-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MKRVOFCVUED8PAL5rlZNZttpyzVGFIR4AXcMzPQGhbcbmmQiUdqxJUADPx1Z+lRg oAgoxadBZCY4pj4fOZvQbw== 0000950123-11-012423.txt : 20110211 0000950123-11-012423.hdr.sgml : 20110211 20110211103203 ACCESSION NUMBER: 0000950123-11-012423 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AT Bancorp CENTRAL INDEX KEY: 0001506294 IRS NUMBER: 421249281 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14048 FILM NUMBER: 11595578 BUSINESS ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 BUSINESS PHONE: 563-589-0863 MAIL ADDRESS: STREET 1: 895 MAIN STREET CITY: DUBUQUE STATE: IA ZIP: 52004-0938 13F-HR 1 c62930be13fvhr.txt FORM 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: AT Bancorp Address: 895 Main Street Dubuque, IA 52004-0938 Form 13F File Number: 28-14048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Marshall Title: Secretary and Treasurer Phone: 563-582-1841 Signature, Place and Date of Signing: /s/ John Marshall Dubuque, IA 2/11/2011 - ------------------------------------- ------------- --------- (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT: (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $223,340 (thousands) List of Other Included Managers: Please provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ----------------------------- 1 28-14049 American Trust & Savings Bank
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- ---------------- ---------- -------- -------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----- ABBOTT LABS COM 002824100 1,856 42563 SH DEFINED 1 42563 ACTIVISION INC NEW COM NEW 004930202 532 46772 SH DEFINED 1 46772 ALLIANT ENERGY CORP COM 018802108 377 10977 SH DEFINED 1 10977 ALLSTATE CORP COM 020002101 3,816 69723 SH DEFINED 1 69723 AMERICAN INTL GROUP INC COM 026874107 300 5088 SH DEFINED 1 5088 AMERICAN STD COS INC DEL COM 029712106 220 5075 SH DEFINED 1 5075 AMGEN INC COM 031162100 167 2553 SH DEFINED 1 2553 AMPHENOL CORP NEW CL A 032095101 2,053 73360 SH DEFINED 1 68860 4500 AON CORP COM 037389103 687 19722 SH DEFINED 1 19722 APACHE CORP COM 037411105 544 7973 SH DEFINED 1 4973 3000 BP PLC SPONSORED ADR 055622104 2,848 40917 SH DEFINED 1 39859 1058 BANK OF AMERICA CORPORATION COM 060505104 290 6031 SH DEFINED 1 6031 BEAR STEARNS COS INC COM 073902108 5,060 36125 SH DEFINED 1 36125 BELLSOUTH CORP COM 079860102 1,448 40008 SH DEFINED 1 38298 1710 BEST BUY INC COM 086516101 4,877 88938 SH DEFINED 1 85188 3750 BOEING CO COM 097023105 500 6110 SH DEFINED 1 6063 47 BOSTON SCIENTIFIC CORP COM 101137107 1,595 94725 SH DEFINED 1 94725 BRISTOL MYERS SQUIBB CO COM 110122108 436 16870 SH DEFINED 1 13430 3440 BROADCOM CORP CL A 111320107 3,075 101388 SH DEFINED 1 100988 400 EXXON MOBIL CORP COM 30231G102 8,310 135460 SH DEFINED 1 130148 5312 CVS CORP COM 126650100 2,768 90150 SH DEFINED 1 90150 CHESAPEAKE ENERGY CORP COM 165167107 1,367 45175 SH DEFINED 1 35925 9250 CHEVRON CORP NEW COM 166764100 1,672 26947 SH DEFINED 1 26485 462 CITIGROUP INC COM 172967101 6,740 139696 SH DEFINED 1 134567 5129 COCA COLA CO COM 191216100 339 7884 SH DEFINED 1 7884 COLGATE PALMOLIVE CO COM 194162103 440 7344 SH DEFINED 1 7344 CYNOSURE INC CL A 232577205 143 10000 SH DEFINED 1 10000 DISNEY WALT CO COM DISNEY 254687106 318 10736 SH DEFINED 1 10236 500 DOW CHEM CO COM 260543103 492 12602 SH DEFINED 1 8000 4602 E TRADE FINANCIAL CORP COM 269246104 1,143 50075 SH DEFINED 1 41575 8500 ELECTRONIC ARTS INC COM 285512109 360 8355 SH DEFINED 1 4555 3800 FLEXSTEEL INDS INC COM 339382103 18,747 1442096 SH DEFINED 1 1429411 12685 FORTUNE BRANDS INC COM 349631101 4,709 66309 SH DEFINED 1 66009 300 FRANKLIN RES INC COM 354613101 736 8725 SH DEFINED 1 8725 GALLAHER GROUP PLC SPONSORED ADR 363595109 548 8760 SH DEFINED 1 8760 GENERAL ELECTRIC CO COM 369604103 11,269 341892 SH DEFINED 1 313092 28800 GENZYME CORP COM 372917104 1,097 17965 SH DEFINED 1 14465 3500 GRACO INC COM 384109104 5,501 119647 SH DEFINED 1 118747 900 GUITAR CTR MGMT INC COM 402040109 419 9425 SH DEFINED 1 9425 HARRAHS ENTMT INC COM 413619107 3,916 55020 SH DEFINED 1 55020 HEWLETT PACKARD CO COM 428236103 213 6730 SH DEFINED 1 6730 HILLENBRAND INDS INC COM 431573104 252 5200 SH DEFINED 1 5200 HOME DEPOT INC COM 437076102 265 7415 SH DEFINED 1 7415 HONEYWELL INTL INC COM 438516106 357 8847 SH DEFINED 1 8847 INTEL CORP COM 458140100 3,970 208939 SH DEFINED 1 207099 1840 INTERNATIONAL BUSINESS MACHS COM 459200101 1,487 19354 SH DEFINED 1 17614 1740 JOHNSON & JOHNSON COM 478160104 1,213 20246 SH DEFINED 1 20246
KELLOGG CO COM 487836108 220 4535 SH DEFINED 1 4535 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 241 5250 SH DEFINED 1 5250 KOHLS CORP COM 500255104 1,608 27205 SH DEFINED 1 27205 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 289 9280 SH DEFINED 1 9280 KORN FERRY INTL COM NEW 500643200 351 17900 SH DEFINED 1 17900 LAUDER ESTEE COS INC CL A 518439104 116 3000 SH DEFINED 1 3000 LILLY ELI & CO COM 532457108 186 3370 SH DEFINED 1 3370 MARSHALL & ILSLEY CORP COM 571834100 875 19128 SH DEFINED 1 19128 MASCO CORP COM 574599106 3,410 115055 SH DEFINED 1 108605 6450 MCDONALDS CORP COM 580135101 192 5712 SH DEFINED 1 5712 MCGRAW HILL COS INC COM 580645109 3,974 79110 SH DEFINED 1 75110 4000 MEDTRONIC INC COM 585055106 360 7667 SH DEFINED 1 6601 1066 MERCK & CO INC COM 589331107 172 4722 SH DEFINED 1 4122 600 MERRILL LYNCH & CO INC COM 590188108 140 2007 SH DEFINED 1 2007 MICROSOFT CORP COM 594918104 1,698 72883 SH DEFINED 1 72883 MIDCAP SPDR TR UNIT SER 1 595635103 724 5200 SH DEFINED 1 5200 MOTOROLA INC COM 620076109 2,764 137165 SH DEFINED 1 136165 1000 PACTIV CORP COM 695257105 3,308 133675 SH DEFINED 1 133675 PENN VA RESOURCES PARTNERS L COM 707884102 250 9300 SH DEFINED 1 9300 PEPSICO INC COM 713448108 2,773 46193 SH DEFINED 1 41443 4750 PFIZER INC COM 717081103 2,803 119433 SH DEFINED 1 109263 10170 PHELPS DODGE CORP COM 717265102 201 2450 SH DEFINED 1 2450 PROCTER & GAMBLE CO COM 742718109 5,059 90996 SH DEFINED 1 84846 6150 PRUDENTIAL FINL INC COM 744320102 651 8381 SH DEFINED 1 4631 3750 QUALCOMM INC COM 747525103 351 8765 SH DEFINED 1 4315 4450 RARE HOSPITALITY INTL INC COM 753820109 387 13450 SH DEFINED 1 12950 500 ROPER INDS INC NEW COM 776696106 463 9900 SH DEFINED 1 9900 SCHLUMBERGER LTD COM 806857108 2,681 41182 SH DEFINED 1 40946 236 SCOTTS MIRACLE GRO CO CL A 810186106 658 18095 SH DEFINED 1 17795 300 SPRINT NEXTEL CORP COM FON 852061100 3,485 174348 SH DEFINED 1 166427 7921 STERICYCLE INC COM 858912108 208 6400 SH DEFINED 1 6400 STRYKER CORP COM 863667101 4,796 113895 SH DEFINED 1 109395 4500 TEXAS INSTRS INC COM 882508104 3,190 105320 SH DEFINED 1 102420 2900 US BANCORP DEL COM NEW 902973304 1,927 62388 SH DEFINED 1 62388 URS CORP NEW COM 903236107 267 15425 SH DEFINED 1 15425 ULTRA PETROLEUM CORP COM 903914109 4,657 78570 SH DEFINED 1 78570 UNITED TECHNOLOGIES CORP COM 913017109 411 6481 SH DEFINED 1 6481 UNITEDHEALTH GROUP INC COM 913249102 3,916 87472 SH DEFINED 1 87472 VCA ANTECH INC COM 918194101 5,443 170480 SH DEFINED 1 163730 6750 VORNADO RLTY TR SH BEN INT 929042109 220 2350 SH DEFINED 1 2350 WACHOVIA CORPORATION COM 929903102 4,149 76723 SH DEFINED 1 76178 545 WAL MART STORES INC COM 931142103 126 2616 SH DEFINED 1 2482 134 WALGREEN CO COM 931422109 1,001 22330 SH DEFINED 1 20862 1468 WELLS FARGO & CO NEW COM 949746101 291 8190 SH DEFINED 1 5440 2750 WYETH COM 983024100 844 19000 SH DEFINED 1 18734 266 ZIONS BANCORPORATION COM 989701107 358 4590 SH DEFINED 1 4590 EMBARQ CORP COM 29078E105 358 8725 SH DEFINED 1 8329 396 AT&T INC COM 00206R102 1,880 67423 SH DEFINED 1 66741 682 ADOBE SYS INC COM 00724F101 203 6700 SH DEFINED 1 6700 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 364 11450 SH DEFINED 1 11450 AMERICA MOVIL S A DE C V SPON ADR A SHS 02364W204 239 7500 SH DEFINED 1 7500 AMERISTAR CASINOS INC COM 03070Q101 442 22750 SH DEFINED 1 22750 CISCO SYS INC COM 17285R102 2,603 133261 SH DEFINED 1 133261 CONOCOPHILLIPS COM 20825C104 4,380 66833 SH DEFINED 1 66133 700
CONSTELLATION BRANDS INC CL A 21036P108 644 25740 SH DEFINED 1 24990 750 DUKE ENERGY CORP NEW COM 26441C105 225 13152 SH DEFINED 1 13152 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 335 6005 SH DEFINED 1 6005 GOLDMAN SACHS GROUP INC COM 38141G104 3,230 21470 SH DEFINED 1 20145 1325 HEARTLAND FINL USA INC COM 42234Q102 7,066 265139 SH DEFINED 1 173027 92112 INVITROGEN CORP COM 46185R100 1,151 17425 SH DEFINED 1 14075 3350 JP MORGAN CHASE & CO COM 46625H100 590 14037 SH DEFINED 1 13413 624 KINDER MORGAN INC KANS COM 49455P101 297 2970 SH DEFINED 1 2970 MONSANTO CO NEW COM 61166W101 1,866 44324 SH DEFINED 1 44324 PRAXAIR INC COM 74005P104 3,700 68525 SH DEFINED 1 64025 4500 SPDR TR UNIT SER 1 78462F103 1,088 8554 SH DEFINED 1 8554 3M CO COM 88579Y101 647 8009 SH DEFINED 1 5875 2134 VODAFONE GROUP PLC NEW SPONSORED A 92857W100 262 12279 SH DEFINED 1 12279 WELLPOINT INC COM 94973V107 869 11939 SH DEFINED 1 8939 3000 XTO ENERGY INC COM 98385X106 1,237 34919 SH DEFINED 1 28519 6400 BUNGE LIMITED COM G16962105 1,061 21105 SH DEFINED 1 17355 3750 GARMIN LTD ORD G37260109 733 6950 SH DEFINED 1 6600 350 INGERSOLL-RAND COMPANY LTD CL A G4776G101 5,455 127520 SH DEFINED 1 123020 4500 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 329 14835 SH DEFINED 1 10835 4000 NABORS INDUSTRIES LTD SHS G6359F103 420 12440 SH DEFINED 1 12440
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