-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M5A/hFem9LCOo+Oaiep1e1YZap/UfTkFlqAzNGcV7YkQxFm9U7yoNUJT6skzNzFY mfRwDWvJl/LfatdIe9Ly4g== 0000950123-11-012473.txt : 20110211 0000950123-11-012473.hdr.sgml : 20110211 20110211112659 ACCESSION NUMBER: 0000950123-11-012473 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AT Bancorp CENTRAL INDEX KEY: 0001506294 IRS NUMBER: 421249281 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14048 FILM NUMBER: 11595938 BUSINESS ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 BUSINESS PHONE: 563-589-0863 MAIL ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 13F-HR 1 c62893ae13fvhr.txt FORM 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: _____________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: AT Bancorp Address: 895 Main Street Dubuque, IA 52004-0938 Form 13F File Number: 28-14048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Marshall Title: Secretary and Treasurer Phone: 563-582-1841 Signature, Place and Date of Signing: /s/ John Marshall Dubuque, IA 2/11/2011 - ------------------------------------- ------------- --------- (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT: (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 282 Form 13F Information Table Value Total: $155,777 (thousands) List of Other Included Managers: Please provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ----------------------------- 1 28-14049 American Trust & Savings Bank 2 28-14050 AT Financial Advisors Corp.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- ---------------- ---------- -------- -------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE - -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----- ABBOTT LABS COM 002824100 1,407 29500 SH DEFINED 1 25419 4081 AIRGAS INC COM 009363102 320 9470 SH DEFINED 1,2 9470 AIRGAS INC COM 009363102 28 820 SH DEFINED 2 820 AIRGAS INC COM 009363102 97 2875 SH DEFINED 1 2875 ALLIANT ENERGY CORP COM 018802108 241 9745 SH DEFINED 1 6584 3161 ALLSTATE CORP COM 020002101 1,005 52463 SH DEFINED 1,2 52463 ALLSTATE CORP COM 020002101 6 300 SH DEFINED 2 300 ALLSTATE CORP COM 020002101 286 14920 SH DEFINED 1 14615 305 AMEDISYS INC COM 023436108 336 12240 SH DEFINED 1,2 12100 140 AMEDISYS INC COM 023436108 45 1640 SH DEFINED 2 1640 AMEDISYS INC COM 023436108 138 5008 SH DEFINED 1 4984 24 AMPHENOL CORP NEW CL A 032095101 523 18370 SH DEFINED 1,2 18120 250 AMPHENOL CORP NEW CL A 032095101 101 3560 SH DEFINED 2 3560 AMPHENOL CORP NEW CL A 032095101 219 7692 SH DEFINED 1 7676 16 APOLLO GROUP INC CL A 037604105 459 5860 SH DEFINED 1,2 5780 80 APOLLO GROUP INC CL A 037604105 66 840 SH DEFINED 2 840 APOLLO GROUP INC CL A 037604105 146 1866 SH DEFINED 1 1848 18 APPLE INC COM 03833100 1,252 11910 SH DEFINED 1,2 11910 APPLE INC COM 03833100 84 800 SH DEFINED 2 800 APPLE INC COM 03833100 597 5679 SH DEFINED 1 4907 772 BJ SVCS CO COM 055482103 981 98628 SH DEFINED 1,2 98628 BJ SVCS CO COM 055482103 11 1120 SH DEFINED 1 1120 BP PLC SPONSORED ADR 055622104 1,034 25783 SH DEFINED 1 25753 30 BANK OF AMERICA CORPORATION COM 060505104 13 1908 SH DEFINED 2 1908 BANK OF AMERICA CORPORATION COM 060505104 168 24584 SH DEFINED 1 22445 2139 BARRICK GOLD CORP COM 067901108 11 347 SH DEFINED 1 347 BE AEROSPACE INC COM 073302101 302 34780 SH DEFINED 1,2 34030 750 BE AEROSPACE INC COM 073302101 130 14970 SH DEFINED 2 14970 BE AEROSPACE INC COM 073302101 146 16882 SH DEFINED 1 14776 2106 BEST BUY INC COM 086516101 990 26075 SH DEFINED 1,2 26075 BEST BUY INC COM 086516101 58 1522 SH DEFINED 2 1522 BEST BUY INC COM 086516101 399 10507 SH DEFINED 1 9532 975 BOEING CO COM 097023105 230 6472 SH DEFINED 1 6336 136 BRINKS CO COM 109696104 492 18610 SH DEFINED 1,2 18370 240 BRINKS CO COM 109696104 132 4980 SH DEFINED 2 4980 BRINKS CO COM 109696104 366 13850 SH DEFINED 1 12150 1700 BRISTOL MYERS SQUIBB CO COM 110122108 254 11606 SH DEFINED 1 7958 3648 CVS CAREMARK CORPORATION COM 126650100 2,005 72950 SH DEFINED 1,2 72950 CVS CAREMARK CORPORATION COM 126650100 79 2880 SH DEFINED 2 2880 CVS CAREMARK CORPORATION COM 126650100 241 8765 SH DEFINED 1 5800 2965 CEPHALON INC COM 156708109 441 6470 SH DEFINED 1,2 6470 CEPHALON INC COM 156708109 85 1250 SH DEFINED 2 1250 CEPHALON INC COM 156708109 148 2166 SH DEFINED 1 2158 8 CHESAPEAKE ENERGY CORP COM 165167107 547 32060 SH DEFINED 1,2 31635 425 CHESAPEAKE ENERGY CORP COM 165167107 229 13435 SH DEFINED 2 13435 CHESAPEAKE ENERGY CORP COM 165167107 441 25857 SH DEFINED 1 23769 2088 CHEVRON CORP NEW COM 166764100 1,378 20496 SH DEFINED 1 19455 1041
CITIGROUP INC COM 172967101 7 2800 SH DEFINED 2 2800 CITIGROUP INC COM 172967101 106 41841 SH DEFINED 1 41212 629 COCA COLA CO COM 191216100 375 8535 SH DEFINED 1 8037 498 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 532 25580 SH DEFINED 1,2 25580 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 120 5770 SH DEFINED 2 5770 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 159 7646 SH DEFINED 1 5098 2548 COLGATE PALMOLIVE CO COM 194162103 1,155 19579 SH DEFINED 1,2 19579 COLGATE PALMOLIVE CO COM 194162103 451 7652 SH DEFINED 1 7549 103 DANAHER CORP DEL COM 235851102 82 1520 SH DEFINED 2 1520 DANAHER CORP DEL COM 235851102 413 7621 SH DEFINED 1 6075 1546 DEERE & CO COM 244199105 20 600 SH DEFINED 2 600 DEERE & CO COM 244199105 277 8439 SH DEFINED 1 8316 123 DISNEY WALT CO COM DISNEY 254687106 806 44359 SH DEFINED 1,2 44359 DISNEY WALT CO COM DISNEY 254687106 282 15554 SH DEFINED 1 14091 1463 DOW CHEM CO COM 260543103 90 10680 SH DEFINED 1 5858 4822 EDISON INTL COM 281020107 447 15510 SH DEFINED 1,2 15510 EDISON INTL COM 281020107 37 1300 SH DEFINED 2 1300 EDISON INTL COM 281020107 66 2298 SH DEFINED 1 2298 EXPRESS SCRIPTS INC COM 302182100 397 8590 SH DEFINED 1,2 8470 120 EXPRESS SCRIPTS INC COM 302182100 73 1590 SH DEFINED 2 1590 EXPRESS SCRIPTS INC COM 302182100 217 4698 SH DEFINED 1 3829 869 FLEXSTEEL INDS INC COM 339382103 7,279 1413307 SH DEFINED 1 1400722 12585 FORD MTR CO DEL COM PAR $0.01 345370860 83 31718 SH DEFINED 1 31718 FORTUNE BRANDS INC COM 349631101 2 100 SH DEFINED 2 100 FORTUNE BRANDS INC COM 349631101 236 9605 SH DEFINED 1 9605 GENERAL DYNAMICS CORP COM 369550108 1,261 30318 SH DEFINED 1,2 30318 GENERAL DYNAMICS CORP COM 369550108 160 3845 SH DEFINED 1 3495 350 GENERAL ELECTRIC CO COM 369604103 1,928 190697 SH DEFINED 1,2 190697 GENERAL ELECTRIC CO COM 369604103 1,667 164902 SH DEFINED 1 133453 31449 GENZYME CORP COM 372917104 51 860 SH DEFINED 1,2 730 130 GENZYME CORP COM 372917104 130 2190 SH DEFINED 2 2190 GENZYME CORP COM 372917104 494 8310 SH DEFINED 1 8310 GOLDCORP INC NEW COM 380956409 534 16020 SH DEFINED 1 16020 GRACO INC COM 384109104 209 12250 SH DEFINED 1 12250 HARRIS CORP DEL COM 413875105 381 13150 SH DEFINED 1,2 12990 160 HARRIS CORP DEL COM 413875105 82 2840 SH DEFINED 2 2840 HARRIS CORP DEL COM 413875105 138 4782 SH DEFINED 1 4771 11 HEWLETT PACKARD CO COM 428236103 1,242 38726 SH DEFINED 1,2 38726 HEWLETT PACKARD CO COM 428236103 323 10079 SH DEFINED 1 8186 1893 HOLOGIC INC COM 436440101 436 33318 SH DEFINED 1,2 32858 460 HOLOGIC INC COM 436440101 95 7228 SH DEFINED 2 7228 HOLOGIC INC COM 436440101 226 17242 SH DEFINED 1 13227 4015 HONEYWELL INTL INC COM 438516106 236 8472 SH DEFINED 1 8376 96 ITT CORP NEW COM 450911102 1,855 48222 SH DEFINED 1,2 48022 200 ITT CORP NEW COM 450911102 108 2795 SH DEFINED 2 2795 ITT CORP NEW COM 450911102 352 9141 SH DEFINED 1 9141 INTEL CORP COM 458140100 1,743 115975 SH DEFINED 1,2 115975 INTEL CORP COM 458140100 5 300 SH DEFINED 2 300 INTEL CORP COM 458140100 1,160 77188 SH DEFINED 1 74123 3065 INTERNATIONAL BUSINESS MACHS COM 459200101 2,451 25292 SH DEFINED 1,2 25222 70 INTERNATIONAL BUSINESS MACHS COM 459200101 32 330 SH DEFINED 2 330 INTERNATIONAL BUSINESS MACHS COM 459200101 2,060 21262 SH DEFINED 1 19446 1816 ISHARES TR BARCLYS 1-3 YR 464287457 272 3225 SH DEFINED 1 3225 JOHNSON & JOHNSON COM 478160104 1,901 36146 SH DEFINED 1,2 35996 150 JOHNSON & JOHNSON COM 478160104 72 1380 SH DEFINED 2 1380
JOHNSON & JOHNSON COM 478160104 1,331 25302 SH DEFINED 1 22712 2590 KOHLS CORP COM 500255104 1,254 29642 SH DEFINED 1,2 29642 KOHLS CORP COM 500255104 77 1831 SH DEFINED 1 1728 103 LORILLARD INC COM 544147101 478 7740 SH DEFINED 1,2 7740 LORILLARD INC COM 544147101 33 540 SH DEFINED 2 540 LORILLARD INC COM 544147101 20 316 SH DEFINED 1 248 68 MDU RES GROUP INC COM 552690109 522 32330 SH DEFINED 1,2 31960 370 MDU RES GROUP INC COM 552690109 139 8640 SH DEFINED 2 8640 MDU RES GROUP INC COM 552690109 369 22860 SH DEFINED 1 19760 3100 MEMC ELECTR MATLS INC COM 552715104 434 26325 SH DEFINED 1,2 25875 450 MEMC ELECTR MATLS INC COM 552715104 140 8475 SH DEFINED 2 8475 MEMC ELECTR MATLS INC COM 552715104 210 12730 SH DEFINED 1 11230 1500 MCDONALDS CORP COM 580135101 1,209 22162 SH DEFINED 1,2 22062 100 MCDONALDS CORP COM 580135101 26 470 SH DEFINED 2 470 MCDONALDS CORP COM 580135101 395 7245 SH DEFINED 1 6117 1128 MERCK & CO INC COM 589331107 267 9990 SH DEFINED 1 8648 1342 MICROSOFT CORP COM 594918104 1,580 86022 SH DEFINED 1,2 86022 MICROSOFT CORP COM 594918104 250 13615 SH DEFINED 1 12840 775 MIDDLEBY CORP COM 596278101 471 14525 SH DEFINED 1,2 14275 250 MIDDLEBY CORP COM 596278101 168 5180 SH DEFINED 2 5180 MIDDLEBY CORP COM 596278101 218 6716 SH DEFINED 1 6716 NEWMONT MINING CORP COM 651639106 501 11184 SH DEFINED 1 11092 92 NIKE INC CL B 654106103 885 18865 SH DEFINED 1,2 18865 NIKE INC CL B 654106103 116 2466 SH DEFINED 1 2452 14 NORTHWEST PIPE CO COM 667746101 367 12904 SH DEFINED 1,2 12694 210 NORTHWEST PIPE CO COM 667746101 91 3185 SH DEFINED 2 3185 NORTHWEST PIPE CO COM 667746101 127 4450 SH DEFINED 1 4450 NUCOR CORP COM 670346105 319 8360 SH DEFINED 1,2 8220 140 NUCOR CORP COM 670346105 77 2020 SH DEFINED 2 2020 NUCOR CORP COM 670346105 227 5940 SH DEFINED 1 4465 1475 PAN AMERICAN SILVER CORP COM 697900108 314 18000 SH DEFINED 1 18000 PEPSICO INC COM 713448108 2,252 43754 SH DEFINED 1,2 43754 PEPSICO INC COM 713448108 37 720 SH DEFINED 2 720 PEPSICO INC COM 713448108 1,226 23816 SH DEFINED 1 20793 3023 PFIZER INC COM 717081103 1,959 143846 SH DEFINED 1,2 143846 PFIZER INC COM 717081103 1 100 SH DEFINED 2 100 PFIZER INC COM 717081103 488 35803 SH DEFINED 1 26712 9091 PHILIP MORRIS INTL INC COM 718172109 1,675 47066 SH DEFINED 1,2 46856 210 PHILIP MORRIS INTL INC COM 718172109 68 1920 SH DEFINED 2 1920 PHILIP MORRIS INTL INC COM 718172109 635 17855 SH DEFINED 1 17606 249 PROCTER & GAMBLE CO COM 742718109 2,341 49710 SH DEFINED 1,2 49510 200 PROCTER & GAMBLE CO COM 742718109 102 2160 SH DEFINED 2 2160 PROCTER & GAMBLE CO COM 742718109 1,831 38890 SH DEFINED 1 31023 7867 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,416 48040 SH DEFINED 1,2 48040 PUBLIC SVC ENTERPRISE GROUP COM 744573106 25 852 SH DEFINED 1 852 ROPER INDS INC NEW COM 776696106 524 12350 SH DEFINED 1,2 12210 140 ROPER INDS INC NEW COM 776696106 100 2345 SH DEFINED 2 2345 ROPER INDS INC NEW COM 776696106 233 5485 SH DEFINED 1 3985 1500 ROYAL GOLD INC COM 780287108 221 4717 SH DEFINED 1 4691 26 SCHLUMBERGER LTD COM 806857108 925 22760 SH DEFINED 1,2 22760 SCHLUMBERGER LTD COM 806857108 431 10601 SH DEFINED 1 10385 216 STRYKER CORP COM 863667101 1,279 37571 SH DEFINED 1,2 37571 STRYKER CORP COM 863667101 44 1300 SH DEFINED 2 1300 STRYKER CORP COM 863667101 439 12889 SH DEFINED 1 12840 49 TEXAS INDS INC COM 882508104 773 46844 SH DEFINED 1,2 46844
TEXAS INDS INC COM 882508104 16 940 SH DEFINED 2 940 TEXAS INDS INC COM 882508104 150 9077 SH DEFINED 1 6291 2786 THERMO FISHER SCIENTIFIC INC COM 883556102 1,597 44785 SH DEFINED 1,2 44605 180 THERMO FISHER SCIENTIFIC INC COM 883556102 103 2900 SH DEFINED 2 2900 THERMO FISHER SCIENTIFIC INC COM 883556102 626 17553 SH DEFINED 1 15653 1900 TUPPERWARE BRANDS CORP COM 899896104 405 23820 SH DEFINED 1,2 23540 280 TUPPERWARE BRANDS CORP COM 899896104 84 4930 SH DEFINED 2 4930 TUPPERWARE BRANDS CORP COM 899896104 230 13523 SH DEFINED 1 13414 109 UGI CORP NEW COM 902681105 489 20700 SH DEFINED 1,2 20700 UGI CORP NEW COM 902681105 43 1820 SH DEFINED 2 1820 UGI CORP NEW COM 902681105 84 3540 SH DEFINED 1 3520 20 US BANKCORP DEL COM NEW 902973304 437 29922 SH DEFINED 1 28317 1605 URS CORP NEW COM 903236107 26 650 SH DEFINED 1,2 400 250 URS CORP NEW COM 903236107 55 1350 SH DEFINED 2 1350 URS CORP NEW COM 903236107 138 3422 SH DEFINED 1 3336 86 ULTRA PETROLEUM CORP COM 903914109 1,368 38123 SH DEFINED 1,2 37923 200 ULTRA PETROLEUM CORP COM 903914109 106 2950 SH DEFINED 2 2950 ULTRA PETROLEUM CORP COM 903914109 348 9700 SH DEFINED 1 9700 UNITED NAT FOODS INC COM 911163103 565 29770 SH DEFINED 1,2 29430 340 UNITED NAT FOODS INC COM 911163103 130 6860 SH DEFINED 2 6860 UNITED NAT FOODS INC COM 911163103 216 11370 SH DEFINED 1 11370 UNITED PARCEL SERVICE INC CL B 911312106 1,364 27710 SH DEFINED 1,2 27710 UNITED PARCEL SERVICE INC CL B 911312106 88 1791 SH DEFINED 1 1573 218 UNITED TECHNOLOGIES CORP COM 913017109 33 770 SH DEFINED 1,2 660 110 UNITED TECHNOLOGIES CORP COM 913017109 70 1640 SH DEFINED 2 1640 UNITED TECHNOLOGIES CORP COM 913017109 300 6969 SH DEFINED 1 6912 57 VCA ANTECH INC COM 918194101 14 625 SH DEFINED 2 625 VCA ANTECH INC COM 918194101 301 13360 SH DEFINED 1 10810 2550 WAL MART STORES INC COM 931142103 208 3987 SH DEFINED 1 3403 584 WALGREEN CO COM 931422109 3 100 SH DEFINED 2 100 WALGREEN CO COM 931422109 522 20100 SH DEFINED 1 19032 1068 WYETH COM 983024100 387 8989 SH DEFINED 1 8351 638 TARGET CORP COM 87612E106 941 27357 SH DEFINED 1,2 27357 TARGET CORP COM 87612E106 45 1318 SH DEFINED 1 1318 AT&T INC COM 00206R102 1,827 72488 SH DEFINED 1,2 72488 AT&T INC COM 00206R102 1 14 SH DEFINED 2 14 AT&T INC COM 00206R102 1,976 78405 SH DEFINED 1 72767 5638 ACTIVISION BLIZZARD INC COM 00507V109 537 51370 SH DEFINED 1,2 50670 700 ACTIVISION BLIZZARD INC COM 00507V109 141 13490 SH DEFINED 2 13490 ACTIVISION BLIZZARD INC COM 00507V109 424 40563 SH DEFINED 1 40474 89 ADOBE SYS INC COM 00724F101 21 1000 SH DEFINED 2 1000 ADOBE SYS INC COM 00724F101 186 8688 SH DEFINED 1 6634 2054 ALTRIA GROUP INC COM 02209S103 1,079 67351 SH DEFINED 1,2 67351 ALTRIA GROUP INC COM 02209S103 276 17211 SH DEFINED 1 16789 422 AMERICAN MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,257 46412 SH DEFINED 1,2 46112 300 AMERICAN MOVIL SAB DE CV SPON ADR L SHS 02364W105 39 1430 SH DEFINED 2 1430 AMERICAN MOVIL SAB DE CV SPON ADR L SHS 02364W105 214 7920 SH DEFINED 1 7920 ARRIS GROUP INC COM 04269Q100 455 61780 SH DEFINED 1,2 60530 1250 ARRIS GROUP INC COM 04269Q100 139 18900 SH DEFINED 2 18900 ARRIS GROUP INC COM 04269Q100 146 19870 SH DEFINED 1 19870 CANDENCE DESIGN SYSTEM INC NOTE 1.375% 12/1 127387AD0 29 40000 SH DEFINED 1 40000 CISCO SYS INC COM 17275R102 1,890 112690 SH DEFINED 1,2 112690 CISCO SYS INC COM 17275R102 2 100 SH DEFINED 2 100 CISCO SYS INC COM 17275R102 508 30271 SH DEFINED 1 26288 3983
COMCAST CORP NEW CL A 20030N101 811 59492 SH DEFINED 1,2 59492 COMCAST CORP NEW CL A 20030N101 1 43 SH DEFINED 2 43 COMCAST CORP NEW CL A 20030N101 218 15994 SH DEFINED 1 12932 3062 CONOCOPHILLIPS COM 20825C104 1,926 49171 SH DEFINED 1,2 48991 180 CONOCOPHILLIPS COM 20825C104 71 1825 SH DEFINED 2 1825 CONOCOPHILLIPS COM 20825C104 546 13941 SH DEFINED 1 13127 814 DOMINION RES INC VA NEW COM 25746U109 1,053 33985 SH DEFINED 1,2 33985 DOMINION RES INC VA NEW COM 25746U109 202 6510 SH DEFINED 1 6060 450 DUKE ENERGY CORP NEW COM 26441C105 1,206 84225 SH DEFINED 1,2 84225 DUKE ENERGY CORP NEW COM 26441C105 28 1930 SH DEFINED 2 1930 DUKE ENERGY CORP NEW COM 26441C105 335 23410 SH DEFINED 1 21279 2131 EXXON MOBIL CORP COM 30231G102 3,810 55946 SH DEFINED 1,2 55946 EXXON MOBIL CORP COM 30231G102 3,924 57618 SH DEFINED 1 50973 6645 GOLDMAN SACHS GROUP INC COM 38141G104 1,351 12745 SH DEFINED 1,2 12745 GOLDMAN SACHS GROUP INC COM 38141G104 290 2737 SH DEFINED 1 2518 219 HEARTLAND FINL USA INC COM 42234Q102 3,395 250771 SH DEFINED 1 159159 91612 HHGREGG INC COM 42833L108 329 23230 SH DEFINED 1,2 23230 HHGREGG INC COM 42833L108 70 4940 SH DEFINED 2 4940 JPMORGAN CHASE & CO COM 46625H100 554 20853 SH DEFINED 1 19183 1670 LABORATORY CORP AMER HLDGS COM NEW 50540R409 414 7080 SH DEFINED 1,2 7080 LABORATORY CORP AMER HLDGS COM NEW 50540R409 57 970 SH DEFINED 2 970 LABORATORY CORP AMER HLDGS COM NEW 50540R409 97 1655 SH DEFINED 1 300 1355 MCKESSON CORP COM 58155Q103 1,901 54241 SH DEFINED 1,2 54041 200 MCKESSON CORP COM 58155Q103 85 2430 SH DEFINED 2 2430 MCKESSON CORP COM 58155Q103 472 13470 SH DEFINED 1 12270 1200 MEDNAX INC COM 58502B106 28 950 SH DEFINED 1,2 950 MEDNAX INC COM 58502B106 149 5040 SH DEFINED 2 5040 MEDNAX INC COM 58502B106 223 7570 SH DEFINED 1 7535 35 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 18 20000 SH DEFINED 1 20000 MONSANTO CO NEW COM 61166W101 1,694 20388 SH DEFINED 1,2 20288 100 MONSANTO CO NEW COM 61166W101 124 1490 SH DEFINED 2 1490 MONSANTO CO NEW COM 61166W101 1,032 12422 SH DEFINED 1 12310 112 ORACLE CORP COM 68389X105 1,601 88603 SH DEFINED 1,2 88183 420 ORACLE CORP COM 68389X105 118 6530 SH DEFINED 2 6530 ORACLE CORP COM 68389X105 493 27268 SH DEFINED 1 23439 3829 PRAXAIR INC COM 74005P104 1,072 15931 SH DEFINED 1,2 15931 PRAXAIR INC COM 74005P104 47 700 SH DEFINED 2 700 PRAXAIR INC COM 74005P104 423 6284 SH DEFINED 1 5355 929 PROSHARES TR PSHS SHORT DOW30 74347R701 232 3051 SH DEFINED 1 3051 SPDR TR UNIT SER 1 78462F103 282 3545 SH DEFINED 1 3545 SPDR GOLD TRUST GOLD SHS 78463V107 941 10425 SH DEFINED 1 10425 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 1,111 57810 SH DEFINED 1,2 57810 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 102 5310 SH DEFINED 2 5310 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 19 1000 SH DEFINED 1 1000 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 702 35170 SH DEFINED 1,2 35170 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 59 2930 SH DEFINED 2 2930 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5,433 616707 SH DEFINED 1,2 611707 5000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 164 18600 SH DEFINED 2 18600
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 728 82620 SH DEFINED 1 82620 3M CO COM 88579Y101 1,173 23587 SH DEFINED 1,2 23587 3M CO COM 88579Y101 278 5587 SH DEFINED 1 5253 334 VALERO ENERGY CORP NEW COM 91913Y100 849 47423 SH DEFINED 1,2 47423 VALERO ENERGY CORP NEW COM 91913Y100 79 4418 SH DEFINED 1 4336 82 VARIAN MED SYS INC COM 92220P105 941 30900 SH DEFINED 1,2 30900 VARIAN MED SYS INC COM 92220P105 4 126 SH DEFINED 1 113 13 VERIZON COMMUNICATIONS INC COM 92343V104 625 20695 SH DEFINED 1 19810 885 XTO ENERGY INC COM 98385X106 30 970 SH DEFINED 1,2 720 250 XTO ENERGY INC COM 98385X106 53 1720 SH DEFINED 2 1720 XTO ENERGY INC COM 98385X106 478 15624 SH DEFINED 1 13685 1939 BUNGE LIMITED COM G16962105 228 4018 SH DEFINED 1 3934 84 HERBALIFE LTD COM USD SHS G4412G101 562 37490 SH DEFINED 1,2 37020 470 HERBALIFE LTD COM USD SHS G4412G101 121 8070 SH DEFINED 2 8070 HERBALIFE LTD COM USD SHS G4412G101 311 20790 SH DEFINED 1 20790 INGERSOLL-RAND COMPANY LTD CL A G4776G101 726 52603 SH DEFINED 1,2 52603 INGERSOLL-RAND COMPANY LTD CL A G4776G101 80 5808 SH DEFINED 1 5808 XL CAP LTD CL A G98255105 86 15750 SH DEFINED 1,2 15750 XL CAP LTD CL A G98255105 14 2530 SH DEFINED 2 2530 XL CAP LTD CL A G98255105 9 1709 SH DEFINED 1 968 741 CORE LABORATORIES N V COM N22717107 473 6460 SH DEFINED 1,2 6360 100 CORE LABORATORIES N V COM N22717107 147 2010 SH DEFINED 2 2010 CORE LABORATORIES N V COM N22717107 307 4190 SH DEFINED 1 3590 600
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