0000950123-14-007861.txt : 20140806 0000950123-14-007861.hdr.sgml : 20140806 20140806162120 ACCESSION NUMBER: 0000950123-14-007861 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140806 DATE AS OF CHANGE: 20140806 EFFECTIVENESS DATE: 20140806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AT Bancorp CENTRAL INDEX KEY: 0001506294 IRS NUMBER: 421249281 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14048 FILM NUMBER: 141020239 BUSINESS ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 BUSINESS PHONE: 563-589-0863 MAIL ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001506294 XXXXXXXX 06-30-2014 06-30-2014 AT Bancorp

895 MAIN STREET DUBUQUE IA 52004-0938

13F HOLDINGS REPORT 028-14048 N JOHN MARSHALL 563-582-1841 JOHN MARSHALL DUBUQUE IA 08-05-2014 2 422 333757 false 1 28-14049 AMERICAN TRUST & SAVINGS BANK 2 28-14050 AT FINANCIAL ADVISORS CORP INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AT&T INC COM 00206R102 18 508 SH DFND 1,2 508 0 0 AT&T INC COM 00206R102 11 321 SH DFND 2 118 0 203 AT&T INC COM 00206R102 2460 69568 SH DFND 1 66010 0 3558 ABBOTT LABS COM 002824100 12 300 SH DFND 2 300 0 0 ABBOTT LABS COM 002824100 1194 29185 SH DFND 1 27768 0 1417 ABBVIE INC COM 00287Y109 33 592 SH DFND 1,2 592 0 0 ABBVIE INC COM 00287Y109 21 375 SH DFND 2 138 0 237 ABBVIE INC COM 00287Y109 1462 25906 SH DFND 1 24360 0 1546 ACTIVISION BLIZZARD INC COM 00507V109 1715 76897 SH DFND 1,2 76897 0 0 ACTIVISION BLIZZARD INC COM 00507V109 495 22189 SH DFND 2 21808 0 381 ACTIVISION BLIZZARD INC COM 00507V109 1563 70085 SH DFND 1 68985 0 1100 AEGON N V NY REGISTRY SH 007924103 3012 343412 SH DFND 1,2 343412 0 0 AEGON N V NY REGISTRY SH 007924103 11 1296 SH DFND 2 376 0 920 AEGON N V NY REGISTRY SH 007924103 2 246 SH DFND 1 246 0 0 AGNICO EAGLE MINES LTD COM 008474108 287 7500 SH DFND 1 7500 0 0 AIRGAS INC COM 009363102 109 1000 SH DFND 1,2 1000 0 0 AIRGAS INC COM 009363102 117 1075 SH DFND 1 1075 0 0 ALLIANT ENERGY CORP COM 018802108 624 10249 SH DFND 1 7467 0 2782 ALLSTATE CORP COM 020002101 478 8133 SH DFND 1 8056 0 77 ALTRIA GROUP INC COM 02209S103 782 18646 SH DFND 1 15882 0 2764 AMERICAN EXPRESS CO COM 025816109 240 2525 SH DFND 1 2187 0 338 AMERICAN INTL GROUP INC COM NEW 026874784 2010 36826 SH DFND 1,2 36826 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 182 3337 SH DFND 1 3020 0 317 AMERICAN WTR WKS CO INC NEW COM 030420103 99 2000 SH DFND 2 2000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 104 2100 SH DFND 1 0 0 2100 AMERISOURCEBERGEN CORP COM 03073E105 1003 13801 SH DFND 1,2 13801 0 0 AMERISOURCEBERGEN CORP COM 03073E105 80 1107 SH DFND 2 1020 0 87 AMERISOURCEBERGEN CORP COM 03073E105 15 211 SH DFND 1 112 0 99 APPLE INC COM 037833100 3774 40607 SH DFND 1,2 40607 0 0 APPLE INC COM 037833100 325 3500 SH DFND 2 3500 0 0 APPLE INC COM 037833100 2782 29935 SH DFND 1 28345 0 1590 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 4588 307274 SH DFND 1,2 307274 0 0 BARCLAYS PLC ADR 06738E204 3890 266235 SH DFND 1,2 266235 0 0 BARCLAYS PLC ADR 06738E204 4 301 SH DFND 2 65 0 236 BARCLAYS PLC ADR 06738E204 10 710 SH DFND 1 0 0 710 BE AEROSPACE INC COM 073302101 1113 12033 SH DFND 1,2 12033 0 0 BE AEROSPACE INC COM 073302101 276 2985 SH DFND 2 2912 0 73 BE AEROSPACE INC COM 073302101 233 2524 SH DFND 1 2481 0 43 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 72 569 SH DFND 1,2 569 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 77 609 SH DFND 2 382 0 227 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 674 5324 SH DFND 1 5002 0 322 BHP BILLITON LTD SPONSORED ADR 088606108 24 350 SH DFND 2 350 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 301 4400 SH DFND 1 4400 0 0 BLACKROCK INC COM 09247X101 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8700 FORTUNE BRANDS HOME & SECURITY INC 34964C106 313 7827 SH DFND 1 7827 0 0 GANNETT INC COM 364730101 2005 64023 SH DFND 1,2 64023 0 0 GANNETT INC COM 364730101 608 19414 SH DFND 2 19073 0 341 GANNETT INC COM 364730101 1985 63387 SH DFND 1 60995 0 2392 GAP INC DEL COM 364760108 2271 54627 SH DFND 1,2 54627 0 0 GAP INC DEL COM 364760108 3 63 SH DFND 1 0 0 63 GENERAL ELECTRIC CO COM 369604103 5430 206621 SH DFND 1,2 206621 0 0 GENERAL ELECTRIC CO COM 369604103 29 1119 SH DFND 2 602 0 517 GENERAL ELECTRIC CO COM 369604103 3423 130242 SH DFND 1 121835 0 8407 GENERAL MLS INC COM 370334104 43 812 SH DFND 1,2 812 0 0 GENERAL MLS INC COM 370334104 27 516 SH DFND 2 190 0 326 GENERAL MLS INC COM 370334104 233 4426 SH DFND 1 3032 0 1394 GILEAD SCIENCES INC COM 375558103 4471 53929 SH DFND 1,2 53929 0 0 GILEAD SCIENCES INC COM 375558103 41 500 SH DFND 2 500 0 0 GILEAD SCIENCES INC COM 375558103 800 9643 SH DFND 1 9334 0 309 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 26 491 SH DFND 1,2 491 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 17 310 SH DFND 2 114 0 196 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 241 4500 SH DFND 1 4500 0 0 GLOBAL PAYMENTS INC COM 37940X102 1627 22336 SH DFND 1,2 22336 0 0 GLOBAL PAYMENTS INC COM 37940X102 125 1714 SH DFND 2 1580 0 134 GLOBAL PAYMENTS INC COM 37940X102 161 2210 SH DFND 1 2210 0 0 GOLDCORP INC NEW COM 380956409 233 8345 SH DFND 1 8345 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4545 27147 SH DFND 1,2 27147 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 67 400 SH DFND 2 400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 77 460 SH DFND 1 265 0 195 GOOGLE INC CL A 38259P508 2709 4634 SH DFND 1,2 4634 0 0 GOOGLE INC CL A 38259P508 19 33 SH DFND 2 12 0 21 GOOGLE INC CL A 38259P508 81 139 SH DFND 1 54 0 85 GRACO INC COM 384109104 878 11250 SH DFND 1 11250 0 0 HCC INS HLDGS INC COM 404132102 1606 32817 SH DFND 1,2 32817 0 0 HCC INS HLDGS INC COM 404132102 130 2658 SH DFND 2 2454 0 204 HCC INS HLDGS INC COM 404132102 2 47 SH DFND 1 0 0 47 HARTFORD FINL 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45450 SH DFND 1 44650 0 800 INTEL CORP COM 458140100 2899 93824 SH DFND 1,2 93824 0 0 INTEL CORP COM 458140100 19 600 SH DFND 2 600 0 0 INTEL CORP COM 458140100 1886 61043 SH DFND 1 57411 0 3632 INTERNATIONAL BUSINESS MACHS COM 459200101 42 231 SH DFND 1,2 231 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 94 521 SH DFND 2 429 0 92 INTERNATIONAL BUSINESS MACHS COM 459200101 2766 15257 SH DFND 1 13289 0 1968 INTL PAPER CO COM 460146103 25 500 SH DFND 1,2 500 0 0 INTL PAPER CO COM 460146103 71 1400 SH DFND 2 1400 0 0 INTL PAPER CO COM 460146103 436 8647 SH DFND 1 7817 0 830 ISHARES MSCI EAFE INDEX 464287465 1265 18495 SH DFND 1,2 18495 0 0 ISHARES MSCI EAFE INDEX 464287465 49 718 SH DFND 2 718 0 0 ISHARES MSCI EAFE INDEX 464287465 2298 33615 SH DFND 1 33615 0 0 ISHARES RUSSELL 2000 464287655 220 1852 SH DFND 1,2 1852 0 0 ISHARES RUSSELL 2000 464287655 152 1280 SH DFND 2 388 0 892 ISHARES RUSSELL 2000 464287655 85 717 SH DFND 1 717 0 0 ISHARES TR MSCI SMALL CAP 464288273 215 4059 SH DFND 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INC COM 717081103 743 25026 SH DFND 1 16848 0 8178 PHILIP MORRIS INTL INC COM 718172109 1267 15030 SH DFND 1,2 15030 0 0 PHILIP MORRIS INTL INC COM 718172109 92 1095 SH DFND 2 1095 0 0 PHILIP MORRIS INTL INC COM 718172109 1246 14777 SH DFND 1 14185 0 592 PHILLIPS 66 INC 718546104 216 2681 SH DFND 1 1710 0 971 PIMCO ETF TR TOTL RETN ETF 72201R775 364 3337 SH DFND 1,2 3337 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 203 2000 SH DFND 1,2 2000 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 406 4000 SH DFND 2 4000 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 318 3140 SH DFND 1 3140 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 250 9400 SH DFND 1 9400 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 279 8650 SH DFND 2 8650 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 177 7128 SH DFND 1,2 7128 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 438 17600 SH DFND 1 17600 0 0 PRECISION CASTPARTS CORP COM 740189105 2673 10591 SH DFND 1,2 10591 0 0 PRECISION CASTPARTS CORP COM 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INDS INC NEW COM 776696106 1537 10526 SH DFND 1 10143 0 383 SPDR S&P 500 ETF TR TR UNIT 78462F103 378 1932 SH DFND 1 1932 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 6312 49295 SH DFND 1 49295 0 0 SPDR S&P INTL SMLCP 78463X871 307 8704 SH DFND 1 8704 0 0 SPDR SERIES TRUST SHORT TERM MUNICIPAL BOND 78464A425 360 14800 SH DFND 1,2 14800 0 0 SPDR SERIES TRUST SHORT TERM MUNICIPAL BOND 78464A425 505 20770 SH DFND 1 20770 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 60 1500 SH DFND 1,2 1500 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 485 12025 SH DFND 2 12025 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 511 12680 SH DFND 1 11730 0 950 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 32 500 SH DFND 1,2 500 0 0 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 72 1120 SH DFND 2 1120 0 0 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 257 4010 SH DFND 1 4010 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF 78467X109 511 3041 SH DFND 2 3041 0 0 ST JUDE MED INC COM 790849103 1278 18457 SH DFND 1,2 18457 0 0 ST JUDE MED INC COM 790849103 154 2228 SH DFND 2 2122 0 106 ST JUDE MED INC COM 790849103 329 4748 SH DFND 1 4322 0 426 SCANA CORP NEW COM 80589M102 269 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM 806857108 478 4052 SH DFND 1,2 4052 0 0 SCHLUMBERGER LTD COM 806857108 31 262 SH DFND 2 96 0 166 SCHLUMBERGER LTD COM 806857108 1160 9833 SH DFND 1 9438 0 395 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 272 6100 SH DFND 2 6100 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 360 3600 SH DFND 1 3600 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 455 20000 SH DFND 1,2 20000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 268 11800 SH DFND 2 11800 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 438 19271 SH DFND 1 19271 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 400 7400 SH DFND 2 7400 0 0 SIGMA ALDRICH CORP COM 826552101 408 4024 SH DFND 1 4000 0 24 SPECTRA ENERGY CORP COM 847560109 67 1580 SH DFND 2 1580 0 0 SPECTRA ENERGY CORP COM 847560109 258 6081 SH DFND 1 1128 0 4953 SUPERIOR ENERGY SVCS INC COM 868157108 170 4700 SH DFND 2 4700 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 749 20715 SH DFND 1 19820 0 895 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 1329 38011 SH DFND 1,2 38011 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 102 2920 SH DFND 2 2691 0 229 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1860 20774 SH DFND 1,2 20774 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 376 4197 SH DFND 2 4078 0 119 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 443 4947 SH DFND 1 4529 0 418 TARGET CORP COM 87612E106 269 4637 SH DFND 1 4268 0 369 TEAM HEALTH HOLDINGS INC COM 87817A107 1576 31567 SH DFND 1,2 31567 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 126 2533 SH DFND 2 2334 0 199 TEAM HEALTH HOLDINGS INC COM 87817A107 36 720 SH DFND 1 470 0 250 TERADYNE INC COM 880770102 1294 66025 SH DFND 1,2 66025 0 0 TERADYNE INC COM 880770102 101 5172 SH DFND 2 4767 0 405 TERADYNE INC COM 880770102 1 47 SH DFND 1 0 0 47 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1697 32381 SH DFND 1,2 32381 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 26 503 SH DFND 1 493 0 10 THERMO FISHER SCIENTIFIC INC COM 883556102 2564 21725 SH DFND 1,2 21725 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 233 1973 SH DFND 2 1973 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1829 15496 SH DFND 1 14593 0 903 3M CO COM 88579Y101 69 484 SH DFND 1,2 484 0 0 3M CO COM 88579Y101 44 306 SH DFND 2 113 0 193 3M CO COM 88579Y101 719 5023 SH DFND 1 3773 0 1250 TOTAL S A SPONSORED ADR 89151E109 14 194 SH DFND 1,2 194 0 0 TOTAL S A SPONSORED ADR 89151E109 16 218 SH DFND 2 56 0 162 TOTAL S A SPONSORED ADR 89151E109 239 3307 SH DFND 1 3307 0 0 TRAVELERS COMPANIES INC COM 89417E109 107 1136 SH DFND 1,2 1136 0 0 TRAVELERS COMPANIES INC COM 89417E109 68 719 SH DFND 2 265 0 454 TRAVELERS COMPANIES INC COM 89417E109 119 1265 SH DFND 1 930 0 335 TUPPERWARE BRANDS CORP COM 899896104 216 2575 SH DFND 1 2500 0 75 UGI CORP NEW COM 902681105 1797 35575 SH DFND 1,2 35575 0 0 UGI CORP NEW COM 902681105 138 2734 SH DFND 2 2527 0 207 UGI CORP NEW COM 902681105 316 6260 SH DFND 1 6216 0 44 US BANCORP DEL COM NEW 902973304 47 1080 SH DFND 2 1080 0 0 US BANCORP DEL COM NEW 902973304 700 16156 SH DFND 1 15473 0 683 UNION PAC CORP COM 907818108 1953 19574 SH DFND 1,2 19574 0 0 UNION PAC CORP COM 907818108 120 1200 SH DFND 2 1200 0 0 UNION PAC CORP COM 907818108 540 5412 SH DFND 1 3182 0 2230 UNITED PARCEL SERVICE INC CL B 911312106 57 558 SH DFND 1,2 558 0 0 UNITED PARCEL SERVICE INC CL B 911312106 36 351 SH DFND 2 129 0 222 UNITED PARCEL SERVICE INC CL B 911312106 143 1390 SH DFND 1 1065 0 325 UNITED RENTALS INC COM 911363109 2630 25112 SH DFND 1,2 25112 0 0 UNITED RENTALS INC COM 911363109 840 8021 SH DFND 2 7882 0 139 UNITED RENTALS INC COM 911363109 2391 22830 SH DFND 1 22480 0 350 UNITED TECHNOLOGIES CORP COM 913017109 71 611 SH DFND 1,2 611 0 0 UNITED TECHNOLOGIES CORP COM 913017109 45 386 SH DFND 2 142 0 244 UNITED TECHNOLOGIES CORP COM 913017109 544 4710 SH DFND 1 4543 0 167 VANGUARD MSCI EMR MKT ETF 922042858 38 874 SH DFND 1,2 874 0 0 VANGUARD MSCI EMR MKT ETF 922042858 189 4376 SH DFND 2 1639 0 2737 VANGUARD MSCI EMR MKT ETF 922042858 94 2170 SH DFND 1 2170 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 525 3650 SH DFND 2 3650 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1245 25439 SH DFND 1 23554 0 1885 VIACOM INC NEW CL B 92553P201 3096 35696 SH DFND 1,2 35696 0 0 VIACOM INC NEW CL B 92553P201 97 1113 SH DFND 1 0 0 1113 WAL MART STORES INC COM 931142103 4034 53742 SH DFND 1,2 53742 0 0 WAL MART STORES INC COM 931142103 40 532 SH DFND 2 196 0 336 WAL MART STORES INC COM 931142103 235 3135 SH DFND 1 2663 0 472 WALGREEN CO COM 931422109 1397 18846 SH DFND 1 16732 0 2114 WASHINGTON FED INC COM 938824109 207 9248 SH DFND 1 9202 0 46 WELLS FARGO & CO NEW COM 949746101 35 671 SH DFND 1,2 671 0 0 WELLS FARGO & CO NEW COM 949746101 22 424 SH DFND 2 156 0 268 WELLS FARGO & CO NEW COM 949746101 544 10355 SH DFND 1 8684 0 1671 WISDOM TREE INVESTMENTS INC COM 97717P104 803 65004 SH DFND 1,2 65004 0 0 WISDOM TREE INVESTMENTS INC COM 97717P104 64 5175 SH DFND 2 4769 0 406 WORLD FUEL SVCS CORP COM 981475106 748 15195 SH DFND 1,2 15195 0 0 WORLD FUEL SVCS CORP COM 981475106 155 3141 SH DFND 2 3058 0 83 WORLD FUEL SVCS CORP COM 981475106 790 16057 SH DFND 1 15241 0 816 ZIONS BANCORPORATION COM 989701107 994 33745 SH DFND 1,2 33745 0 0 ZIONS BANCORPORATION COM 989701107 75 2559 SH DFND 2 2366 0 193 ZIONS BANCORPORATION COM 989701107 2 63 SH DFND 1 0 0 63 ACTAVIS PLC G0083B108 114 512 SH DFND 1,2 512 0 0 ACTAVIS PLC G0083B108 406 1820 SH DFND 2 1820 0 0 ACTAVIS PLC G0083B108 2436 10921 SH DFND 1 10496 0 425 AON PLC G0408V102 1011 11227 SH DFND 1 11086 0 141 DELPHI AUTOMOTIVE COM G27823106 14 200 SH DFND 1,2 200 0 0 DELPHI AUTOMOTIVE COM G27823106 69 1000 SH DFND 2 1000 0 0 DELPHI AUTOMOTIVE COM G27823106 721 10495 SH DFND 1 10225 0 270 HERBALIFE LTD COM USD SHS G4412G101 236 3650 SH DFND 1 3650 0 0 NOBLE CORPORATION PLC G65431101 5156 153640 SH DFND 1,2 153640 0 0 NOBLE CORPORATION PLC G65431101 39 1164 SH DFND 2 894 0 270