0000950123-17-003790.txt : 20170503
0000950123-17-003790.hdr.sgml : 20170503
20170503110930
ACCESSION NUMBER: 0000950123-17-003790
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
EFFECTIVENESS DATE: 20170503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AT Bancorp
CENTRAL INDEX KEY: 0001506294
IRS NUMBER: 421249281
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14048
FILM NUMBER: 17807825
BUSINESS ADDRESS:
STREET 1: 895 MAIN STREET
CITY: DUBUQUE
STATE: IA
ZIP: 52004-0938
BUSINESS PHONE: 563-589-0863
MAIL ADDRESS:
STREET 1: 895 MAIN STREET
CITY: DUBUQUE
STATE: IA
ZIP: 52004-0938
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001506294
XXXXXXXX
03-31-2017
03-31-2017
AT Bancorp
895 MAIN STREET
DUBUQUE
IA
52004-0938
13F HOLDINGS REPORT
028-14048
N
John Marshall
Secretary and Treasurer
563-582-1841
JOHN MARSHALL
Dubuque
IA
05-02-2017
2
617
779774
false
1
28-14049
AMERICAN TRUST & SAVINGS BANK
2
28-14050
AT FINANCIAL ADVISORS CORP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
AT&T INC
COM
00206R102
82
1971
SH
DFND
1,2
1971
0
0
AT&T INC
COM
00206R102
176
4231
SH
DFND
2
3850
0
381
AT&T INC
COM
00206R102
3169
76278
SH
DFND
1
74111
0
2167
ABBOTT LABS
COM
002824100
12
259
SH
DFND
2
259
0
0
ABBOTT LABS
COM
002824100
1524
34310
SH
DFND
1
32941
0
1369
ABBVIE INC
COM
00287Y109
8
125
SH
DFND
2
125
0
0
ABBVIE INC
COM
00287Y109
1705
26167
SH
DFND
1
24350
0
1817
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
1472
33760
SH
DFND
1,2
33760
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
108
2480
SH
DFND
2
2228
0
252
ACTIVISION BLIZZARD INC
COM
00507V109
2325
46625
SH
DFND
1,2
46625
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
357
7160
SH
DFND
2
7160
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1397
28018
SH
DFND
1
26450
0
1568
AEGON N V
NY REGISTRY SH
007924103
864
168488
SH
DFND
1,2
168488
0
0
AEGON N V
NY REGISTRY SH
007924103
13
2522
SH
DFND
2
842
0
1680
ALBEMARLE CORP
COM
012653101
1326
12548
SH
DFND
1,2
12548
0
0
ALBEMARLE CORP
COM
012653101
175
1661
SH
DFND
2
1661
0
0
ALBEMARLE CORP
COM
012653101
122
1155
SH
DFND
1
689
0
466
ALEXION PHARMACEUTICALS INC
COM
015351109
1033
8517
SH
DFND
1,2
8475
0
42
ALEXION PHARMACEUTICALS INC
COM
015351109
2061
17
SH
DFND
1
0
0
17
ALLIANT ENERGY CORP
COM
018802108
28
709
SH
DFND
1,2
709
0
0
ALLIANT ENERGY CORP
COM
018802108
770
19442
SH
DFND
1
14360
0
5082
ALLSTATE CORP
COM
020002101
1127
13829
SH
DFND
1,2
13734
0
95
ALLSTATE CORP
COM
020002101
33
407
SH
DFND
2
407
0
0
ALLSTATE CORP
COM
020002101
672
8251
SH
DFND
1
8203
0
48
ALLY FINL INC
COM
02005N100
1032
50770
SH
DFND
1,2
50770
0
0
ALLY FINL INC
COM
02005N100
91
4456
SH
DFND
2
4011
0
445
ALPHABET INC
CAP STOCK CL C
02079K107
89
107
SH
DFND
1,2
80
0
27
ALPHABET INC
CAP STOCK CL C
02079K107
96
116
SH
DFND
2
95
0
21
ALPHABET INC
CAP STOCK CL C
02079K107
329
397
SH
DFND
1
285
0
112
ALPHABET INC
CAP STK CL A
02079K305
4406
5197
SH
DFND
1,2
5193
0
4
ALPHABET INC
CAP STK CL A
02079K305
182
215
SH
DFND
2
194
0
21
ALPHABET INC
CAP STK CL A
02079K305
241
284
SH
DFND
1
158
0
126
ALTRIA GROUP INC
COM
02209S103
14
201
SH
DFND
1,2
0
0
201
ALTRIA GROUP INC
COM
02209S103
4
55
SH
DFND
2
55
0
0
ALTRIA GROUP INC
COM
02209S103
735
10289
SH
DFND
1
8887
0
1402
AMAZON COM INC
COM
023135106
1828
2062
SH
DFND
1,2
2062
0
0
AMAZON COM INC
COM
023135106
38
43
SH
DFND
2
43
0
0
AMAZON COM INC
COM
023135106
98
111
SH
DFND
1
62
0
49
AMERICAN TOWER CORP NEW
COM
03027X100
1031
8484
SH
DFND
1,2
8484
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
19
157
SH
DFND
2
58
0
99
AMERICAN TOWER CORP NEW
COM
03027X100
61
498
SH
DFND
1
385
0
113
ANHEUSER BUSCH IBNBEV SA/NV
SPONSORED ADR
03524A108
650
5918
SH
DFND
1,2
5918
0
0
ANHEUSER BUSCH IBNBEV SA/NV
SPONSORED ADR
03524A108
8
73
SH
DFND
2
16
0
57
APARTMENT INVT & MGMT CO
CL A
03748R101
1430
32234
SH
DFND
1,2
32234
0
0
APARTMENT INVT & MGMT CO
CL A
03748R101
129
2917
SH
DFND
2
2621
0
296
APARTMENT INVT & MGMT CO
CL A
03748R101
1
20
SH
DFND
1
0
0
20
APPLE INC
COM
037833100
5958
41471
SH
DFND
1,2
41267
0
204
APPLE INC
COM
037833100
385
2682
SH
DFND
2
2682
0
0
APPLE INC
COM
037833100
2736
19044
SH
DFND
1
17748
0
1296
AQUA AMERICA INC
COM
03836W103
203
6313
SH
DFND
1
6250
0
63
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
2085
249698
SH
DFND
1,2
249698
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
1
82
SH
DFND
2
82
0
0
BT GROUP PLC
ADR
05577E101
649
32320
SH
DFND
1,2
32320
0
0
BT GROUP PLC
ADR
05577E101
12
609
SH
DFND
2
287
0
322
BARCLAYS PLC
ADR
06738E204
2043
181801
SH
DFND
1,2
181801
0
0
BARCLAYS PLC
ADR
06738E204
12
1033
SH
DFND
1
0
0
1033
BARRICK GOLD CORP
COM
067901108
2180
114789
SH
DFND
1,2
114789
0
0
BARRICK GOLD CORP
COM
067901108
147
7754
SH
DFND
2
7268
0
486
BARRICK GOLD CORP
COM
067901108
78
4132
SH
DFND
1
2175
0
1957
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
154
922
SH
DFND
1,2
922
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
70
421
SH
DFND
2
194
0
227
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
848
5089
SH
DFND
1
4953
0
136
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2078
69975
SH
DFND
1,2
69975
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
39
1307
SH
DFND
2
1307
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
17
571
SH
DFND
1
571
0
0
BOEING CO
COM
097023105
9
51
SH
DFND
2
51
0
0
BOEING CO
COM
097023105
1050
5938
SH
DFND
1
5467
0
471
BRISTOL MYERS SQUIBB CO
COM
110122108
1035
19033
SH
DFND
1,2
19033
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
38
697
SH
DFND
2
697
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
422
7765
SH
DFND
1
2474
0
5291
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
1027
15480
SH
DFND
1,2
15480
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
20
298
SH
DFND
2
148
0
150
CBS CORP NEW
CLB
124857202
887
12782
SH
DFND
1,2
12720
0
62
CBS CORP NEW
CLB
124857202
56
810
SH
DFND
2
810
0
0
CBS CORP NEW
CLB
124857202
27
387
SH
DFND
1
292
0
95
CBRE GROUP INC
CL A
12504L109
1219
35030
SH
DFND
1,2
35030
0
0
CBRE GROUP INC
CL A
12504L109
106
3044
SH
DFND
2
2735
0
309
CSX CORP
CL A
126408103
473
10162
SH
DFND
1
10048
0
114
CVS HEALTH CORP
COM
126650100
940
11979
SH
DFND
1,2
11858
0
121
CVS HEALTH CORP
COM
126650100
142
1808
SH
DFND
2
1723
0
85
CVS HEALTH CORP
COM
126650100
786
10014
SH
DFND
1
8769
0
1245
CANADIAN PAC RY LTD
COM
13645T100
1874
12753
SH
DFND
1,2
12753
0
0
CANADIAN PAC RY LTD
COM
13645T100
5
35
SH
DFND
2
10
0
25
CARNIVAL CORP
UNIT 99/99/9999
143658300
1138
19323
SH
DFND
1,2
19323
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
5
89
SH
DFND
2
89
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
1
11
SH
DFND
1
0
0
11
CATERPILLAR INC DEL
COM
149123101
5
55
SH
DFND
2
55
0
0
CATERPILLAR INC DEL
COM
149123101
418
4508
SH
DFND
1
4500
0
8
CELANESE CORP DEL
COM SER A
150870103
1084
12065
SH
DFND
1,2
12065
0
0
CELANESE CORP DEL
COM SER A
150870103
104
1157
SH
DFND
2
1040
0
117
CELANESE CORP DEL
COM SER A
150870103
3
30
SH
DFND
1
0
0
30
CELGENE CORP
COM
151020104
1082
8698
SH
DFND
1,2
8698
0
0
CELGENE CORP
COM
151020104
59
471
SH
DFND
2
471
0
0
CELGENE CORP
COM
151020104
94
755
SH
DFND
1
632
0
123
CEMEX SAB DE CV
SPON ADR NEW
151290889
776
85503
SH
DFND
1,2
85503
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
12
1320
SH
DFND
2
474
0
846
CENCOSUD S A
SPONSORED ADS
15132H101
503
54219
SH
DFND
1,2
54219
0
0
CENCOSUD S A
SPONSORED ADS
15132H101
7
785
SH
DFND
2
192
0
593
CENTURYLINK INC
COM
156700106
2398
101756
SH
DFND
1,2
101756
0
0
CENTURYLINK INC
COM
156700106
7
302
SH
DFND
2
302
0
0
CENTURYLINK INC
COM
156700106
62
2645
SH
DFND
1
2594
0
51
CHEMED CORP NEW
COM
16359R103
365
2000
SH
DFND
1
2000
0
0
CHEVRON CORP NEW
COM
166764100
7
66
SH
DFND
2
66
0
0
CHEVRON CORP NEW
COM
166764100
1512
14084
SH
DFND
1
13506
0
578
CIENA CORP
COM NEW
171779309
1908
80814
SH
DFND
1,2
80814
0
0
CIENA CORP
COM NEW
171779309
186
7858
SH
DFND
2
7059
0
799
CIENA CORP
COM NEW
171779309
24
1000
SH
DFND
1
1000
0
0
CINEMARK HOLDINGS INC
COM
17243V102
222
5018
SH
DFND
1
4945
0
73
CISCO SYS INC
COM
17275R102
1642
48578
SH
DFND
1,2
48296
0
282
CISCO SYS INC
COM
17275R102
87
2560
SH
DFND
2
1754
0
806
CISCO SYS INC
COM
17275R102
917
27132
SH
DFND
1
26295
0
837
CITIGROUP INC
COM NEW
172967424
1072
17927
SH
DFND
1,2
17927
0
0
CITIGROUP INC
COM NEW
172967424
38
634
SH
DFND
2
634
0
0
CITIGROUP INC
COM NEW
172967424
145
2432
SH
DFND
1
2286
0
146
COCA COLA CO
COM
191216100
565
13306
SH
DFND
1
12955
0
351
COLGATE PALMOLIVE CO
COM
194162103
653
8916
SH
DFND
1
8868
0
48
COMCAST CORP NEW
CL A
20030N101
225
5990
SH
DFND
1,2
5562
0
428
COMCAST CORP NEW
CL A
20030N101
98
2620
SH
DFND
2
1158
0
1462
COMCAST CORP NEW
CL A
20030N101
603
16052
SH
DFND
1
15678
0
374
COMMSCOPE HLDG CO INC
COM
20337X109
1035
24812
SH
DFND
1,2
24812
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
101
2412
SH
DFND
2
2167
0
245
COMMUNITY BK SYS INC
COM
203607106
220
4000
SH
DFND
1
4000
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
643
61801
SH
DFND
1,2
61801
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
9
891
SH
DFND
2
218
0
673
CONOCOPHILLIPS
COM
20825C104
45
898
SH
DFND
1,2
898
0
0
CONOCOPHILLIPS
COM
20825C104
15
300
SH
DFND
2
300
0
0
CONOCOPHILLIPS
COM
20825C104
493
9893
SH
DFND
1
7633
0
2260
CONSTELLATION BRANDS INC
CL A
21036P108
3960
24433
SH
DFND
1,2
24433
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
309
1907
SH
DFND
2
1907
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
719
4434
SH
DFND
1
4056
0
378
CROWN CASTLE INTL CORP NEW
COM
22822V101
1231
13036
SH
DFND
1,2
13036
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
112
1188
SH
DFND
2
1067
0
121
CROWN CASTLE INTL CORP NEW
COM
22822V101
23
248
SH
DFND
1
0
0
248
CUMMINS INC
COM
231021106
239
1578
SH
DFND
1
1540
0
38
DEERE & CO
COM
244199105
900
8270
SH
DFND
1
8190
0
80
DELTA AIR LINES INC DEL
COM NEW
247361702
3610
78554
SH
DFND
1,2
78369
0
158
DELTA AIR LINES INC DEL
COM NEW
247361702
70
1514
SH
DFND
2
1514
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
37
798
SH
DFND
1
642
0
156
DIAGEO P L C
SPON ADR NEW
25243Q205
1018
8810
SH
DFND
1,2
8810
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
89
770
SH
DFND
1
420
0
350
DIAMONDBACK ENERGY INC
COM
25278X109
861
8302
SH
DFND
1,2
8302
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2
22
SH
DFND
1
0
0
22
DISNEY WALT CO
COM DISNEY
254687106
183
1617
SH
DFND
1,2
1535
0
82
DISNEY WALT CO
COM DISNEY
254687106
333
2936
SH
DFND
2
2533
0
403
DISNEY WALT CO
COM DISNEY
254687106
1320
11639
SH
DFND
1
8892
0
2747
DISH NETWORK CORP
CL A
25470M109
1353
21311
SH
DFND
1,2
21311
0
0
DISH NETWORK CORP
CL A
25470M109
185
2919
SH
DFND
2
2919
0
0
DISH NETWORK CORP
CL A
25470M109
127
2004
SH
DFND
1
1289
0
715
DOLLAR GEN CORP NEW
COM
256677105
1395
20005
SH
DFND
1,2
19939
0
66
DOLLAR GEN CORP NEW
COM
256677105
157
2258
SH
DFND
2
2258
0
0
DOLLAR GEN CORP NEW
COM
256677105
503
7212
SH
DFND
1
6306
0
906
DOMINION RES INC VA NEW
COM
25746U109
8
106
SH
DFND
2
106
0
0
DOMINION RES INC VA NEW
COM
25746U109
481
6201
SH
DFND
1
4280
0
1921
DOVER CORP
COM
260003108
7
93
SH
DFND
2
93
0
0
DOVER CORP
COM
260003108
322
4009
SH
DFND
1
4000
0
9
DOW CHEM CO
COM
260543103
7
109
SH
DFND
1,2
0
0
109
DOW CHEM CO
COM
260543103
420
6612
SH
DFND
1
1800
0
4812
DUKE REALTY CORP
COM NEW
264411505
1219
46413
SH
DFND
1,2
46413
0
0
DUKE REALTY CORP
COM NEW
264411505
107
4072
SH
DFND
2
3658
0
414
DUKE ENERGY CORP NEW
COM NEW
26441C204
83
1017
SH
DFND
1,2
1017
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
33
399
SH
DFND
2
147
0
252
DUKE ENERGY CORP NEW
COM NEW
26441C204
265
3228
SH
DFND
1
1880
0
1348
EQT CORP
COM
26884L109
244
4000
SH
DFND
1
4000
0
0
EDISON INTL
COM
281020107
904
11351
SH
DFND
1,2
11194
0
157
EDISON INTL
COM
281020107
146
1837
SH
DFND
1
1798
0
39
EDWARDS LIFESCIENCES CORP
COM
28176E108
2921
31047
SH
DFND
1,2
30963
0
84
EDWARDS LIFESCIENCES CORP
COM
28176E108
179
1907
SH
DFND
2
1907
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
204
2172
SH
DFND
1
1610
0
562
EMBOTELLADORA ANDINA S A
SPON ADR B SPON ADR B
29081P303
587
25096
SH
DFND
1,2
25096
0
0
EMBOTELLADORA ANDINA S A
SPON ADR B SPON ADR B
29081P303
8
347
SH
DFND
2
83
0
264
ENBRIDGE INC
COM
29250N105
227
5420
SH
DFND
1
560
0
4860
ENTERPRISE PRODS PARTNERS L
COM
293792107
840
30412
SH
DFND
1,2
30412
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
71
2560
SH
DFND
1
300
0
2260
EXELON CORP
COM
30161N101
5
135
SH
DFND
2
135
0
0
EXELON CORP
COM
30161N101
235
6542
SH
DFND
1
5521
0
1021
EXPRESS SCRIPTS HLDG CO
COM
30219G108
13
200
SH
DFND
1,2
200
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
6
86
SH
DFND
2
86
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
271
4110
SH
DFND
1
3958
0
152
EXXON MOBIL CORP
COM
30231G102
1676
20436
SH
DFND
1,2
20269
0
167
EXXON MOBIL CORP
COM
30231G102
451
5499
SH
DFND
2
5252
0
247
EXXON MOBIL CORP
COM
30231G102
3128
38143
SH
DFND
1
34940
0
3203
FACEBOOK INC
CL A
30303M102
1539
10835
SH
DFND
1,2
10661
0
174
FACEBOOK INC
CL A
30303M102
40
280
SH
DFND
1
125
0
155
FIDELITY NATL INFORMATION SVCS
COM
31620M106
780
9792
SH
DFND
1,2
9792
0
0
FIDELITY NATL INFORMATION SVCS
COM
31620M106
21
261
SH
DFND
2
261
0
0
FIDELITY NATL INFORMATION SVCS
COM
31620M106
151
1902
SH
DFND
1
1509
0
393
FISERV INC
COM
337738108
818
7090
SH
DFND
1,2
7028
0
62
FISERV INC
COM
337738108
43
375
SH
DFND
2
375
0
0
FISERV INC
COM
337738108
85
737
SH
DFND
1
0
0
737
FLEETCOR TECHNOLOGIES INC
COM
339041105
1828
12070
SH
DFND
1,2
12070
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
23
150
SH
DFND
2
150
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
20
132
SH
DFND
1
132
0
0
FLEXSTEEL INDS INC
COM
339382103
19535
387608
SH
DFND
1
276878
0
110730
FOOT LOCKER INC
COM
344849104
3657
48882
SH
DFND
1,2
48882
0
0
FOOT LOCKER INC
COM
344849104
389
5204
SH
DFND
2
4971
0
233
FOOT LOCKER INC
COM
344849104
381
5092
SH
DFND
1
4418
0
674
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
468
7694
SH
DFND
1
7694
0
0
GENERAL ELECTRIC CO
COM
369604103
101
3386
SH
DFND
1,2
3127
0
259
GENERAL ELECTRIC CO
COM
369604103
33
1119
SH
DFND
2
602
0
517
GENERAL ELECTRIC CO
COM
369604103
3288
110334
SH
DFND
1
101588
0
8746
GENERAL MLS INC
COM
370334104
78
1318
SH
DFND
1,2
1318
0
0
GENERAL MLS INC
COM
370334104
30
516
SH
DFND
2
190
0
326
GENERAL MLS INC
COM
370334104
292
4947
SH
DFND
1
3582
0
1365
GILEAD SCIENCES INC
COM
375558103
2820
41513
SH
DFND
1,2
41373
0
140
GILEAD SCIENCES INC
COM
375558103
139
2043
SH
DFND
2
2043
0
0
GILEAD SCIENCES INC
COM
375558103
346
5098
SH
DFND
1
4038
0
1060
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
4
94
SH
DFND
2
94
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
280
6635
SH
DFND
1
5600
0
1035
GLOBAL PMTS INC
COM
37940X102
4154
51491
SH
DFND
1,2
51491
0
0
GLOBAL PMTS INC
COM
37940X102
486
6028
SH
DFND
2
5805
0
223
GLOBAL PMTS INC
COM
37940X102
340
4213
SH
DFND
1
3238
0
975
GOLDMAN SACHS GROUP INC
COM
38141G104
3618
15751
SH
DFND
1,2
15734
0
17
GOLDMAN SACHS GROUP INC
COM
38141G104
190
829
SH
DFND
2
829
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
361
1571
SH
DFND
1
898
0
673
GRACO INC
COM
384109104
1059
11250
SH
DFND
1
11250
0
0
HD SUPPLY HLDGS INC
COM
40416M105
915
22259
SH
DFND
1,2
22259
0
0
HD SUPPLY HLDGS INC
COM
40416M105
108
2637
SH
DFND
2
2419
0
218
HALLIBURTON CO
COM
406216101
814
16549
SH
DFND
1,2
16549
0
0
HALLIBURTON CO
COM
406216101
6
125
SH
DFND
2
125
0
0
HALLIBURTON CO
COM
406216101
36
733
SH
DFND
1
0
0
733
HANESBRANDS INC
COM
410345102
2554
123035
SH
DFND
1,2
123035
0
0
HANESBRANDS INC
COM
410345102
220
10582
SH
DFND
2
10036
0
546
HANESBRANDS INC
COM
410345102
236
11390
SH
DFND
1
9391
0
1999
HARTFORD FINL SVCS GROUP INC
COM
416515104
960
19979
SH
DFND
1,2
19979
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
139
2893
SH
DFND
2
2893
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
376
7813
SH
DFND
1
7045
0
768
HEARTLAND FINL USA INC
COM
42234Q102
914
18300
SH
DFND
1,2
18300
0
0
HEARTLAND FINL USA INC
COM
42234Q102
6012
120357
SH
DFND
1
120357
0
0
HOLOGIC INC
COM
436440101
4036
94847
SH
DFND
1,2
94847
0
0
HOLOGIC INC
COM
436440101
420
9875
SH
DFND
2
9371
0
504
HOLOGIC INC
COM
436440101
277
6510
SH
DFND
1
5082
0
1428
HONEYWELL INTL INC
COM
438516106
95
757
SH
DFND
1,2
683
0
74
HONEYWELL INTL INC
COM
438516106
43
345
SH
DFND
2
178
0
167
HONEYWELL INTL INC
COM
438516106
697
5582
SH
DFND
1
5510
0
72
HOST HOTELS & RESORTS INC
COM
44107P104
963
51598
SH
DFND
1,2
51598
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
20
1055
SH
DFND
2
1055
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
12
644
SH
DFND
1
451
0
193
HUNTINGTON BANCSHARES INC
COM
446150104
1229
91777
SH
DFND
1,2
91777
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
10
753
SH
DFND
2
753
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
4
300
SH
DFND
1
300
0
0
HUNTSMAN CORP
COM
447011107
491
20000
SH
DFND
1
20000
0
0
INC RESH HLDGS INC
CL A
45329R109
935
20382
SH
DFND
1,2
20382
0
0
INC RESH HLDGS INC
CL A
45329R109
93
2022
SH
DFND
2
1817
0
205
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
33343
1146217
SH
DFND
1,2
1146217
0
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
23
800
SH
DFND
2
800
0
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
14
477
SH
DFND
1
477
0
0
ING GROEP N V
SPONSORED ADR
456837103
1628
107863
SH
DFND
1,2
107863
0
0
ING GROEP N V
SPONSORED ADR
456837103
21
1387
SH
DFND
2
345
0
1042
INTEL CORP
COM
458140100
2529
70106
SH
DFND
1,2
69831
0
275
INTEL CORP
COM
458140100
59
1631
SH
DFND
2
1631
0
0
INTEL CORP
COM
458140100
2151
59643
SH
DFND
1
54155
0
5488
INTERNATIONAL BUSINESS MACHS
COM
459200101
69
399
SH
DFND
1,2
358
0
41
INTERNATIONAL BUSINESS MACHS
COM
459200101
41
236
SH
DFND
2
144
0
92
INTERNATIONAL BUSINESS MACHS
COM
459200101
2436
13989
SH
DFND
1
12140
0
1849
INTL PAPER CO
COM
460146103
12
239
SH
DFND
2
239
0
0
INTL PAPER CO
COM
460146103
263
5184
SH
DFND
1
5087
0
97
ISHARES TR
IBOXX INV CP ETF
464287242
1074
9107
SH
DFND
1,2
9107
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
168
1428
SH
DFND
2
1428
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
7
62
SH
DFND
1
62
0
0
ISHARES TR
1-3 YR TR BD ETF BOND
464287457
739
8738
SH
DFND
1,2
8738
0
0
ISHARES TR
1-3 YR TR BD ETF BOND
464287457
180
2133
SH
DFND
2
603
0
1530
ISHARES TR
1-3 YR TR BD ETF BOND
464287457
145
1711
SH
DFND
1
1711
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1404
22546
SH
DFND
1,2
22546
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1173
18830
SH
DFND
1
18830
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
876
6370
SH
DFND
1,2
6370
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
307
2231
SH
DFND
2
883
0
1348
ISHARES TR
RUSSELL 2000 ETF
464287655
14
102
SH
DFND
1
102
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
1577
20087
SH
DFND
1,2
20087
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
105
1344
SH
DFND
2
1344
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
291
3704
SH
DFND
1
3047
0
657
ISHARES TR
AGENCY BOND ETF
464288166
1584
14012
SH
DFND
1,2
14012
0
0
ISHARES TR
AGENCY BOND ETF
464288166
109
968
SH
DFND
2
968
0
0
ISHARES TR
AGENCY BOND ETF
464288166
174
1541
SH
DFND
1
1541
0
0
ISHARES TR
EAFE SML CP ETF
464288273
273
5043
SH
DFND
1,2
5043
0
0
ISHARES TR
EAFE SML CP ETF
464288273
174
3218
SH
DFND
2
725
0
2493
ISHARES TR
JP MOR EM MK ETF
464288281
13997
122837
SH
DFND
1,2
122837
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
40
349
SH
DFND
1
349
0
0
ISHARES TR
INTRM GOV/CR ETF
464288612
331
3000
SH
DFND
1,2
3000
0
0
ISHARES TR
INTRM GOV/CR ETF
464288612
77
700
SH
DFND
2
700
0
0
ISHARES TR
INTRM GOV/CR ETF
464288612
272
2470
SH
DFND
1
2470
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
145
1380
SH
DFND
2
1380
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
253
2400
SH
DFND
1
2400
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
740
19125
SH
DFND
1,2
19125
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
368
9502
SH
DFND
1
9502
0
0
JPMORGAN CHASE & CO
COM
46625H100
1591
18111
SH
DFND
1,2
18062
0
49
JPMORGAN CHASE & CO
COM
46625H100
361
4105
SH
DFND
2
3718
0
387
JPMORGAN CHASE & CO
COM
46625H100
1894
21567
SH
DFND
1
18623
0
2944
JETBLUE AIRWAYS CORP
COM
477143101
1049
50887
SH
DFND
1,2
50887
0
0
JETBLUE AIRWAYS CORP
COM
477143101
96
4654
SH
DFND
2
4182
0
472
JETBLUE AIRWAYS CORP
COM
477143101
3
132
SH
DFND
1
0
0
132
JOHNSON & JOHNSON
COM
478160104
1438
11544
SH
DFND
1,2
11429
0
115
JOHNSON & JOHNSON
COM
478160104
210
1683
SH
DFND
2
1363
0
320
JOHNSON & JOHNSON
COM
478160104
1642
13184
SH
DFND
1
11294
0
1890
KELLOGG CO
COM
487836108
320
4408
SH
DFND
1
4400
0
8
KEYCORP NEW
COM
493267108
2423
136271
SH
DFND
1,2
136271
0
0
KEYCORP NEW
COM
493267108
142
7993
SH
DFND
2
7242
0
751
KEYCORP NEW
COM
493267108
43
2439
SH
DFND
1
0
0
2439
KIMBERLY CLARK CORP
COM
494368103
109
828
SH
DFND
1,2
828
0
0
KIMBERLY CLARK CORP
COM
494368103
43
323
SH
DFND
2
119
0
204
KIMBERLY CLARK CORP
COM
494368103
483
3667
SH
DFND
1
3000
0
667
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
308
9583
SH
DFND
1
9583
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1198
8348
SH
DFND
1,2
8348
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
42
296
SH
DFND
2
296
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
87
609
SH
DFND
1
607
0
2
LAM RESEARCH CORP
COM
512807108
1518
11824
SH
DFND
1,2
11824
0
0
LAM RESEARCH CORP
COM
512807108
36
284
SH
DFND
2
284
0
0
LAM RESEARCH CORP
COM
512807108
19
146
SH
DFND
1
74
0
72
LAUDER ESTEE COS INC
CL A
518439104
395
4658
SH
DFND
1
4624
0
34
LENNAR CORP
CL A
526057104
5643
110243
SH
DFND
1,2
110243
0
0
LENNAR CORP
CL A
526057104
329
6425
SH
DFND
2
6189
0
236
LENNAR CORP
CL A
526057104
419
8189
SH
DFND
1
6824
0
1365
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
1201
60005
SH
DFND
1,2
60005
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
93
4623
SH
DFND
2
4154
0
469
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
1
53
SH
DFND
1
0
0
53
LILLY ELI & CO
COM
532457108
6
70
SH
DFND
2
0
0
70
LILLY ELI & CO
COM
532457108
292
3474
SH
DFND
1
3400
0
74
LOCKHEED MARTIN CORP
COM
539830109
14
54
SH
DFND
2
54
0
0
LOCKHEED MARTIN CORP
COM
539830109
222
828
SH
DFND
1
275
0
553
LOWES COS INC
COM
548661107
1165
14169
SH
DFND
1,2
14169
0
0
LOWES COS INC
COM
548661107
41
499
SH
DFND
2
499
0
0
LOWES COS INC
COM
548661107
148
1806
SH
DFND
1
1658
0
148
MACYS INC
COM
55616P104
975
32900
SH
DFND
1,2
32900
0
0
MACYS INC
COM
55616P104
33
1111
SH
DFND
2
1111
0
0
MACYS INC
COM
55616P104
63
2129
SH
DFND
1
1825
0
304
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1162
15104
SH
DFND
1
14164
0
940
MAGNA INTL INC
COM
559222401
1413
32736
SH
DFND
1,2
32675
0
61
MAGNA INTL INC
COM
559222401
18
418
SH
DFND
2
104
0
314
MAGNA INTL INC
COM
559222401
21
482
SH
DFND
1
482
0
0
MCDONALDS CORP
COM
580135101
178
1375
SH
DFND
2
1375
0
0
MCDONALDS CORP
COM
580135101
395
3045
SH
DFND
1
2184
0
861
MCKESSON CORP
COM
58155Q103
6
38
SH
DFND
1,2
0
0
38
MCKESSON CORP
COM
58155Q103
43
288
SH
DFND
2
288
0
0
MCKESSON CORP
COM
58155Q103
963
6496
SH
DFND
1
6272
0
224
MERCK & CO INC
COM
58933Y105
83
1310
SH
DFND
1,2
1209
0
101
MERCK & CO INC
COM
58933Y105
45
714
SH
DFND
2
392
0
322
MERCK & CO INC
COM
58933Y105
554
8712
SH
DFND
1
5601
0
3111
METLIFE INC
COM
59156R108
40
762
SH
DFND
1,2
762
0
0
METLIFE INC
COM
59156R108
20
387
SH
DFND
2
194
0
193
METLIFE INC
COM
59156R108
538
10194
SH
DFND
1
10158
0
36
MICROSOFT CORP
COM
594918104
2351
35698
SH
DFND
1,2
35407
0
291
MICROSOFT CORP
COM
594918104
114
1727
SH
DFND
2
1080
0
647
MICROSOFT CORP
COM
594918104
1051
15960
SH
DFND
1
14690
0
1270
MICRON TECHNOLOGY INC
COM
595112103
4544
157241
SH
DFND
1,2
157241
0
0
MICRON TECHNOLOGY INC
COM
595112103
295
10210
SH
DFND
2
10210
0
0
MICRON TECHNOLOGY INC
COM
595112103
608
21050
SH
DFND
1
17922
0
3128
MIDDLEBY CORP
COM
596278101
2823
20689
SH
DFND
1,2
20689
0
0
MIDDLEBY CORP
COM
596278101
240
1759
SH
DFND
2
1657
0
102
MIDDLEBY CORP
COM
596278101
654
4796
SH
DFND
1
4501
0
295
MIDWESTONE FINL GROUP INC NE
COM
598511103
10429
304134
SH
DFND
1
304134
0
0
MONDELEZ INTL INC
CL A
609207105
971
22545
SH
DFND
1,2
22545
0
0
MONDELEZ INTL INC
CL A
609207105
110
2547
SH
DFND
2
2547
0
0
MONDELEZ INTL INC
CL A
609207105
322
7474
SH
DFND
1
6534
0
940
MONSANTO CO NEW
COM
61166W101
5
48
SH
DFND
2
48
0
0
MONSANTO CO NEW
COM
61166W101
256
2258
SH
DFND
1
1892
0
366
MORGAN STANLEY
COM NEW
617446448
3
64
SH
DFND
2
64
0
0
MORGAN STANLEY
COM NEW
617446448
245
5712
SH
DFND
1
5667
0
45
NATIONAL GRID PLC
SPON ADR NEW
636274300
417
6574
SH
DFND
1,2
6574
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
5
73
SH
DFND
2
19
0
54
NEWELL BRANDS INC
COM
651229106
1040
22039
SH
DFND
1,2
22039
0
0
NEWELL BRANDS INC
COM
651229106
142
3017
SH
DFND
1
3000
0
17
NEXTERA ENERGY INC
COM
65339F101
1129
8791
SH
DFND
1,2
8791
0
0
NEXTERA ENERGY INC
COM
65339F101
56
440
SH
DFND
2
440
0
0
NEXTERA ENERGY INC
COM
65339F101
374
2917
SH
DFND
1
2358
0
559
NIKE INC
CL B
654106103
8
147
SH
DFND
1,2
0
0
147
NIKE INC
CL B
654106103
263
4725
SH
DFND
1
3040
0
1685
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
757
17672
SH
DFND
1,2
17672
0
0
NIPPON TELEG & TEL CORP
SPONSORED ADR
654624105
10
235
SH
DFND
2
63
0
172
NOBLE ENERGY INC
COM
655044105
845
24613
SH
DFND
1,2
24613
0
0
NOBLE ENERGY INC
COM
655044105
2
48
SH
DFND
1
0
0
48
NORFOLK SOUTHERN CORP
COM
655844108
6
54
SH
DFND
1,2
0
0
54
NORFOLK SOUTHERN CORP
COM
655844108
567
5060
SH
DFND
1
5000
0
60
NOVARTIS A G
SPONSORED ADR
66987V109
656
8837
SH
DFND
1,2
8837
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
8
110
SH
DFND
2
25
0
85
NOVARTIS A G
SPONSORED ADR
66987V109
204
2743
SH
DFND
1
1878
0
865
NOVO-NORDISK A S
ADR
670100205
877
25586
SH
DFND
1,2
25586
0
0
NOVO-NORDISK A S
ADR
670100205
11
316
SH
DFND
2
70
0
246
OPEN TEXT CORP
COM
683715106
2621
77062
SH
DFND
1,2
77062
0
0
OPEN TEXT CORP
COM
683715106
344
10114
SH
DFND
2
9827
0
287
OPEN TEXT CORP
COM
683715106
420
12352
SH
DFND
1
10568
0
1784
ORACLE CORP
COM
68389X105
86
1929
SH
DFND
1,2
1651
0
278
ORACLE CORP
COM
68389X105
40
894
SH
DFND
2
493
0
401
ORACLE CORP
COM
68389X105
797
17874
SH
DFND
1
16767
0
1107
ORANGE
SPONSORED ADR
684060106
1011
65034
SH
DFND
1,2
65034
0
0
ORANGE
SPONSORED ADR
684060106
13
843
SH
DFND
2
215
0
628
ORANGE
SPONSORED ADR
684060106
11
720
SH
DFND
1
720
0
0
ORIX CORP
SPONSORED ADR
686330101
1599
21515
SH
DFND
1,2
21515
0
0
ORIX CORP
SPONSORED ADR
686330101
22
299
SH
DFND
2
72
0
227
PDC ENERGY INC
COM
69327R101
2832
45429
SH
DFND
1,2
45429
0
0
PDC ENERGY INC
COM
69327R101
276
4427
SH
DFND
2
4283
0
144
PDC ENERGY INC
COM
69327R101
146
2347
SH
DFND
1
1548
0
799
PNM RES INC
COM
69349H107
3893
105277
SH
DFND
1,2
105277
0
0
PNM RES INC
COM
69349H107
415
11225
SH
DFND
2
10858
0
367
PNM RES INC
COM
69349H107
247
6683
SH
DFND
1
4440
0
2243
PPG INDS INC
COM
693506107
144
1375
SH
DFND
1,2
1375
0
0
PPG INDS INC
COM
693506107
63
600
SH
DFND
2
222
0
378
PPG INDS INC
COM
693506107
7
62
SH
DFND
2
0
0
62
PPL CORP
COM
69351T106
209
5588
SH
DFND
1
5588
0
0
PEPSICO INC
COM
713448108
119
1060
SH
DFND
1,2
960
0
100
PEPSICO INC
COM
713448108
46
412
SH
DFND
2
144
0
268
PEPSICO INC
COM
713448108
1048
9370
SH
DFND
1
7001
0
2369
PETROCHINA CO LTD
SPONSORED ADR
71646E100
438
5977
SH
DFND
1,2
5977
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
6
79
SH
DFND
2
21
0
58
PFIZER INC
COM
717081103
1150
33625
SH
DFND
1,2
33313
0
312
PFIZER INC
COM
717081103
66
1941
SH
DFND
2
1455
0
486
PFIZER INC
COM
717081103
616
17997
SH
DFND
1
11037
0
6960
PHILIP MORRIS INTL INC
COM
718172109
6
55
SH
DFND
2
55
0
0
PHILIP MORRIS INTL INC
COM
718172109
1141
10106
SH
DFND
1
9646
0
460
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
407
4000
SH
DFND
2
4000
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
279
2740
SH
DFND
1
2740
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
169
11120
SH
DFND
1
11120
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
728
31278
SH
DFND
1,2
31278
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
158
6788
SH
DFND
1
6788
0
0
PROCTER & GAMBLE CO
COM
742718109
95
1057
SH
DFND
1,2
958
0
99
PROCTER & GAMBLE CO
COM
742718109
45
500
SH
DFND
2
247
0
253
PROCTER & GAMBLE CO
COM
742718109
1401
15588
SH
DFND
1
12070
0
3518
PRUDENTIAL FINL INC
COM
744320102
51
481
SH
DFND
2
481
0
0
PRUDENTIAL FINL INC
COM
744320102
181
1693
SH
DFND
1
1606
0
87
QORVO INC
COM
74736K101
1074
15666
SH
DFND
1,2
15666
0
0
QUINTILES IMS HOLDINGS INC
COM
74876Y101
1018
12646
SH
DFND
1,2
12646
0
0
QUINTILES IMS HOLDINGS INC
COM
74876Y101
97
1200
SH
DFND
2
1079
0
121
RAYTHEON CO
COM NEW
755111507
190
1248
SH
DFND
1,2
1248
0
0
RAYTHEON CO
COM NEW
755111507
88
576
SH
DFND
2
268
0
308
RAYTHEON CO
COM NEW
755111507
327
2147
SH
DFND
1
2127
0
20
REYNOLDS AMERICAN INC
COM
761713106
4
60
SH
DFND
2
60
0
0
REYNOLDS AMERICAN INC
COM
761713106
407
6453
SH
DFND
1
6202
0
251
RIO TINTO PLC
SPONSORED ADR
767204100
463
11376
SH
DFND
1,2
11376
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
9
227
SH
DFND
2
117
0
110
ROPER TECHNOLOGIES INC
COM
776696106
155
749
SH
DFND
1,2
749
0
0
ROPER TECHNOLOGIES INC
COM
776696106
127
615
SH
DFND
2
615
0
0
ROPER TECHNOLOGIES INC
COM
776696106
742
3592
SH
DFND
1
3589
0
3
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1433
27183
SH
DFND
1,2
27183
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
56
1059
SH
DFND
2
951
0
108
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
267
5055
SH
DFND
1
5051
0
4
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5
20
SH
DFND
1,2
20
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
424
1800
SH
DFND
2
1800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
282
1195
SH
DFND
1
1195
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
15305
325085
SH
DFND
1,2
325085
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
105
2235
SH
DFND
2
673
0
1562
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
8
165
SH
DFND
1
165
0
0
SPDR SERIES TRUST
BLOMBRG BRC INTR
78464A375
1068
31282
SH
DFND
1,2
31282
0
0
SPDR SERIES TRUST
BLOMBRG BRC INTR
78464A375
44
1297
SH
DFND
2
1297
0
0
SPDR SERIES TRUST
BLOMBRG BRC INTR
78464A375
101
2957
SH
DFND
1
2957
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
11061
299503
SH
DFND
1,2
299503
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
67
1780
SH
DFND
1
1780
0
0
SPDR SERIES TRUST
BLOMBERG BRC SRT
78464A474
1589
51911
SH
DFND
1,2
51911
0
0
SPDR SERIES TRUST
BLOMBERG BRC SRT
78464A474
110
3580
SH
DFND
2
3580
0
0
SPDR SERIES TRUST
BLOMBERG BRC SRT
78464A474
117
3832
SH
DFND
1
3832
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
175
3200
SH
DFND
1,2
3200
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
213
3900
SH
DFND
2
3900
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
281
5150
SH
DFND
1
5150
0
0
SPDR SERIES TRUST
S&P INS ETF
78464A789
141
1637
SH
DFND
1,2
1637
0
0
SPDR SERIES TRUST
S&P INS ETF
78464A789
148
1720
SH
DFND
1
1720
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
211
675
SH
DFND
1
675
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
409
8528
SH
DFND
1,2
8528
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
54
1124
SH
DFND
1
1124
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2214
45705
SH
DFND
1,2
45705
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
346
7147
SH
DFND
1
7147
0
0
SVB FINL GROUP
COM
78486Q101
1205
6475
SH
DFND
1,2
6475
0
0
SVB FINL GROUP
COM
78486Q101
173
927
SH
DFND
2
833
0
94
SVB FINL GROUP
COM
78486Q101
35
187
SH
DFND
1
187
0
0
SCANA CORP NEW
COM
80589M102
327
5000
SH
DFND
1
5000
0
0
SCHLUMBERGER LTD
COM
806857108
101
1299
SH
DFND
1,2
1182
0
117
SCHLUMBERGER LTD
COM
806857108
37
470
SH
DFND
2
173
0
297
SCHLUMBERGER LTD
COM
806857108
637
8158
SH
DFND
1
7398
0
760
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
77069
1369624
SH
DFND
1,2
1369624
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
425
7550
SH
DFND
2
6650
0
900
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
241
4284
SH
DFND
1
4284
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
32459
685800
SH
DFND
1,2
685800
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
142
3010
SH
DFND
2
1960
0
1050
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
36
759
SH
DFND
1
759
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
40828
648262
SH
DFND
1,2
648262
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
367
6303
SH
DFND
2
4723
0
1580
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
369
5864
SH
DFND
1
4938
0
926
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
593
24993
SH
DFND
1,2
24993
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
30
1250
SH
DFND
2
1250
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
320
13465
SH
DFND
1
13465
0
0
SHIRE PLC
SPONSORED ADR
82481R106
2448
14053
SH
DFND
1,2
14053
0
0
SHIRE PLC
SPONSORED ADR
82481R106
22
124
SH
DFND
2
43
0
81
SHIRE PLC
SPONSORED ADR
82481R106
8
48
SH
DFND
1
43
0
5
SIGNATURE BK NEW YORK N Y
COM
82669G104
1253
8441
SH
DFND
1,2
8441
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
139
937
SH
DFND
2
842
0
95
SPECTRUM BRANDS HLDGS INC
COM
84763R101
1938
13944
SH
DFND
1,2
13944
0
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
198
1425
SH
DFND
2
1280
0
145
SPECTRUM BRANDS HLDGS INC
COM
84763R101
24
170
SH
DFND
1
170
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
772
161442
SH
DFND
1,2
161442
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
74
15443
SH
DFND
2
13874
0
1569
STRYKER CORP
COM
863667101
11
82
SH
DFND
2
82
0
0
STRYKER CORP
COM
863667101
191
1450
SH
DFND
1
995
0
455
SUNCOR ENERGY INC NEW
COM
867224107
745
24223
SH
DFND
1,2
24223
0
0
SUNCOR ENERGY INC NEW
COM
867224107
18
588
SH
DFND
2
347
0
241
SUNCOR ENERGY INC NEW
COM
867224107
92
3000
SH
DFND
1
3000
0
0
SUNTRUST BKS INC
COM
867914103
1024
18525
SH
DFND
1,2
18525
0
0
SUNTRUST BKS INC
COM
867914103
10
182
SH
DFND
1
0
0
182
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
669
27424
SH
DFND
1,2
27424
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
65
2666
SH
DFND
2
2395
0
271
SYNCHRONY FINL
COM
87165B103
4250
123911
SH
DFND
1,2
123784
0
127
SYNCHRONY FINL
COM
87165B103
402
11724
SH
DFND
2
11024
0
700
SYNCHRONY FINL
COM
87165B103
237
6903
SH
DFND
1
4867
0
2036
TARGET CORP
COM
87612E106
4
67
SH
DFND
2
67
0
0
TARGET CORP
COM
87612E106
253
4588
SH
DFND
1
4268
0
320
TEGNA INC
COM
87901J105
2
82
SH
DFND
2
82
0
0
TEGNA INC
COM
87901J105
483
18856
SH
DFND
1
18775
0
81
THERMO FISHER SCIENTIFIC INC
COM
883556102
3016
19638
SH
DFND
1,2
19638
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
165
1074
SH
DFND
2
1074
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1118
7276
SH
DFND
1
6545
0
731
3M CO
COM
88579Y101
152
793
SH
DFND
1,2
793
0
0
3M CO
COM
88579Y101
59
306
SH
DFND
2
113
0
193
3M CO
COM NEW
88579Y101
837
4376
SH
DFND
1
3193
0
1183
TIME WARNER INC
COM NEW
887317303
849
8692
SH
DFND
1,2
8692
0
0
TIME WARNER INC
COM NEW
887317303
11
110
SH
DFND
2
110
0
0
TIME WARNER INC
COM
887317303
33
336
SH
DFND
1
210
0
126
TORTOISE ENERGY INFRA CORP
SPONSORED ADR
89147L100
454
12999
SH
DFND
1
12999
0
0
TOTAL S A
SPONSORED ADR
89151E109
3776
74896
SH
DFND
1,2
74896
0
0
TOTAL S A
SPONSORED ADR
89151E109
219
4351
SH
DFND
2
4076
0
275
TOTAL S A
COM
89151E109
297
5893
SH
DFND
1
4881
0
1012
TRAVELERS COMPANIES INC
COM
89417E109
141
1169
SH
DFND
1,2
1169
0
0
TRAVELERS COMPANIES INC
COM
89417E109
64
535
SH
DFND
2
261
0
274
TRAVELERS COMPANIES INC
CL A
89417E109
145
1207
SH
DFND
1
930
0
277
TWENTY FIRST CENTY FOX INC
CL A
90130A101
966
29829
SH
DFND
1,2
29829
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
28
864
SH
DFND
2
864
0
0
TWENTY FIRST CENTY FOX INC
COM
90130A101
23
700
SH
DFND
1
412
0
288
UGI CORP NEW
COM
902681105
1546
31295
SH
DFND
1,2
31295
0
0
UGI CORP NEW
COM
902681105
134
2721
SH
DFND
2
2444
0
277
UGI CORP NEW
COM NEW
902681105
31
631
SH
DFND
1
594
0
37
US BANCORP DEL
COM NEW
902973304
12
227
SH
DFND
1,2
0
0
227
US BANCORP DEL
COM NEW
902973304
63
1225
SH
DFND
2
1225
0
0
US BANCORP DEL
COM
902973304
1218
23654
SH
DFND
1
21317
0
2337
UNION PAC CORP
COM
907818108
177
1670
SH
DFND
2
1670
0
0
UNION PAC CORP
COM
907818108
507
4785
SH
DFND
1
2732
0
2053
UNITED CONTL HLDGS INC
COM
910047109
1690
23922
SH
DFND
1,2
23922
0
0
UNITED CONTL HLDGS INC
COM
910047109
239
3379
SH
DFND
2
3379
0
0
UNITED CONTL HLDGS INC
COM
910047109
190
2694
SH
DFND
1
1859
0
835
UNITED FIRE GROUP INC
CL B
910340108
384
8984
SH
DFND
1
8984
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
98
910
SH
DFND
1,2
910
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
38
351
SH
DFND
2
129
0
222
UNITED PARCEL SERVICE INC
COM
911312106
169
1575
SH
DFND
1
1065
0
510
UNITED RENTALS INC
COM
911363109
3678
29410
SH
DFND
1,2
29410
0
0
UNITED RENTALS INC
COM
911363109
475
3795
SH
DFND
2
3674
0
121
UNITED RENTALS INC
COM
911363109
1287
10293
SH
DFND
1
9723
0
570
UNITED TECHNOLOGIES CORP
COM
913017109
78
698
SH
DFND
1,2
646
0
52
UNITED TECHNOLOGIES CORP
COM
913017109
36
317
SH
DFND
2
146
0
171
UNITED TECHNOLOGIES CORP
COM
913017109
452
4031
SH
DFND
1
3970
0
61
UNUM GROUP
COM
91529Y106
3193
68096
SH
DFND
1,2
68096
0
0
UNUM GROUP
COM
91529Y106
326
6955
SH
DFND
2
6581
0
374
UNUM GROUP
COM
91529Y106
170
3629
SH
DFND
1
2284
0
1345
VALERO ENERGY CORP NEW
COM
91913Y100
1438
21692
SH
DFND
1,2
21692
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
48
724
SH
DFND
2
724
0
0
VALERO ENERGY CORP NEW
AMT FREE INT ETF
91913Y100
55
829
SH
DFND
1
413
0
416
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189F544
672
28661
SH
DFND
1,2
28661
0
0
VANECK VECTORS ETF TR
SHORT TRM BOND
92189F544
82
3484
SH
DFND
1
3484
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
42260
530107
SH
DFND
1,2
530107
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937827
7
87
SH
DFND
1
87
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
47255
582814
SH
DFND
1,2
582814
0
0
VANGUARD BD INDEX FD INC
FTSE DEV MKT ETF
921937835
109
1344
SH
DFND
1
1344
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
34495
877732
SH
DFND
1,2
877732
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
167
4244
SH
DFND
1
4244
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF SMALL CAP ETF
922042718
14212
138448
SH
DFND
1,2
138448
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF SMALL CAP ETF
922042718
10
102
SH
DFND
1
102
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
20937
527108
SH
DFND
1,2
527108
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
132
3335
SH
DFND
2
953
0
2382
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
89
2242
SH
DFND
1
2242
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
958
12019
SH
DFND
1,2
12019
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
37
459
SH
DFND
2
459
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
172
2163
SH
DFND
1
2163
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
720
13702
SH
DFND
1,2
13702
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1272
14725
SH
DFND
1,2
14725
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
89
1035
SH
DFND
2
1035
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
238
2750
SH
DFND
1
2750
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
266
2460
SH
DFND
1
2362
0
98
VANGUARD INDEX FDS
VALUE ETF
922908744
344
3612
SH
DFND
1
3505
0
107
VERIZON COMMUNICATIONS INC
COM
92343V104
8
173
SH
DFND
1,2
0
0
173
VERIZON COMMUNICATIONS INC
COM
92343V104
8
162
SH
DFND
2
162
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1115
22863
SH
DFND
1
21385
0
1478
VISA INC
COM CL A
92826C839
1691
19033
SH
DFND
1,2
18843
0
190
VISA INC
COM CL A
92826C839
72
808
SH
DFND
2
581
0
227
VISA INC
COM CL A
92826C839
34
382
SH
DFND
1
134
0
248
WAL-MART STORES INC
COM
931142103
1115
15475
SH
DFND
1,2
15475
0
0
WAL-MART STORES INC
COM
931142103
45
630
SH
DFND
2
294
0
336
WAL-MART STORES INC
COM
931142103
264
3660
SH
DFND
1
3477
0
183
WALGREEN BOOTS ALLIANCE
COM
931427108
14
166
SH
DFND
2
166
0
0
WALGREEN BOOTS ALLIANCE
COM
931427108
1588
19126
SH
DFND
1
17033
0
2093
WASHINGTON FED INC
COM
938824109
306
9248
SH
DFND
1
9202
0
46
WELLS FARGO & CO NEW
COM
949746101
84
1516
SH
DFND
1,2
1117
0
399
WELLS FARGO & CO NEW
COM
949746101
32
574
SH
DFND
2
306
0
268
WELLS FARGO & CO NEW
COM
949746101
312
5614
SH
DFND
1
3534
0
2080
WISDOMTREE TRUST
JAPN HEDGE EQT
97717W851
919
18159
SH
DFND
1,2
18159
0
0
WISDOMTREE TRUST
JAPN HEDGE EQT
97717W851
12
243
SH
DFND
2
65
0
178
ALLERGAN PLC
SHS
G0177J108
2798
11711
SH
DFND
1,2
11711
0
0
ALLERGAN PLC
SHS
G0177J108
279
1167
SH
DFND
2
1167
0
0
ALLERGAN PLC
SHS
G0177J108
1243
5201
SH
DFND
1
4947
0
254
AON PLC
SHS CL A
G0408V102
11
94
SH
DFND
2
94
0
0
AON PLC
SHS CL A
G0408V102
1276
10750
SH
DFND
1
10704
0
46
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1254
10463
SH
DFND
1,2
10463
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
45
373
SH
DFND
2
373
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
169
1408
SH
DFND
1
285
0
1123
BUNGE LIMITED
COM
G16962105
2104
26542
SH
DFND
1,2
26542
0
0
BUNGE LIMITED
COM
G16962105
63
792
SH
DFND
2
792
0
0
BUNGE LIMITED
COM
G16962105
46
580
SH
DFND
1
572
0
8
DELPHI AUTOMOTIVE PLC
SHS
G27823106
1798
22335
SH
DFND
1,2
22335
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
65
804
SH
DFND
2
804
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
473
5872
SH
DFND
1
5863
0
9
JOHNSON CTLS INTL PLC
SHS
G51502105
2928
69507
SH
DFND
1,2
69507
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
50
1193
SH
DFND
2
1193
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
252
5976
SH
DFND
1
901
0
5075
MEDTRONIC PLC
SHS
G5960L103
1533
19024
SH
DFND
1,2
19024
0
0
MEDTRONIC PLC
SHS
G5960L103
38
477
SH
DFND
2
477
0
0
MEDTRONIC PLC
SHS
G5960L103
465
5770
SH
DFND
1
3775
0
1995
AERCAP HOLDINGS NV
SHS
N00985106
527
11467
SH
DFND
1,2
11467
0
0
AERCAP HOLDINGS NV
SHS
N00985106
8
166
SH
DFND
2
41
0
125
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1586
17389
SH
DFND
1,2
17389
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
8
90
SH
DFND
2
90
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
11
121
SH
DFND
1
114
0
7
NXP SEMICONDUCTORS N V
COM
N6596X109
779
7523
SH
DFND
1,2
7523
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
11
109
SH
DFND
2
26
0
83
BROADCOM LTD
SHS
Y09827109
2211
10097
SH
DFND
1,2
10097
0
0
BROADCOM LTD
SHS
Y09827109
44
202
SH
DFND
2
202
0
0
BROADCOM LTD
SHS
Y09827109
21
95
SH
DFND
1
82
0
13