0000950123-17-006475.txt : 20170731 0000950123-17-006475.hdr.sgml : 20170731 20170731152021 ACCESSION NUMBER: 0000950123-17-006475 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 EFFECTIVENESS DATE: 20170731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AT Bancorp CENTRAL INDEX KEY: 0001506294 IRS NUMBER: 421249281 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14048 FILM NUMBER: 17992790 BUSINESS ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 BUSINESS PHONE: 563-589-0863 MAIL ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001506294 XXXXXXXX 06-30-2017 06-30-2017 AT Bancorp

895 MAIN STREET DUBUQUE IA 52004-0938

13F HOLDINGS REPORT 028-14048 N John Marshall 563-582-1841 JOHN MARSHALL Dubuque IA 07-28-2017 2 602 851756 false 1 28-14049 AMERICAN TRUST & SAVINGS BANK 2 28-14050 AT FINANCIAL ADVISORS CORP INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AT&T INC COM 00206R102 74 1971 SH DFND 1,2 1971 0 0 AT&T INC COM 00206R102 155 4095 SH DFND 2 3714 0 381 AT&T INC COM 00206R102 2778 73629 SH DFND 1 71462 0 2167 ABBOTT LABS COM 002824100 1664 34224 SH DFND 1 32855 0 1369 ABBVIE INC COM 00287Y109 1901 26222 SH DFND 1 24405 0 1817 ABERDEEN ASIA PACIFIC INCOM COM 003009107 29 5865 SH DFND 1 5865 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 604 12222 SH DFND 1,2 12032 0 190 ACADIA HEALTHCARE COMPANY IN COM 00404A109 176 3569 SH DFND 2 3209 0 360 ACTIVISION BLIZZARD INC COM 00507V109 2726 47344 SH DFND 1,2 47344 0 0 ACTIVISION BLIZZARD INC COM 00507V109 394 6844 SH DFND 2 6844 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1455 25268 SH DFND 1 23700 0 1568 AEGON N V NY REGISTRY SH 007924103 287 56096 SH DFND 1,2 56096 0 0 AEGON N V NY REGISTRY SH 007924103 12 2268 SH DFND 2 588 0 1680 AEGON N V NY REGISTRY SH 007924103 1 254 SH DFND 1 254 0 0 ALBEMARLE CORP COM 012653101 1351 12805 SH DFND 1,2 12805 0 0 ALBEMARLE CORP COM 012653101 175 1661 SH DFND 2 1661 0 0 ALBEMARLE CORP COM 012653101 118 1120 SH DFND 1 654 0 466 ALEXION PHARMACEUTICALS INC COM 015351109 468 3846 SH DFND 1,2 3799 0 47 ALEXION PHARMACEUTICALS INC COM 015351109 2 17 SH DFND 1 0 0 17 ALLIANT ENERGY CORP COM 018802108 28 709 SH DFND 1,2 709 0 0 ALLIANT ENERGY CORP COM 018802108 580 14442 SH DFND 1 14360 0 82 ALLSTATE CORP COM 020002101 969 10951 SH DFND 1,2 10871 0 80 ALLSTATE CORP COM 020002101 30 334 SH DFND 2 334 0 0 ALLSTATE CORP COM 020002101 745 8419 SH DFND 1 8276 0 143 ALLY FINL INC COM 02005N100 502 24019 SH DFND 1,2 23642 0 377 ALLY FINL INC COM 02005N100 148 7066 SH DFND 2 6347 0 719 ALPHABET INC CAP STOCK CL C 02079K107 73 80 SH DFND 1,2 80 0 0 ALPHABET INC CAP STOCK CL C 02079K107 107 118 SH DFND 2 97 0 21 ALPHABET INC CAP STOCK CL C 02079K107 400 440 SH DFND 1 302 0 138 ALPHABET INC CAP STK CL A 02079K305 2531 2722 SH DFND 1,2 2713 0 9 ALPHABET INC CAP STK CL A 02079K305 192 207 SH DFND 2 186 0 21 ALPHABET INC CAP STK CL A 02079K305 286 308 SH DFND 1 182 0 126 ALTRIA GROUP INC COM 02209S103 785 10545 SH DFND 1 8942 0 1603 AMERICAN EXPRESS CO COM 025816109 204 2427 SH DFND 1 2295 0 132 AMERICAN INTL GROUP INC COM NEW 026874784 373 5960 SH DFND 1,2 5899 0 61 AMERICAN INTL GROUP INC COM NEW 026874784 41 648 SH DFND 1 451 0 197 AMERICAN TOWER CORP NEW COM 03027X100 403 3049 SH DFND 1,2 3023 0 26 AMERICAN TOWER CORP NEW COM 03027X100 25 186 SH DFND 2 71 0 115 AMERICAN TOWER CORP NEW COM 03027X100 66 498 SH DFND 1 385 0 113 ANHEUSER BUSCH IBNBEV SA/NV SPONSORED ADR 03524A108 217 1966 SH DFND 1,2 1966 0 0 ANHEUSER BUSCH IBNBEV SA/NV SPONSORED ADR 03524A108 8 73 SH DFND 2 16 0 57 ANNALY CAP MGMT INC COM 035710409 65 5388 SH DFND 1 4850 0 538 APARTMENT INVT & MGMT CO CL 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STK ETF 464288687 1297 33111 SH DFND 1,2 33111 0 0 ISHARES TR U.S. PFD STK ETF 464288687 374 9559 SH DFND 1 9559 0 0 ISHARES TR CORE MSCI EURO 46434V738 1513 32272 SH DFND 1,2 32272 0 0 ISHARES TR CORE MSCI EURO 46434V738 196 4176 SH DFND 2 4176 0 0 ISHARES TR CORE MSCI EURO 46434V738 153 3257 SH DFND 1 2205 0 1052 JPMORGAN CHASE & CO COM 46625H100 2284 24984 SH DFND 1,2 24918 0 66 JPMORGAN CHASE & CO COM 46625H100 366 4006 SH DFND 2 3619 0 387 JPMORGAN CHASE & CO COM 46625H100 1997 21852 SH DFND 1 18722 0 3130 JETBLUE AIRWAYS CORP COM 477143101 347 15221 SH DFND 1,2 14975 0 246 JETBLUE AIRWAYS CORP COM 477143101 106 4654 SH DFND 2 4182 0 472 JETBLUE AIRWAYS CORP COM 477143101 3 132 SH DFND 1 0 0 132 JOHNSON & JOHNSON COM 478160104 168 1267 SH DFND 1,2 1267 0 0 JOHNSON & JOHNSON COM 478160104 108 813 SH DFND 2 493 0 320 JOHNSON & JOHNSON COM 478160104 1813 13706 SH DFND 1 12309 0 1397 KELLOGG CO COM 487836108 306 4408 SH DFND 1 4400 0 8 KEYCORP NEW COM 493267108 1047 55872 SH DFND 1,2 55145 0 727 KEYCORP NEW COM 493267108 139 7393 SH DFND 2 6642 0 751 KEYCORP NEW COM 493267108 57 3039 SH DFND 1 600 0 2439 KIMBERLY CLARK CORP COM 494368103 107 828 SH DFND 1,2 828 0 0 KIMBERLY CLARK CORP COM 494368103 42 323 SH DFND 2 119 0 204 KIMBERLY CLARK CORP COM 494368103 476 3686 SH DFND 1 3000 0 686 KINDER MORGAN INC DEL COM 49456B101 51 2638 SH DFND 1 2627 0 11 KNOWLES CORPORATION 49926D109 34 2018 SH DFND 1 2000 0 18 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 343 9583 SH DFND 1 9583 0 0 THE KRAFT HEINZ CO 500754106 180 2103 SH DFND 1 1748 0 355 LAUDER ESTEE COS INC CL A 518439104 447 4658 SH DFND 1 4624 0 34 LENNAR CORP CL A 526057104 2743 51453 SH DFND 1,2 51277 0 176 LENNAR CORP CL A 526057104 395 7415 SH DFND 2 7088 0 327 LENNAR CORP CL A 526057104 434 8139 SH DFND 1 6774 0 1365 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 319 12991 SH DFND 1,2 12783 0 208 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 94 3817 SH DFND 2 3429 0 388 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1 53 SH DFND 1 0 0 53 LILLY ELI & CO COM 532457108 292 3544 SH DFND 1 3470 0 74 LOCKHEED MARTIN CORP COM 539830109 245 882 SH DFND 1 329 0 553 MDU RES GROUP INC COM 552690109 131 5000 SH DFND 1 5000 0 0 MACYS INC COM 55616P104 1065 45818 SH DFND 1,2 45351 0 467 MACYS INC COM 55616P104 23 972 SH DFND 2 972 0 0 MACYS INC COM 55616P104 53 2268 SH DFND 1 1964 0 304 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 572 8022 SH DFND 1 7082 0 940 MAGNA INTL INC COM 559222401 1264 27287 SH DFND 1,2 27118 0 169 MAGNA INTL INC COM 559222401 19 418 SH DFND 2 104 0 314 MAGNA INTL INC COM 559222401 27 590 SH DFND 1 482 0 108 MATTEL INC COM 577081102 47 2200 SH DFND 1 2200 0 0 MCDONALDS CORP COM 580135101 682 4452 SH DFND 1 3779 0 673 MCKESSON CORP COM 58155Q103 33 200 SH DFND 2 200 0 0 MCKESSON CORP COM 58155Q103 1131 6873 SH DFND 1 6811 0 62 MERCK & CO INC COM 58933Y105 77 1209 SH DFND 1,2 1209 0 0 MERCK & CO INC COM 58933Y105 32 498 SH DFND 2 176 0 322 MERCK & CO INC COM 58933Y105 558 8709 SH DFND 1 5497 0 3212 METLIFE INC COM 59156R108 531 9660 SH DFND 1,2 9569 0 91 METLIFE INC COM 59156R108 17 306 SH DFND 2 113 0 193 METLIFE INC COM 59156R108 564 10262 SH DFND 1 10226 0 36 MICROSOFT CORP COM 594918104 938 13615 SH DFND 1,2 13502 0 113 MICROSOFT CORP COM 594918104 110 1591 SH DFND 2 944 0 647 MICROSOFT CORP COM 594918104 1163 16868 SH DFND 1 15326 0 1542 MICRON TECHNOLOGY INC COM 595112103 3714 124377 SH DFND 1,2 124099 0 278 MICRON TECHNOLOGY INC COM 595112103 305 10210 SH DFND 2 10210 0 0 MICRON TECHNOLOGY INC COM 595112103 623 20858 SH DFND 1 17730 0 3128 MIDDLEBY CORP COM 596278101 1663 13685 SH DFND 1,2 13627 0 58 MIDDLEBY CORP COM 596278101 221 1822 SH DFND 2 1714 0 108 MIDDLEBY CORP COM 596278101 583 4796 SH DFND 1 4501 0 295 MIDWESTONE FINL GROUP INC NE COM 598511103 9438 278491 SH DFND 1 278491 0 0 MONDELEZ INTL INC CL A 609207105 1044 24167 SH DFND 1,2 24167 0 0 MONDELEZ INTL INC CL A 609207105 147 3392 SH DFND 2 3148 0 244 MONDELEZ INTL INC CL A 609207105 323 7474 SH DFND 1 6534 0 940 MONSANTO CO NEW COM 61166W101 232 1956 SH DFND 1 1940 0 16 MORGAN STANLEY COM NEW 617446448 475 10654 SH DFND 1,2 10545 0 109 MORGAN STANLEY COM NEW 617446448 257 5776 SH DFND 1 5731 0 45 NCR CORP NEW COM 62886E108 328 8040 SH DFND 1,2 8040 0 0 NCR CORP NEW COM 62886E108 98 2391 SH DFND 2 2148 0 243 NATIONAL CINEMEDIA INC COM 635309107 71 9558 SH DFND 1 9450 0 108 NEWELL BRANDS INC COM 651229106 162 3017 SH DFND 1 3000 0 17 NEXTERA ENERGY INC COM 65339F101 1441 10280 SH DFND 1,2 10280 0 0 NEXTERA ENERGY INC COM 65339F101 62 440 SH DFND 2 440 0 0 NEXTERA ENERGY INC COM 65339F101 409 2917 SH DFND 1 2358 0 559 NICE LTD SPONSORED ADR 653656108 208 2645 SH DFND 1,2 2645 0 0 NICE LTD SPONSORED ADR 653656108 8 105 SH DFND 2 28 0 77 NIKE INC CL B 654106103 215 3648 SH DFND 1 3440 0 208 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 272 5782 SH DFND 1,2 5782 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 11 235 SH DFND 2 63 0 172 NORFOLK SOUTHERN CORP COM 655844108 624 5126 SH DFND 1 5000 0 126 NOVARTIS A G SPONSORED ADR 66987V109 252 3022 SH DFND 1,2 3022 0 0 NOVARTIS A G SPONSORED ADR 66987V109 9 110 SH DFND 2 25 0 85 NOVARTIS A G SPONSORED ADR 66987V109 231 2773 SH DFND 1 1878 0 895 NOVO-NORDISK A S ADR 670100205 339 7904 SH DFND 1,2 7904 0 0 NOVO-NORDISK A S ADR 670100205 14 316 SH DFND 2 70 0 246 NUVEEN QUALITY PFD INCOME FD COM 67072C105 61 6000 SH DFND 1 6000 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 21 2027 SH DFND 1 2027 0 0 OPEN TEXT CORP COM 683715106 1849 58618 SH DFND 1,2 58465 0 153 OPEN TEXT CORP COM 683715106 319 10114 SH DFND 2 9827 0 287 OPEN TEXT CORP COM 683715106 388 12298 SH DFND 1 10514 0 1784 ORACLE CORP COM 68389X105 83 1651 SH DFND 1,2 1651 0 0 ORACLE CORP COM 68389X105 32 637 SH DFND 2 236 0 401 ORACLE CORP COM 68389X105 895 17857 SH DFND 1 17024 0 833 ORANGE SPONSORED ADR 684060106 154 9613 SH DFND 1,2 9613 0 0 ORANGE SPONSORED ADR 684060106 6 383 SH DFND 2 101 0 282 ORANGE SPONSORED ADR 684060106 12 720 SH DFND 1 720 0 0 ORIX CORP SPONSORED ADR 686330101 539 6915 SH DFND 1,2 6915 0 0 ORIX CORP SPONSORED ADR 686330101 23 299 SH DFND 2 72 0 227 PDC ENERGY INC COM 69327R101 1349 31288 SH DFND 1,2 31171 0 117 PDC ENERGY INC COM 69327R101 221 5123 SH DFND 2 4908 0 215 PDC ENERGY INC COM 69327R101 101 2347 SH DFND 1 1548 0 799 PNM RES INC COM 69349H107 1527 39929 SH DFND 1,2 39697 0 232 PNM RES INC COM 69349H107 454 11877 SH DFND 2 11443 0 434 PNM RES INC COM 69349H107 256 6683 SH DFND 1 4440 0 2243 PPG INDS INC COM 693506107 151 1375 SH DFND 1,2 1375 0 0 PPG INDS INC COM 693506107 66 600 SH DFND 2 222 0 378 PPG INDS INC COM 693506107 7 62 SH DFND 1 0 0 62 PPL CORP COM 69351T106 201 5188 SH DFND 1 3770 0 1418 PEPSICO INC COM 713448108 111 960 SH DFND 1,2 960 0 0 PEPSICO INC COM 713448108 48 412 SH DFND 2 144 0 268 PEPSICO INC COM 713448108 1014 8780 SH DFND 1 6901 0 1879 PFIZER INC COM 717081103 525 15641 SH DFND 1,2 15537 0 104 PFIZER INC COM 717081103 60 1774 SH DFND 2 1288 0 486 PFIZER INC COM 717081103 604 17969 SH DFND 1 11148 0 6821 PHILIP MORRIS INTL INC COM 718172109 1188 10111 SH DFND 1 9651 0 460 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 407 4000 SH DFND 2 4000 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 279 2740 SH DFND 1 2740 0 0 PITNEY BOWES INC COM 724479100 51 3400 SH DFND 1 1200 0 2200 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 62 2350 SH DFND 1 2350 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 161 11120 SH DFND 1 11120 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1282 55395 SH DFND 1,2 55395 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 160 6915 SH DFND 1 6915 0 0 PROCTER & GAMBLE CO COM 742718109 83 958 SH DFND 1,2 958 0 0 PROCTER & GAMBLE CO COM 742718109 35 400 SH DFND 2 147 0 253 PROCTER & GAMBLE CO COM 742718109 1351 15501 SH DFND 1 12040 0 3461 PROGRESSIVE CORP OHIO COM 743315103 94 2143 SH DFND 1 193 0 1950 PRUDENTIAL FINL INC COM 744320102 46 421 SH DFND 2 421 0 0 PRUDENTIAL FINL INC COM 744320102 190 1753 SH DFND 1 1666 0 87 QORVO INC COM 74736K101 675 10659 SH DFND 1,2 10659 0 0 QUINTILES IMS HOLDINGS INC COM 74876Y101 343 3828 SH DFND 1,2 3768 0 60 QUINTILES IMS HOLDINGS INC COM 74876Y101 100 1118 SH DFND 2 1004 0 114 RAYTHEON CO COM NEW 755111507 142 882 SH DFND 1,2 882 0 0 RAYTHEON CO COM NEW 755111507 57 352 SH DFND 2 135 0 217 RAYTHEON CO COM NEW 755111507 361 2236 SH DFND 1 2216 0 20 REYNOLDS AMERICAN INC COM 761713106 424 6513 SH DFND 1 6262 0 251 RIO TINTO PLC SPONSORED ADR 767204100 172 4058 SH DFND 1,2 4058 0 0 RIO TINTO PLC SPONSORED ADR 767204100 6 142 SH DFND 2 32 0 110 RIO TINTO PLC SPONSORED ADR 767204100 4 85 SH DFND 1 85 0 0 ROPER TECHNOLOGIES INC COM 776696106 173 749 SH DFND 1,2 749 0 0 ROPER TECHNOLOGIES INC COM 776696106 142 615 SH DFND 2 615 0 0 ROPER TECHNOLOGIES INC COM 776696106 832 3592 SH DFND 1 3589 0 3 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 203 3814 SH DFND 1,2 3814 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 53 997 SH DFND 2 889 0 108 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 272 5117 SH DFND 1 5113 0 4 SPDR S&P 500 ETF TR TR UNIT 78462F103 5 20 SH DFND 1,2 20 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 435 1800 SH DFND 2 1800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 289 1195 SH DFND 1 1195 0 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 189 4550 SH DFND 1 4550 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6105 128019 SH DFND 1,2 128019 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 8 165 SH DFND 1 165 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 807 23440 SH DFND 1,2 22612 0 828 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 45 1297 SH DFND 2 1297 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 90 2601 SH DFND 1 2601 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 11170 300263 SH DFND 1,2 300263 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 39 1045 SH DFND 1 1045 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 2010 65611 SH DFND 1,2 63280 0 2331 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 110 3580 SH DFND 2 3580 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 117 3832 SH DFND 1 3832 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 176 3200 SH DFND 1,2 3200 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 214 3900 SH DFND 2 3900 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 283 5150 SH DFND 1 5150 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 144 1637 SH DFND 1,2 1637 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 151 1720 SH DFND 1 1720 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 214 675 SH DFND 1 675 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 415 8528 SH DFND 1,2 8528 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 55 1124 SH DFND 1 1124 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2217 45705 SH DFND 1,2 45705 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 347 7147 SH DFND 1 7147 0 0 SVB FINL GROUP COM 78486Q101 365 2074 SH DFND 1,2 2041 0 33 SVB FINL GROUP COM 78486Q101 108 614 SH DFND 2 552 0 62 SVB FINL GROUP COM 78486Q101 17 94 SH DFND 1 94 0 0 SCANA CORP NEW COM 80589M102 335 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM 806857108 78 1182 SH DFND 1,2 1182 0 0 SCHLUMBERGER LTD COM 806857108 31 470 SH DFND 2 173 0 297 SCHLUMBERGER LTD COM 806857108 483 7331 SH DFND 1 7173 0 158 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 139077 2407427 SH DFND 1,2 2407427 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 449 7769 SH DFND 2 7095 0 674 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 200 3460 SH DFND 1 3460 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 64983 1349317 SH DFND 1,2 1349317 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 161 3348 SH DFND 2 2536 0 812 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 37 759 SH DFND 1 759 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 39380 616179 SH DFND 1,2 616179 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 198 2628 SH DFND 2 1404 0 1224 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 199 3108 SH DFND 1 3108 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 449 6568 SH DFND 1,2 6568 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 8 119 SH DFND 1 110 0 9 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 617 24993 SH DFND 1,2 24993 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 31 1250 SH DFND 2 1250 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 332 13465 SH DFND 1 13465 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 112 3475 SH DFND 1,2 3475 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 60 1867 SH DFND 1 1867 0 0 SHIRE PLC SPONSORED ADR 82481R106 915 5535 SH DFND 1,2 5507 0 28 SHIRE PLC SPONSORED ADR 82481R106 19 116 SH DFND 2 35 0 81 SHIRE PLC SPONSORED ADR 82481R106 8 48 SH DFND 1 43 0 5 SIGNATURE BK NEW YORK N Y COM 82669G104 449 3128 SH DFND 1,2 3079 0 49 SIGNATURE BK NEW YORK N Y COM 82669G104 134 934 SH DFND 2 839 0 95 SPECTRUM BRANDS HLDGS INC COM 84763R101 585 4676 SH DFND 1,2 4601 0 75 SPECTRUM BRANDS HLDGS INC COM 84763R101 172 1375 SH DFND 2 1235 0 140 SPECTRUM BRANDS HLDGS INC COM 84763R101 21 170 SH DFND 1 170 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 288 53256 SH DFND 1,2 52403 0 853 SPORTSMANS WHSE HLDGS INC COM 84920Y106 83 15443 SH DFND 2 13874 0 1569 STARWOOD PPTY TR INC COM 85571B105 51 2300 SH DFND 1 2300 0 0 SUNCOR ENERGY INC NEW COM 867224107 242 8271 SH DFND 1,2 8271 0 0 SUNCOR ENERGY INC NEW COM 867224107 10 326 SH DFND 2 85 0 241 SUNCOR ENERGY INC NEW COM 867224107 95 3262 SH DFND 1 3262 0 0 SYNAPTICS INC COM 87157D109 386 7474 SH DFND 1,2 7356 0 118 SYNAPTICS INC COM 87157D109 114 2200 SH DFND 2 1976 0 224 SYNCHRONY FINL COM 87165B103 2043 68506 SH DFND 1,2 68285 0 221 SYNCHRONY FINL COM 87165B103 330 11080 SH DFND 2 10667 0 413 SYNCHRONY FINL COM 87165B103 212 7121 SH DFND 1 4867 0 2254 SYSCO CORP COM 871829107 154 3050 SH DFND 1 1070 0 1980 TJX COS INC NEW COM 872540109 98 1359 SH DFND 1,2 1359 0 0 TJX COS INC NEW COM 872540109 38 525 SH DFND 2 201 0 324 TJX COS INC NEW COM 872540109 39 540 SH DFND 1 385 0 155 TAHOE RES INC COM 873868103 37 4240 SH DFND 1 0 0 4240 TARGET CORP COM 87612E106 306 5855 SH DFND 1 5535 0 320 TEGNA INC COM 87901J105 273 18938 SH DFND 1 18857 0 81 TELEFONICA S A SPONSORED ADR 879382208 22 2160 SH DFND 1 2160 0 0 TEMPLETON GLOBAL INCOME FUND TEMPLETON GLOBAL INCOME FD 880198106 29 4290 SH DFND 1 4290 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1951 11185 SH DFND 1,2 11153 0 32 THERMO FISHER SCIENTIFIC INC COM 883556102 168 963 SH DFND 2 963 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1197 6863 SH DFND 1 6132 0 731 3M CO COM 88579Y101 165 793 SH DFND 1,2 793 0 0 3M CO COM 88579Y101 64 306 SH DFND 2 113 0 193 3M CO COM 88579Y101 890 4276 SH DFND 1 3293 0 983 TORTOISE ENERGY INFRA CORP COM 89147L100 395 12999 SH DFND 1 12999 0 0 TOTAL S A SPONSORED ADR 89151E109 2341 47200 SH DFND 1,2 47126 0 74 TOTAL S A SPONSORED ADR 89151E109 213 4287 SH DFND 2 4012 0 275 TOTAL S A SPONSORED ADR 89151E109 296 5961 SH DFND 1 4949 0 1012 TRAVELERS COMPANIES INC COM 89417E109 148 1169 SH DFND 1,2 1169 0 0 TRAVELERS COMPANIES INC COM 89417E109 56 443 SH DFND 2 169 0 274 TRAVELERS COMPANIES INC COM 89417E109 164 1299 SH DFND 1 1022 0 277 TUPPERWARE BRANDS CORP COM 899896104 179 2552 SH DFND 1 2500 0 52 UGI CORP NEW COM 902681105 512 10571 SH DFND 1,2 10399 0 172 UGI CORP NEW COM 902681105 153 3152 SH DFND 2 2832 0 320 UGI CORP NEW COM 902681105 2 37 SH DFND 1 0 0 37 US BANCORP DEL COM NEW 902973304 56 1080 SH DFND 2 1080 0 0 US BANCORP DEL COM NEW 902973304 1195 23007 SH DFND 1 21462 0 1545 UNION PAC CORP COM 907818108 485 4455 SH DFND 1 4402 0 53 UNITED CONTL HLDGS INC COM 910047109 971 12906 SH DFND 1,2 12906 0 0 UNITED CONTL HLDGS INC COM 910047109 126 1670 SH DFND 2 1670 0 0 UNITED CONTL HLDGS INC COM 910047109 133 1767 SH DFND 1 1179 0 588 UNITED FIRE GROUP INC COM 910340108 396 8984 SH DFND 1 8984 0 0 UNITED PARCEL SERVICE INC CL B 911312106 101 910 SH DFND 1,2 910 0 0 UNITED PARCEL SERVICE INC CL B 911312106 39 351 SH DFND 2 129 0 222 UNITED PARCEL SERVICE INC CL B 911312106 164 1485 SH DFND 1 1125 0 360 UNITED RENTALS INC COM 911363109 3340 29637 SH DFND 1,2 29489 0 148 UNITED RENTALS INC COM 911363109 428 3795 SH DFND 2 3674 0 121 UNITED RENTALS INC COM 911363109 1160 10293 SH DFND 1 9723 0 570 US FOODS HLDG CORP COM 912008109 66 2435 SH DFND 1 0 0 2435 UNITED TECHNOLOGIES CORP COM 913017109 79 646 SH DFND 1,2 646 0 0 UNITED TECHNOLOGIES CORP COM 913017109 33 267 SH DFND 2 96 0 171 UNITED TECHNOLOGIES CORP COM 913017109 534 4370 SH DFND 1 4295 0 75 UNUM GROUP COM 91529Y106 2317 49689 SH DFND 1,2 49541 0 148 UNUM GROUP COM 91529Y106 272 5826 SH DFND 2 5547 0 279 UNUM GROUP COM 91529Y106 179 3829 SH DFND 1 2484 0 1345 VALERO ENERGY CORP NEW COM 91913Y100 570 8446 SH DFND 1,2 8359 0 87 VALERO ENERGY CORP NEW COM 91913Y100 41 609 SH DFND 2 609 0 0 VALERO ENERGY CORP NEW COM 91913Y100 64 944 SH DFND 1 528 0 416 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 686 28661 SH DFND 1,2 28661 0 0 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 83 3484 SH DFND 1 3484 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 259 2800 SH DFND 1 2800 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 86520 1083537 SH DFND 1,2 1083537 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 7 87 SH DFND 1 87 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 48152 588435 SH DFND 1,2 588435 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 170 2082 SH DFND 1 2082 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 81201 1965173 SH DFND 1,2 1965173 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 109 2636 SH DFND 2 1237 0 1399 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 248 5998 SH DFND 1 5998 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 254 3250 SH DFND 1 3250 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETFSMALL CAP ETF 922042718 14006 129545 SH DFND 1,2 129545 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETFSMALL CAP ETF 922042718 11 102 SH DFND 1 102 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 24768 606601 SH DFND 1,2 606601 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 168 4125 SH DFND 2 1266 0 2859 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 95 2320 SH DFND 1 2320 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 231 3691 SH DFND 1 3691 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 669 8353 SH DFND 1,2 8056 0 297 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 127 1589 SH DFND 2 1589 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 149 1860 SH DFND 1 1860 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 722 13702 SH DFND 1,2 13702 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1616 18464 SH DFND 1,2 17815 0 649 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 91 1035 SH DFND 2 1035 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 241 2750 SH DFND 1 2750 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 273 2460 SH DFND 1 2362 0 98 VANGUARD INDEX FDS VALUE ETF 922908744 451 4670 SH DFND 1 4563 0 107 VERIZON COMMUNICATIONS INC COM 92343V104 1022 22875 SH DFND 1 21397 0 1478 VISA INC COM CL A 92826C839 602 6418 SH DFND 1,2 6378 0 40 VISA INC COM CL A 92826C839 62 660 SH DFND 2 433 0 227 VISA INC COM CL A 92826C839 105 1118 SH DFND 1 682 0 436 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 175 6075 SH DFND 1 4505 0 1570 WAL-MART STORES INC COM 931142103 443 5850 SH DFND 1,2 5803 0 47 WAL-MART STORES INC COM 931142103 40 532 SH DFND 2 196 0 336 WAL-MART STORES INC COM 931142103 282 3721 SH DFND 1 3475 0 246 WALGREEN BOOTS ALLIANCE COM 931427108 1432 18292 SH DFND 1 17199 0 1093 WASHINGTON FED INC COM 938824109 307 9248 SH DFND 1 9202 0 46 WELLS FARGO & CO NEW COM 949746101 62 1117 SH DFND 1,2 1117 0 0 WELLS FARGO & CO NEW COM 949746101 23 424 SH DFND 2 156 0 268 WELLS FARGO & CO NEW COM 949746101 331 5982 SH DFND 1 3684 0 2298 WHOLE FOODS MKT INC COM 966837106 118 2795 SH DFND 1 2774 0 21 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 311 5985 SH DFND 1,2 5985 0 0 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 13 243 SH DFND 2 65 0 178 ALLERGAN PLC SHS G0177J108 2231 9176 SH DFND 1,2 9155 0 21 ALLERGAN PLC SHS G0177J108 284 1167 SH DFND 2 1167 0 0 ALLERGAN PLC SHS G0177J108 1264 5201 SH DFND 1 4947 0 254 AON PLC SHS CL A G0408V102 1442 10844 SH DFND 1 10798 0 46 DELPHI AUTOMOTIVE PLC SHS G27823106 60 689 SH DFND 2 689 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 525 5987 SH DFND 1 5978 0 9 JOHNSON CTLS INTL PLC SHS G51502105 799 18438 SH DFND 1,2 18208 0 230 JOHNSON CTLS INTL PLC SHS G51502105 44 1015 SH DFND 2 1015 0 0 JOHNSON CTLS INTL PLC SHS G51502105 49 1140 SH DFND 1 1079 0 61 MEDTRONIC PLC SHS G5960L103 540 6084 SH DFND 1,2 6022 0 62 MEDTRONIC PLC SHS G5960L103 35 394 SH DFND 2 394 0 0 MEDTRONIC PLC SHS G5960L103 482 5436 SH DFND 1 3858 0 1578 SINA CORP ORD G81477104 355 4179 SH DFND 1,2 4179 0 0 SINA CORP ORD G81477104 14 166 SH DFND 2 44 0 122 CHECK POINT SOFTWARE TECH LT ORD M22465104 511 4688 SH DFND 1,2 4688 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 25 227 SH DFND 2 227 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 10 92 SH DFND 1 92 0 0 AERCAP HOLDINGS NV SHS N00985106 184 3961 SH DFND 1,2 3961 0 0 AERCAP HOLDINGS NV SHS N00985106 8 166 SH DFND 2 41 0 125 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 447 5301 SH DFND 1,2 5234 0 67 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 18 211 SH DFND 1 204 0 7 NXP SEMICONDUCTORS N V COM N6596X109 273 2492 SH DFND 1,2 2492 0 0 NXP SEMICONDUCTORS N V COM N6596X109 12 109 SH DFND 2 26 0 83 BROADCOM LTD SHS Y09827109 966 4144 SH DFND 1,2 4106 0 38 BROADCOM LTD SHS Y09827109 47 202 SH DFND 2 202 0 0 BROADCOM LTD SHS Y09827109 22 95 SH DFND 1 82 0 13 FLEXTRONICS INTL LTD ORD Y2573F102 59 3644 SH DFND 1 3644 0 0