Investment Management, LP Address: 590 Madison Avenue 9th Floor New York, New York 10022 13F File Number: 28-14046 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Warren Title: Chief Executive Officer Phone: 212.751.6160 Signature, Place, and Date of Signing: /S/ David Warren New York, New York May 13, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 16 Form13F Information Table Value Total: $294,975 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROPOSTALE COM 007865108 11494 470000 SH SOLE 470000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 9249 585000 SH SOLE 585000 ANADARKO PETE CORP COM 032511107 27052 329900 SH SOLE 329900 ANNTAYLOR STORES CORP COM 036115103 15774 550000 SH SOLE 550000 ATP OIL & GAS CORP COM 00208J108 10914 600000 SH SOLE 600000 BLOCK H & R INC COM 093671105 40 7000 SH SOLE 7000 CHILDRENS PL RETAIL STORES I COM 168905107 12953 260000 SH SOLE 260000 CVR ENERGY INC COM 12662P108 13728 600000 SH SOLE 600000 DANA HLDG CORP COM 235825205 16694 952300 SH SOLE 952300 DEX ONE CORP COM 25212W100 5555 1100000 SH SOLE 1100000 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 50085 1500000 SH SOLE 1500000 ITT EDUCATIONAL SERVICES INC COM 45068B109 573 8000 SH SOLE 8000 SMURFIT-STONE CONTAINER CORP COM 83272A104 38350 1000000 SH SOLE 1000000 SPRINT NEXTEL CORP COM SER 1 852061100 27270 6000000 SH SOLE 6000000 SUNOCO INC COM 86764P109 45940 1000000 SH SOLE 1000000 TEMPLE INLAND INC COM 879868107 9304 400000 SH SOLE 400000