0000950123-17-003790.txt : 20170503 0000950123-17-003790.hdr.sgml : 20170503 20170503110930 ACCESSION NUMBER: 0000950123-17-003790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 EFFECTIVENESS DATE: 20170503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AT Bancorp CENTRAL INDEX KEY: 0001506294 IRS NUMBER: 421249281 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14048 FILM NUMBER: 17807825 BUSINESS ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 BUSINESS PHONE: 563-589-0863 MAIL ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001506294 XXXXXXXX 03-31-2017 03-31-2017 AT Bancorp

895 MAIN STREET DUBUQUE IA 52004-0938

13F HOLDINGS REPORT 028-14048 N John Marshall 563-582-1841 JOHN MARSHALL Dubuque IA 05-02-2017 2 617 779774 false 1 28-14049 AMERICAN TRUST & SAVINGS BANK 2 28-14050 AT FINANCIAL ADVISORS CORP INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AT&T INC COM 00206R102 82 1971 SH DFND 1,2 1971 0 0 AT&T INC COM 00206R102 176 4231 SH DFND 2 3850 0 381 AT&T INC COM 00206R102 3169 76278 SH DFND 1 74111 0 2167 ABBOTT LABS COM 002824100 12 259 SH DFND 2 259 0 0 ABBOTT LABS COM 002824100 1524 34310 SH DFND 1 32941 0 1369 ABBVIE INC COM 00287Y109 8 125 SH DFND 2 125 0 0 ABBVIE INC COM 00287Y109 1705 26167 SH DFND 1 24350 0 1817 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1472 33760 SH DFND 1,2 33760 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 108 2480 SH DFND 2 2228 0 252 ACTIVISION BLIZZARD INC COM 00507V109 2325 46625 SH DFND 1,2 46625 0 0 ACTIVISION BLIZZARD INC COM 00507V109 357 7160 SH DFND 2 7160 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1397 28018 SH DFND 1 26450 0 1568 AEGON N V NY REGISTRY SH 007924103 864 168488 SH DFND 1,2 168488 0 0 AEGON N V NY REGISTRY SH 007924103 13 2522 SH DFND 2 842 0 1680 ALBEMARLE CORP COM 012653101 1326 12548 SH DFND 1,2 12548 0 0 ALBEMARLE CORP COM 012653101 175 1661 SH DFND 2 1661 0 0 ALBEMARLE CORP COM 012653101 122 1155 SH DFND 1 689 0 466 ALEXION PHARMACEUTICALS INC COM 015351109 1033 8517 SH DFND 1,2 8475 0 42 ALEXION PHARMACEUTICALS INC COM 015351109 2061 17 SH DFND 1 0 0 17 ALLIANT ENERGY CORP COM 018802108 28 709 SH DFND 1,2 709 0 0 ALLIANT ENERGY CORP COM 018802108 770 19442 SH DFND 1 14360 0 5082 ALLSTATE CORP COM 020002101 1127 13829 SH DFND 1,2 13734 0 95 ALLSTATE CORP COM 020002101 33 407 SH DFND 2 407 0 0 ALLSTATE CORP COM 020002101 672 8251 SH DFND 1 8203 0 48 ALLY FINL INC COM 02005N100 1032 50770 SH DFND 1,2 50770 0 0 ALLY FINL INC COM 02005N100 91 4456 SH DFND 2 4011 0 445 ALPHABET INC CAP STOCK CL C 02079K107 89 107 SH DFND 1,2 80 0 27 ALPHABET INC CAP STOCK CL C 02079K107 96 116 SH DFND 2 95 0 21 ALPHABET INC CAP STOCK CL C 02079K107 329 397 SH DFND 1 285 0 112 ALPHABET INC CAP STK CL A 02079K305 4406 5197 SH DFND 1,2 5193 0 4 ALPHABET INC CAP STK CL A 02079K305 182 215 SH DFND 2 194 0 21 ALPHABET INC CAP STK CL A 02079K305 241 284 SH DFND 1 158 0 126 ALTRIA GROUP INC COM 02209S103 14 201 SH DFND 1,2 0 0 201 ALTRIA GROUP INC COM 02209S103 4 55 SH DFND 2 55 0 0 ALTRIA GROUP INC COM 02209S103 735 10289 SH DFND 1 8887 0 1402 AMAZON COM INC COM 023135106 1828 2062 SH DFND 1,2 2062 0 0 AMAZON COM INC COM 023135106 38 43 SH DFND 2 43 0 0 AMAZON COM INC COM 023135106 98 111 SH DFND 1 62 0 49 AMERICAN TOWER CORP NEW COM 03027X100 1031 8484 SH DFND 1,2 8484 0 0 AMERICAN TOWER CORP NEW COM 03027X100 19 157 SH DFND 2 58 0 99 AMERICAN TOWER CORP NEW COM 03027X100 61 498 SH DFND 1 385 0 113 ANHEUSER BUSCH IBNBEV SA/NV SPONSORED ADR 03524A108 650 5918 SH DFND 1,2 5918 0 0 ANHEUSER BUSCH IBNBEV SA/NV SPONSORED ADR 03524A108 8 73 SH DFND 2 16 0 57 APARTMENT INVT & MGMT CO CL A 03748R101 1430 32234 SH DFND 1,2 32234 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 129 2917 SH DFND 2 2621 0 296 APARTMENT INVT & MGMT CO CL A 03748R101 1 20 SH DFND 1 0 0 20 APPLE INC COM 037833100 5958 41471 SH DFND 1,2 41267 0 204 APPLE INC COM 037833100 385 2682 SH DFND 2 2682 0 0 APPLE INC COM 037833100 2736 19044 SH DFND 1 17748 0 1296 AQUA AMERICA INC COM 03836W103 203 6313 SH DFND 1 6250 0 63 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2085 249698 SH DFND 1,2 249698 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1 82 SH DFND 2 82 0 0 BT GROUP PLC ADR 05577E101 649 32320 SH DFND 1,2 32320 0 0 BT GROUP PLC ADR 05577E101 12 609 SH DFND 2 287 0 322 BARCLAYS PLC ADR 06738E204 2043 181801 SH DFND 1,2 181801 0 0 BARCLAYS PLC ADR 06738E204 12 1033 SH DFND 1 0 0 1033 BARRICK GOLD CORP COM 067901108 2180 114789 SH DFND 1,2 114789 0 0 BARRICK GOLD CORP COM 067901108 147 7754 SH DFND 2 7268 0 486 BARRICK GOLD CORP COM 067901108 78 4132 SH DFND 1 2175 0 1957 BERKSHIRE HATHAWAY INC 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61801 SH DFND 1,2 61801 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 9 891 SH DFND 2 218 0 673 CONOCOPHILLIPS COM 20825C104 45 898 SH DFND 1,2 898 0 0 CONOCOPHILLIPS COM 20825C104 15 300 SH DFND 2 300 0 0 CONOCOPHILLIPS COM 20825C104 493 9893 SH DFND 1 7633 0 2260 CONSTELLATION BRANDS INC CL A 21036P108 3960 24433 SH DFND 1,2 24433 0 0 CONSTELLATION BRANDS INC CL A 21036P108 309 1907 SH DFND 2 1907 0 0 CONSTELLATION BRANDS INC CL A 21036P108 719 4434 SH DFND 1 4056 0 378 CROWN CASTLE INTL CORP NEW COM 22822V101 1231 13036 SH DFND 1,2 13036 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 112 1188 SH DFND 2 1067 0 121 CROWN CASTLE INTL CORP NEW COM 22822V101 23 248 SH DFND 1 0 0 248 CUMMINS INC COM 231021106 239 1578 SH DFND 1 1540 0 38 DEERE & CO COM 244199105 900 8270 SH DFND 1 8190 0 80 DELTA AIR LINES INC DEL COM NEW 247361702 3610 78554 SH DFND 1,2 78369 0 158 DELTA AIR LINES INC DEL COM NEW 247361702 70 1514 SH DFND 2 1514 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 37 798 SH DFND 1 642 0 156 DIAGEO P L C SPON ADR NEW 25243Q205 1018 8810 SH DFND 1,2 8810 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 89 770 SH DFND 1 420 0 350 DIAMONDBACK ENERGY INC COM 25278X109 861 8302 SH DFND 1,2 8302 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2 22 SH DFND 1 0 0 22 DISNEY WALT CO COM DISNEY 254687106 183 1617 SH DFND 1,2 1535 0 82 DISNEY WALT CO COM DISNEY 254687106 333 2936 SH DFND 2 2533 0 403 DISNEY WALT CO COM DISNEY 254687106 1320 11639 SH DFND 1 8892 0 2747 DISH NETWORK CORP CL A 25470M109 1353 21311 SH DFND 1,2 21311 0 0 DISH NETWORK CORP CL A 25470M109 185 2919 SH DFND 2 2919 0 0 DISH NETWORK CORP CL A 25470M109 127 2004 SH DFND 1 1289 0 715 DOLLAR GEN CORP NEW COM 256677105 1395 20005 SH DFND 1,2 19939 0 66 DOLLAR GEN CORP NEW COM 256677105 157 2258 SH DFND 2 2258 0 0 DOLLAR GEN CORP NEW COM 256677105 503 7212 SH DFND 1 6306 0 906 DOMINION RES INC VA NEW COM 25746U109 8 106 SH DFND 2 106 0 0 DOMINION RES INC VA NEW COM 25746U109 481 6201 SH DFND 1 4280 0 1921 DOVER CORP COM 260003108 7 93 SH DFND 2 93 0 0 DOVER CORP COM 260003108 322 4009 SH DFND 1 4000 0 9 DOW CHEM CO COM 260543103 7 109 SH DFND 1,2 0 0 109 DOW CHEM CO COM 260543103 420 6612 SH DFND 1 1800 0 4812 DUKE REALTY CORP COM NEW 264411505 1219 46413 SH DFND 1,2 46413 0 0 DUKE REALTY CORP COM NEW 264411505 107 4072 SH DFND 2 3658 0 414 DUKE ENERGY CORP NEW COM NEW 26441C204 83 1017 SH DFND 1,2 1017 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 33 399 SH DFND 2 147 0 252 DUKE ENERGY CORP NEW COM NEW 26441C204 265 3228 SH DFND 1 1880 0 1348 EQT CORP COM 26884L109 244 4000 SH DFND 1 4000 0 0 EDISON INTL COM 281020107 904 11351 SH DFND 1,2 11194 0 157 EDISON INTL COM 281020107 146 1837 SH DFND 1 1798 0 39 EDWARDS LIFESCIENCES CORP COM 28176E108 2921 31047 SH DFND 1,2 30963 0 84 EDWARDS LIFESCIENCES CORP COM 28176E108 179 1907 SH DFND 2 1907 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 204 2172 SH DFND 1 1610 0 562 EMBOTELLADORA ANDINA S A SPON ADR B SPON ADR B 29081P303 587 25096 SH DFND 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EM MK ETF 464288281 40 349 SH DFND 1 349 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 331 3000 SH DFND 1,2 3000 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 77 700 SH DFND 2 700 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 272 2470 SH DFND 1 2470 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 145 1380 SH DFND 2 1380 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 253 2400 SH DFND 1 2400 0 0 ISHARES TR U.S. PFD STK ETF 464288687 740 19125 SH DFND 1,2 19125 0 0 ISHARES TR U.S. PFD STK ETF 464288687 368 9502 SH DFND 1 9502 0 0 JPMORGAN CHASE & CO COM 46625H100 1591 18111 SH DFND 1,2 18062 0 49 JPMORGAN CHASE & CO COM 46625H100 361 4105 SH DFND 2 3718 0 387 JPMORGAN CHASE & CO COM 46625H100 1894 21567 SH DFND 1 18623 0 2944 JETBLUE AIRWAYS CORP COM 477143101 1049 50887 SH DFND 1,2 50887 0 0 JETBLUE AIRWAYS CORP COM 477143101 96 4654 SH DFND 2 4182 0 472 JETBLUE AIRWAYS CORP COM 477143101 3 132 SH DFND 1 0 0 132 JOHNSON & JOHNSON COM 478160104 1438 11544 SH DFND 1,2 11429 0 115 JOHNSON & JOHNSON COM 478160104 210 1683 SH DFND 2 1363 0 320 JOHNSON & JOHNSON COM 478160104 1642 13184 SH DFND 1 11294 0 1890 KELLOGG CO COM 487836108 320 4408 SH DFND 1 4400 0 8 KEYCORP NEW COM 493267108 2423 136271 SH DFND 1,2 136271 0 0 KEYCORP NEW COM 493267108 142 7993 SH DFND 2 7242 0 751 KEYCORP NEW COM 493267108 43 2439 SH DFND 1 0 0 2439 KIMBERLY CLARK CORP COM 494368103 109 828 SH DFND 1,2 828 0 0 KIMBERLY CLARK CORP COM 494368103 43 323 SH DFND 2 119 0 204 KIMBERLY CLARK CORP COM 494368103 483 3667 SH DFND 1 3000 0 667 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 308 9583 SH DFND 1 9583 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1198 8348 SH DFND 1,2 8348 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 42 296 SH DFND 2 296 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 87 609 SH DFND 1 607 0 2 LAM RESEARCH CORP COM 512807108 1518 11824 SH DFND 1,2 11824 0 0 LAM RESEARCH CORP COM 512807108 36 284 SH DFND 2 284 0 0 LAM RESEARCH CORP COM 512807108 19 146 SH DFND 1 74 0 72 LAUDER ESTEE COS INC CL A 518439104 395 4658 SH DFND 1 4624 0 34 LENNAR CORP CL A 526057104 5643 110243 SH DFND 1,2 110243 0 0 LENNAR CORP CL A 526057104 329 6425 SH DFND 2 6189 0 236 LENNAR CORP CL A 526057104 419 8189 SH DFND 1 6824 0 1365 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1201 60005 SH DFND 1,2 60005 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 93 4623 SH DFND 2 4154 0 469 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1 53 SH DFND 1 0 0 53 LILLY ELI & CO COM 532457108 6 70 SH DFND 2 0 0 70 LILLY ELI & CO COM 532457108 292 3474 SH DFND 1 3400 0 74 LOCKHEED MARTIN CORP COM 539830109 14 54 SH DFND 2 54 0 0 LOCKHEED MARTIN CORP COM 539830109 222 828 SH DFND 1 275 0 553 LOWES COS INC COM 548661107 1165 14169 SH DFND 1,2 14169 0 0 LOWES COS INC COM 548661107 41 499 SH DFND 2 499 0 0 LOWES COS INC COM 548661107 148 1806 SH DFND 1 1658 0 148 MACYS INC COM 55616P104 975 32900 SH DFND 1,2 32900 0 0 MACYS INC COM 55616P104 33 1111 SH DFND 2 1111 0 0 MACYS INC COM 55616P104 63 2129 SH DFND 1 1825 0 304 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1162 15104 SH DFND 1 14164 0 940 MAGNA INTL INC COM 559222401 1413 32736 SH DFND 1,2 32675 0 61 MAGNA INTL INC COM 559222401 18 418 SH DFND 2 104 0 314 MAGNA INTL INC COM 559222401 21 482 SH DFND 1 482 0 0 MCDONALDS CORP COM 580135101 178 1375 SH DFND 2 1375 0 0 MCDONALDS CORP COM 580135101 395 3045 SH DFND 1 2184 0 861 MCKESSON CORP COM 58155Q103 6 38 SH DFND 1,2 0 0 38 MCKESSON CORP COM 58155Q103 43 288 SH DFND 2 288 0 0 MCKESSON CORP COM 58155Q103 963 6496 SH DFND 1 6272 0 224 MERCK & CO INC COM 58933Y105 83 1310 SH DFND 1,2 1209 0 101 MERCK & CO INC COM 58933Y105 45 714 SH DFND 2 392 0 322 MERCK & CO INC COM 58933Y105 554 8712 SH DFND 1 5601 0 3111 METLIFE INC COM 59156R108 40 762 SH DFND 1,2 762 0 0 METLIFE INC COM 59156R108 20 387 SH DFND 2 194 0 193 METLIFE INC COM 59156R108 538 10194 SH DFND 1 10158 0 36 MICROSOFT CORP COM 594918104 2351 35698 SH DFND 1,2 35407 0 291 MICROSOFT CORP COM 594918104 114 1727 SH DFND 2 1080 0 647 MICROSOFT CORP COM 594918104 1051 15960 SH DFND 1 14690 0 1270 MICRON TECHNOLOGY INC COM 595112103 4544 157241 SH DFND 1,2 157241 0 0 MICRON TECHNOLOGY INC COM 595112103 295 10210 SH DFND 2 10210 0 0 MICRON TECHNOLOGY INC COM 595112103 608 21050 SH DFND 1 17922 0 3128 MIDDLEBY CORP COM 596278101 2823 20689 SH DFND 1,2 20689 0 0 MIDDLEBY CORP COM 596278101 240 1759 SH DFND 2 1657 0 102 MIDDLEBY CORP COM 596278101 654 4796 SH DFND 1 4501 0 295 MIDWESTONE FINL GROUP INC NE COM 598511103 10429 304134 SH DFND 1 304134 0 0 MONDELEZ INTL INC CL A 609207105 971 22545 SH DFND 1,2 22545 0 0 MONDELEZ INTL INC CL A 609207105 110 2547 SH DFND 2 2547 0 0 MONDELEZ INTL INC CL A 609207105 322 7474 SH DFND 1 6534 0 940 MONSANTO CO NEW COM 61166W101 5 48 SH DFND 2 48 0 0 MONSANTO CO NEW COM 61166W101 256 2258 SH DFND 1 1892 0 366 MORGAN STANLEY COM NEW 617446448 3 64 SH DFND 2 64 0 0 MORGAN STANLEY COM NEW 617446448 245 5712 SH DFND 1 5667 0 45 NATIONAL GRID PLC SPON ADR NEW 636274300 417 6574 SH DFND 1,2 6574 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 5 73 SH DFND 2 19 0 54 NEWELL BRANDS INC COM 651229106 1040 22039 SH DFND 1,2 22039 0 0 NEWELL BRANDS INC COM 651229106 142 3017 SH DFND 1 3000 0 17 NEXTERA ENERGY INC COM 65339F101 1129 8791 SH DFND 1,2 8791 0 0 NEXTERA ENERGY INC COM 65339F101 56 440 SH DFND 2 440 0 0 NEXTERA ENERGY INC COM 65339F101 374 2917 SH DFND 1 2358 0 559 NIKE INC CL B 654106103 8 147 SH DFND 1,2 0 0 147 NIKE INC CL B 654106103 263 4725 SH DFND 1 3040 0 1685 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 757 17672 SH DFND 1,2 17672 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 10 235 SH DFND 2 63 0 172 NOBLE ENERGY INC COM 655044105 845 24613 SH DFND 1,2 24613 0 0 NOBLE ENERGY INC COM 655044105 2 48 SH DFND 1 0 0 48 NORFOLK SOUTHERN CORP COM 655844108 6 54 SH DFND 1,2 0 0 54 NORFOLK SOUTHERN CORP COM 655844108 567 5060 SH DFND 1 5000 0 60 NOVARTIS A G SPONSORED ADR 66987V109 656 8837 SH DFND 1,2 8837 0 0 NOVARTIS A G SPONSORED ADR 66987V109 8 110 SH DFND 2 25 0 85 NOVARTIS A G SPONSORED ADR 66987V109 204 2743 SH DFND 1 1878 0 865 NOVO-NORDISK A S ADR 670100205 877 25586 SH DFND 1,2 25586 0 0 NOVO-NORDISK A S ADR 670100205 11 316 SH DFND 2 70 0 246 OPEN TEXT CORP COM 683715106 2621 77062 SH DFND 1,2 77062 0 0 OPEN TEXT CORP COM 683715106 344 10114 SH DFND 2 9827 0 287 OPEN TEXT CORP COM 683715106 420 12352 SH DFND 1 10568 0 1784 ORACLE CORP COM 68389X105 86 1929 SH DFND 1,2 1651 0 278 ORACLE CORP COM 68389X105 40 894 SH DFND 2 493 0 401 ORACLE CORP COM 68389X105 797 17874 SH DFND 1 16767 0 1107 ORANGE SPONSORED ADR 684060106 1011 65034 SH DFND 1,2 65034 0 0 ORANGE SPONSORED ADR 684060106 13 843 SH DFND 2 215 0 628 ORANGE SPONSORED ADR 684060106 11 720 SH DFND 1 720 0 0 ORIX CORP SPONSORED ADR 686330101 1599 21515 SH DFND 1,2 21515 0 0 ORIX CORP SPONSORED ADR 686330101 22 299 SH DFND 2 72 0 227 PDC ENERGY INC COM 69327R101 2832 45429 SH DFND 1,2 45429 0 0 PDC ENERGY INC COM 69327R101 276 4427 SH DFND 2 4283 0 144 PDC ENERGY INC COM 69327R101 146 2347 SH DFND 1 1548 0 799 PNM RES INC COM 69349H107 3893 105277 SH DFND 1,2 105277 0 0 PNM RES INC COM 69349H107 415 11225 SH DFND 2 10858 0 367 PNM RES INC COM 69349H107 247 6683 SH DFND 1 4440 0 2243 PPG INDS INC COM 693506107 144 1375 SH DFND 1,2 1375 0 0 PPG INDS INC COM 693506107 63 600 SH DFND 2 222 0 378 PPG INDS INC COM 693506107 7 62 SH DFND 2 0 0 62 PPL CORP COM 69351T106 209 5588 SH DFND 1 5588 0 0 PEPSICO INC COM 713448108 119 1060 SH DFND 1,2 960 0 100 PEPSICO INC COM 713448108 46 412 SH DFND 2 144 0 268 PEPSICO INC COM 713448108 1048 9370 SH DFND 1 7001 0 2369 PETROCHINA CO LTD SPONSORED ADR 71646E100 438 5977 SH DFND 1,2 5977 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 6 79 SH DFND 2 21 0 58 PFIZER INC COM 717081103 1150 33625 SH DFND 1,2 33313 0 312 PFIZER INC COM 717081103 66 1941 SH DFND 2 1455 0 486 PFIZER INC COM 717081103 616 17997 SH DFND 1 11037 0 6960 PHILIP MORRIS INTL INC COM 718172109 6 55 SH DFND 2 55 0 0 PHILIP MORRIS INTL INC COM 718172109 1141 10106 SH DFND 1 9646 0 460 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 407 4000 SH DFND 2 4000 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 279 2740 SH DFND 1 2740 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 169 11120 SH DFND 1 11120 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 728 31278 SH DFND 1,2 31278 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 158 6788 SH DFND 1 6788 0 0 PROCTER & GAMBLE CO COM 742718109 95 1057 SH DFND 1,2 958 0 99 PROCTER & GAMBLE CO COM 742718109 45 500 SH DFND 2 247 0 253 PROCTER & GAMBLE CO COM 742718109 1401 15588 SH DFND 1 12070 0 3518 PRUDENTIAL FINL INC COM 744320102 51 481 SH DFND 2 481 0 0 PRUDENTIAL FINL INC COM 744320102 181 1693 SH DFND 1 1606 0 87 QORVO INC COM 74736K101 1074 15666 SH DFND 1,2 15666 0 0 QUINTILES IMS HOLDINGS INC COM 74876Y101 1018 12646 SH DFND 1,2 12646 0 0 QUINTILES IMS HOLDINGS INC COM 74876Y101 97 1200 SH DFND 2 1079 0 121 RAYTHEON CO COM NEW 755111507 190 1248 SH DFND 1,2 1248 0 0 RAYTHEON CO COM NEW 755111507 88 576 SH DFND 2 268 0 308 RAYTHEON CO COM NEW 755111507 327 2147 SH DFND 1 2127 0 20 REYNOLDS AMERICAN INC COM 761713106 4 60 SH DFND 2 60 0 0 REYNOLDS AMERICAN INC COM 761713106 407 6453 SH DFND 1 6202 0 251 RIO TINTO PLC SPONSORED ADR 767204100 463 11376 SH DFND 1,2 11376 0 0 RIO TINTO PLC SPONSORED ADR 767204100 9 227 SH DFND 2 117 0 110 ROPER TECHNOLOGIES INC COM 776696106 155 749 SH DFND 1,2 749 0 0 ROPER TECHNOLOGIES INC COM 776696106 127 615 SH DFND 2 615 0 0 ROPER TECHNOLOGIES INC COM 776696106 742 3592 SH DFND 1 3589 0 3 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1433 27183 SH DFND 1,2 27183 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 56 1059 SH DFND 2 951 0 108 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 267 5055 SH DFND 1 5051 0 4 SPDR S&P 500 ETF TR TR UNIT 78462F103 5 20 SH DFND 1,2 20 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 424 1800 SH DFND 2 1800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 282 1195 SH DFND 1 1195 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 15305 325085 SH DFND 1,2 325085 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 105 2235 SH DFND 2 673 0 1562 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 8 165 SH DFND 1 165 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 1068 31282 SH DFND 1,2 31282 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 44 1297 SH DFND 2 1297 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 101 2957 SH DFND 1 2957 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 11061 299503 SH DFND 1,2 299503 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 67 1780 SH DFND 1 1780 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 1589 51911 SH DFND 1,2 51911 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 110 3580 SH DFND 2 3580 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 117 3832 SH DFND 1 3832 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 175 3200 SH DFND 1,2 3200 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 213 3900 SH DFND 2 3900 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 281 5150 SH DFND 1 5150 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 141 1637 SH DFND 1,2 1637 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 148 1720 SH DFND 1 1720 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 211 675 SH DFND 1 675 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 409 8528 SH DFND 1,2 8528 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 54 1124 SH DFND 1 1124 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2214 45705 SH DFND 1,2 45705 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 346 7147 SH DFND 1 7147 0 0 SVB FINL GROUP COM 78486Q101 1205 6475 SH DFND 1,2 6475 0 0 SVB FINL GROUP COM 78486Q101 173 927 SH DFND 2 833 0 94 SVB FINL GROUP COM 78486Q101 35 187 SH DFND 1 187 0 0 SCANA CORP NEW COM 80589M102 327 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM 806857108 101 1299 SH DFND 1,2 1182 0 117 SCHLUMBERGER LTD COM 806857108 37 470 SH DFND 2 173 0 297 SCHLUMBERGER LTD COM 806857108 637 8158 SH DFND 1 7398 0 760 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 77069 1369624 SH DFND 1,2 1369624 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 425 7550 SH DFND 2 6650 0 900 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 241 4284 SH DFND 1 4284 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 32459 685800 SH DFND 1,2 685800 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 142 3010 SH DFND 2 1960 0 1050 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 36 759 SH DFND 1 759 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 40828 648262 SH DFND 1,2 648262 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 367 6303 SH DFND 2 4723 0 1580 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 369 5864 SH DFND 1 4938 0 926 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 593 24993 SH DFND 1,2 24993 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 30 1250 SH DFND 2 1250 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 320 13465 SH DFND 1 13465 0 0 SHIRE PLC SPONSORED ADR 82481R106 2448 14053 SH DFND 1,2 14053 0 0 SHIRE PLC SPONSORED ADR 82481R106 22 124 SH DFND 2 43 0 81 SHIRE PLC SPONSORED ADR 82481R106 8 48 SH DFND 1 43 0 5 SIGNATURE BK NEW YORK N Y COM 82669G104 1253 8441 SH DFND 1,2 8441 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 139 937 SH DFND 2 842 0 95 SPECTRUM BRANDS HLDGS INC COM 84763R101 1938 13944 SH DFND 1,2 13944 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 198 1425 SH DFND 2 1280 0 145 SPECTRUM BRANDS HLDGS INC COM 84763R101 24 170 SH DFND 1 170 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 772 161442 SH DFND 1,2 161442 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 74 15443 SH DFND 2 13874 0 1569 STRYKER CORP COM 863667101 11 82 SH DFND 2 82 0 0 STRYKER CORP COM 863667101 191 1450 SH DFND 1 995 0 455 SUNCOR ENERGY INC NEW COM 867224107 745 24223 SH DFND 1,2 24223 0 0 SUNCOR ENERGY INC NEW COM 867224107 18 588 SH DFND 2 347 0 241 SUNCOR ENERGY INC NEW COM 867224107 92 3000 SH DFND 1 3000 0 0 SUNTRUST BKS INC COM 867914103 1024 18525 SH DFND 1,2 18525 0 0 SUNTRUST BKS INC COM 867914103 10 182 SH DFND 1 0 0 182 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 669 27424 SH DFND 1,2 27424 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 65 2666 SH DFND 2 2395 0 271 SYNCHRONY FINL COM 87165B103 4250 123911 SH DFND 1,2 123784 0 127 SYNCHRONY FINL COM 87165B103 402 11724 SH DFND 2 11024 0 700 SYNCHRONY FINL COM 87165B103 237 6903 SH DFND 1 4867 0 2036 TARGET CORP COM 87612E106 4 67 SH DFND 2 67 0 0 TARGET CORP COM 87612E106 253 4588 SH DFND 1 4268 0 320 TEGNA INC COM 87901J105 2 82 SH DFND 2 82 0 0 TEGNA INC COM 87901J105 483 18856 SH DFND 1 18775 0 81 THERMO FISHER SCIENTIFIC INC COM 883556102 3016 19638 SH DFND 1,2 19638 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 165 1074 SH DFND 2 1074 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1118 7276 SH DFND 1 6545 0 731 3M CO COM 88579Y101 152 793 SH DFND 1,2 793 0 0 3M CO COM 88579Y101 59 306 SH DFND 2 113 0 193 3M CO COM NEW 88579Y101 837 4376 SH DFND 1 3193 0 1183 TIME WARNER INC COM NEW 887317303 849 8692 SH DFND 1,2 8692 0 0 TIME WARNER INC COM NEW 887317303 11 110 SH DFND 2 110 0 0 TIME WARNER INC COM 887317303 33 336 SH DFND 1 210 0 126 TORTOISE ENERGY INFRA CORP SPONSORED ADR 89147L100 454 12999 SH DFND 1 12999 0 0 TOTAL S A SPONSORED ADR 89151E109 3776 74896 SH DFND 1,2 74896 0 0 TOTAL S A SPONSORED ADR 89151E109 219 4351 SH DFND 2 4076 0 275 TOTAL S A COM 89151E109 297 5893 SH DFND 1 4881 0 1012 TRAVELERS COMPANIES INC COM 89417E109 141 1169 SH DFND 1,2 1169 0 0 TRAVELERS COMPANIES INC COM 89417E109 64 535 SH DFND 2 261 0 274 TRAVELERS COMPANIES INC CL A 89417E109 145 1207 SH DFND 1 930 0 277 TWENTY FIRST CENTY FOX INC CL A 90130A101 966 29829 SH DFND 1,2 29829 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 28 864 SH DFND 2 864 0 0 TWENTY FIRST CENTY FOX INC COM 90130A101 23 700 SH DFND 1 412 0 288 UGI CORP NEW COM 902681105 1546 31295 SH DFND 1,2 31295 0 0 UGI CORP NEW COM 902681105 134 2721 SH DFND 2 2444 0 277 UGI CORP NEW COM NEW 902681105 31 631 SH DFND 1 594 0 37 US BANCORP DEL COM NEW 902973304 12 227 SH DFND 1,2 0 0 227 US BANCORP DEL COM NEW 902973304 63 1225 SH DFND 2 1225 0 0 US BANCORP DEL COM 902973304 1218 23654 SH DFND 1 21317 0 2337 UNION PAC CORP COM 907818108 177 1670 SH DFND 2 1670 0 0 UNION PAC CORP COM 907818108 507 4785 SH DFND 1 2732 0 2053 UNITED CONTL HLDGS INC COM 910047109 1690 23922 SH DFND 1,2 23922 0 0 UNITED CONTL HLDGS INC COM 910047109 239 3379 SH DFND 2 3379 0 0 UNITED CONTL HLDGS INC COM 910047109 190 2694 SH DFND 1 1859 0 835 UNITED FIRE GROUP INC CL B 910340108 384 8984 SH DFND 1 8984 0 0 UNITED PARCEL SERVICE INC CL B 911312106 98 910 SH DFND 1,2 910 0 0 UNITED PARCEL SERVICE INC CL B 911312106 38 351 SH DFND 2 129 0 222 UNITED PARCEL SERVICE INC COM 911312106 169 1575 SH DFND 1 1065 0 510 UNITED RENTALS INC COM 911363109 3678 29410 SH DFND 1,2 29410 0 0 UNITED RENTALS INC COM 911363109 475 3795 SH DFND 2 3674 0 121 UNITED RENTALS INC COM 911363109 1287 10293 SH DFND 1 9723 0 570 UNITED TECHNOLOGIES CORP COM 913017109 78 698 SH DFND 1,2 646 0 52 UNITED TECHNOLOGIES CORP COM 913017109 36 317 SH DFND 2 146 0 171 UNITED TECHNOLOGIES CORP COM 913017109 452 4031 SH DFND 1 3970 0 61 UNUM GROUP COM 91529Y106 3193 68096 SH DFND 1,2 68096 0 0 UNUM GROUP COM 91529Y106 326 6955 SH DFND 2 6581 0 374 UNUM GROUP COM 91529Y106 170 3629 SH DFND 1 2284 0 1345 VALERO ENERGY CORP NEW COM 91913Y100 1438 21692 SH DFND 1,2 21692 0 0 VALERO ENERGY CORP NEW COM 91913Y100 48 724 SH DFND 2 724 0 0 VALERO ENERGY CORP NEW AMT FREE INT ETF 91913Y100 55 829 SH DFND 1 413 0 416 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 672 28661 SH DFND 1,2 28661 0 0 VANECK VECTORS ETF TR SHORT TRM BOND 92189F544 82 3484 SH DFND 1 3484 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 42260 530107 SH DFND 1,2 530107 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937827 7 87 SH DFND 1 87 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 47255 582814 SH DFND 1,2 582814 0 0 VANGUARD BD INDEX FD INC FTSE DEV MKT ETF 921937835 109 1344 SH DFND 1 1344 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 34495 877732 SH DFND 1,2 877732 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 167 4244 SH DFND 1 4244 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF SMALL CAP ETF 922042718 14212 138448 SH DFND 1,2 138448 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF SMALL CAP ETF 922042718 10 102 SH DFND 1 102 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 20937 527108 SH DFND 1,2 527108 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 132 3335 SH DFND 2 953 0 2382 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 89 2242 SH DFND 1 2242 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 958 12019 SH DFND 1,2 12019 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 37 459 SH DFND 2 459 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 172 2163 SH DFND 1 2163 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 720 13702 SH DFND 1,2 13702 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1272 14725 SH DFND 1,2 14725 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 89 1035 SH DFND 2 1035 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 238 2750 SH DFND 1 2750 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 266 2460 SH DFND 1 2362 0 98 VANGUARD INDEX FDS VALUE ETF 922908744 344 3612 SH DFND 1 3505 0 107 VERIZON COMMUNICATIONS INC COM 92343V104 8 173 SH DFND 1,2 0 0 173 VERIZON COMMUNICATIONS INC COM 92343V104 8 162 SH DFND 2 162 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1115 22863 SH DFND 1 21385 0 1478 VISA INC COM CL A 92826C839 1691 19033 SH DFND 1,2 18843 0 190 VISA INC COM CL A 92826C839 72 808 SH DFND 2 581 0 227 VISA INC COM CL A 92826C839 34 382 SH DFND 1 134 0 248 WAL-MART STORES INC COM 931142103 1115 15475 SH DFND 1,2 15475 0 0 WAL-MART STORES INC COM 931142103 45 630 SH DFND 2 294 0 336 WAL-MART STORES INC COM 931142103 264 3660 SH DFND 1 3477 0 183 WALGREEN BOOTS ALLIANCE COM 931427108 14 166 SH DFND 2 166 0 0 WALGREEN BOOTS ALLIANCE COM 931427108 1588 19126 SH DFND 1 17033 0 2093 WASHINGTON FED INC COM 938824109 306 9248 SH DFND 1 9202 0 46 WELLS FARGO & CO NEW COM 949746101 84 1516 SH DFND 1,2 1117 0 399 WELLS FARGO & CO NEW COM 949746101 32 574 SH DFND 2 306 0 268 WELLS FARGO & CO NEW COM 949746101 312 5614 SH DFND 1 3534 0 2080 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 919 18159 SH DFND 1,2 18159 0 0 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 12 243 SH DFND 2 65 0 178 ALLERGAN PLC SHS G0177J108 2798 11711 SH DFND 1,2 11711 0 0 ALLERGAN PLC SHS G0177J108 279 1167 SH DFND 2 1167 0 0 ALLERGAN PLC SHS G0177J108 1243 5201 SH DFND 1 4947 0 254 AON PLC SHS CL A G0408V102 11 94 SH DFND 2 94 0 0 AON PLC SHS CL A G0408V102 1276 10750 SH DFND 1 10704 0 46 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1254 10463 SH DFND 1,2 10463 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 45 373 SH DFND 2 373 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 169 1408 SH DFND 1 285 0 1123 BUNGE LIMITED COM G16962105 2104 26542 SH DFND 1,2 26542 0 0 BUNGE LIMITED COM G16962105 63 792 SH DFND 2 792 0 0 BUNGE LIMITED COM G16962105 46 580 SH DFND 1 572 0 8 DELPHI AUTOMOTIVE PLC SHS G27823106 1798 22335 SH DFND 1,2 22335 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 65 804 SH DFND 2 804 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 473 5872 SH DFND 1 5863 0 9 JOHNSON CTLS INTL PLC SHS G51502105 2928 69507 SH DFND 1,2 69507 0 0 JOHNSON CTLS INTL PLC SHS G51502105 50 1193 SH DFND 2 1193 0 0 JOHNSON CTLS INTL PLC SHS G51502105 252 5976 SH DFND 1 901 0 5075 MEDTRONIC PLC SHS G5960L103 1533 19024 SH DFND 1,2 19024 0 0 MEDTRONIC PLC SHS G5960L103 38 477 SH DFND 2 477 0 0 MEDTRONIC PLC SHS G5960L103 465 5770 SH DFND 1 3775 0 1995 AERCAP HOLDINGS NV SHS N00985106 527 11467 SH DFND 1,2 11467 0 0 AERCAP HOLDINGS NV SHS N00985106 8 166 SH DFND 2 41 0 125 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1586 17389 SH DFND 1,2 17389 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 8 90 SH DFND 2 90 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 11 121 SH DFND 1 114 0 7 NXP SEMICONDUCTORS N V COM N6596X109 779 7523 SH DFND 1,2 7523 0 0 NXP SEMICONDUCTORS N V COM N6596X109 11 109 SH DFND 2 26 0 83 BROADCOM LTD SHS Y09827109 2211 10097 SH DFND 1,2 10097 0 0 BROADCOM LTD SHS Y09827109 44 202 SH DFND 2 202 0 0 BROADCOM LTD SHS Y09827109 21 95 SH DFND 1 82 0 13