0001315863-11-000081.txt : 20110513
0001315863-11-000081.hdr.sgml : 20110513
20110513160330
ACCESSION NUMBER: 0001315863-11-000081
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DW Investment Management, LP
CENTRAL INDEX KEY: 0001506321
IRS NUMBER: 264425923
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14046
FILM NUMBER: 11841024
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.751.6160
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
dwim111.txt
DW INVESTMENT MANAGEMENT 13F 1Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DW Investment Management, LP
Address: 590 Madison Avenue
9th Floor
New York, New York 10022
13F File Number: 28-14046
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David Warren
Title: Chief Executive Officer
Phone: 212.751.6160
Signature, Place, and Date of Signing:
/S/ David Warren New York, New York May 13, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 16
Form13F Information Table Value Total: $294,975 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AEROPOSTALE COM 007865108 11494 470000 SH SOLE 470000
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 9249 585000 SH SOLE 585000
ANADARKO PETE CORP COM 032511107 27052 329900 SH SOLE 329900
ANNTAYLOR STORES CORP COM 036115103 15774 550000 SH SOLE 550000
ATP OIL & GAS CORP COM 00208J108 10914 600000 SH SOLE 600000
BLOCK H & R INC COM 093671105 40 7000 SH SOLE 7000
CHILDRENS PL RETAIL STORES I COM 168905107 12953 260000 SH SOLE 260000
CVR ENERGY INC COM 12662P108 13728 600000 SH SOLE 600000
DANA HLDG CORP COM 235825205 16694 952300 SH SOLE 952300
DEX ONE CORP COM 25212W100 5555 1100000 SH SOLE 1100000
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 50085 1500000 SH SOLE 1500000
ITT EDUCATIONAL SERVICES INC COM 45068B109 573 8000 SH SOLE 8000
SMURFIT-STONE CONTAINER CORP COM 83272A104 38350 1000000 SH SOLE 1000000
SPRINT NEXTEL CORP COM SER 1 852061100 27270 6000000 SH SOLE 6000000
SUNOCO INC COM 86764P109 45940 1000000 SH SOLE 1000000
TEMPLE INLAND INC COM 879868107 9304 400000 SH SOLE 400000