0001506073-20-000001.txt : 20200507
0001506073-20-000001.hdr.sgml : 20200507
20200507123753
ACCESSION NUMBER: 0001506073-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
EFFECTIVENESS DATE: 20200507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wellington Shields & Co., LLC
CENTRAL INDEX KEY: 0001506073
IRS NUMBER: 263489406
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14518
FILM NUMBER: 20855425
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-320-3000
MAIL ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001506073
XXXXXXXX
03-31-2020
03-31-2020
Wellington Shields & Co., LLC
140 BROADWAY
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-14518
N
Steve Portas
CCO
212-732-6800
Steve Portas
New York
NY
05-07-2020
0
159
181347
false
INFORMATION TABLE
2
wsc1st20.xml
3M CO
COM
88579Y101
823
6027
SH
SOLE
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0
6027
ABB LIMITED SPONS ADR
COM
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808
46840
SH
SOLE
0
0
46840
ABBOTT LABORATORIES
COM
002824100
1861
23582
SH
SOLE
0
0
23582
ABBVIE INC.
COM
00287Y109
1931
25351
SH
SOLE
0
0
25351
AES CORP
COM
00130H105
4485
329786
SH
SOLE
0
0
329786
AFLAC INC.
COM
001055102
303
8856
SH
SOLE
0
0
8856
AGNICO EAGLE MINES LTD
COM
008474108
362
9100
SH
SOLE
0
0
9100
ALBEMARLE CORP
COM
012653101
355
6300
SH
SOLE
0
0
6300
ALERIAN MLP ETF
COM
00162Q866
50
14497
SH
SOLE
0
0
14497
ALLERGAN PLC
COM
G0177J108
796
4497
SH
SOLE
0
0
4497
ALPHABET INC (A)
COM
02079K305
948
816
SH
SOLE
0
0
816
ALPHABET INC-CL C
COM
02079K107
1097
943
SH
SOLE
0
0
943
ALTRIA GROUP INC
COM
02209S103
714
18454
SH
SOLE
0
0
18454
AMAZON.COM INC
COM
023135106
1831
939
SH
SOLE
0
0
939
AMERICAN EXPRESS CO
COM
025816109
854
9975
SH
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0
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9975
AMERICAN WTR WKS
COM
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239
2000
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SOLE
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2000
AMGEN
COM
031162100
886
4372
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SOLE
0
0
4372
APOLLO GLOBAL MANAGEMENT INC
COM
03768E105
224
6675
SH
SOLE
0
0
6675
APPLE INC
COM
037833100
5366
21102
SH
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0
21102
AQUA METALS, INC
COM
03837J101
14
32060
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SOLE
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0
32060
ARMADA HOFFLER PROPERTIES INC
COM
04208T108
107
10000
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SOLE
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10000
AT&T INC
COM
00206R102
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111232
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SOLE
0
0
111232
B&G FOODS INC
COM
05508R106
360
19900
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19900
BAXTER INTERNATIONAL INC
COM
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499
6150
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0
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6150
BECTON DICKINSON
COM
075887109
373
1623
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1623
BERKSHIRE HATHAWAY INC. CLASS
COM
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709
3878
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0
0
3878
BIOLASE INC
COM
090911207
4
10000
SH
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0
0
10000
BLACKROCK INC
COM
09247X101
230
523
SH
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0
0
523
BLACKSTONE GROUP INC.
COM
09260D107
1476
32382
SH
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0
0
32382
BLACKSTONE MORTGAGE TRUST INC
COM
09257W100
493
26470
SH
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0
26470
BOEING CO
COM
097023105
639
4283
SH
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0
0
4283
BP PLC SPONS ADR
COM
055622104
508
20838
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0
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20838
BRISTOL-MYERS SQUIBB CO
COM
110122108
2854
51200
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0
0
51200
BROADCOM LIMITED
COM
11135F101
237
1000
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0
0
1000
CALIFORNIA WATER SEFICE GROUP
COM
130788102
252
5000
SH
SOLE
0
0
5000
CAPITAL SENIOR LIVING CORP
COM
140475104
6
10000
SH
SOLE
0
0
10000
CASI PHARMACEUTICALS INC
COM
14757U109
2684
1315609
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0
0
1315609
CATERPILLAR
COM
149123101
801
6900
SH
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6900
CENTURYLINK INC
COM
156700106
127
13475
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0
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CHEVRON CORPORATION
COM
166764100
925
12764
SH
SOLE
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CIGNA CORP
COM
125523100
1137
6415
SH
SOLE
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CISCO SYSTEMS
COM
17275R102
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32798
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CITIGROUP INC
COM
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708
16810
SH
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CITIZENS FINANCIAL GROUP INC
COM
174610105
640
34000
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CLOROX CO
COM
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250
1443
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COASTAL CAR OIL & MINERALS
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COCA COLA
COM
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COMCAST CORP
COM
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36036
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COMPASS DIVERSIFIED HOLDINGS
COM
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11570
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SOLE
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CONNECTONE BANCORP INC
COM
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28410
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CONOCOPHILLIPS
COM
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CONSOLIDATED EDISON
COM
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CORNING INC
COM
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CSX CORP
COM
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11200
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CVS HEALTH CORPORATION
COM
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D T E ENERGY CO
COM
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DIAGEO
COM
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DIAMOND EAGLE ACQUISISTION COR
COM
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DOW INC
COM
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DUKE ENERGY CORP
COM
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465
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DUPONT DE NEMOURS
COM
26614N102
491
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14408
EASTMAN CHEM CO
COM
277432100
272
5850
SH
SOLE
0
0
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ENBRIDGE INC
COM
29250N105
843
28989
SH
SOLE
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EQUIFAX INC
COM
294429105
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EXXON MOBIL CORP
COM
30231G102
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43411
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FACEBOOK INC
COM
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FIDELITY NATIONAL INFORMATION
COM
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FIRST HORIZON NATIONAL CORP
COM
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FIRST SOLAR INC COM
COM
336433107
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FIRST TRUST LOW DURATION STRAT
COM
33740F870
219
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FLOWERS FOODS INC
COM
343498101
440
21464
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FORD MOTOR COMPANY NEW
COM
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FREEPORT MCMORAN INC
COM
35671D857
323
47830
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SOLE
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47830
GENERAL ELECTRIC CO
COM
369604103
650
81841
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SOLE
0
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GENERAL MILLS INC
COM
370334104
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GENERAL MOTORS CO
COM
37045V100
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GEO GROUP INC
COM
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GILEAD SCIENCES INC.
COM
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GLAXO SMITHKLINE PLC SPONS ADR
COM
37733W105
445
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11733
GOLDMAN SACHS
COM
38141G104
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H P INC
COM
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HAIN CELESTIAL GROUP
COM
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HEWLETT PACKARD ENTERPRIS
COM
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HOME DEPOT INC
COM
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HOME SOLUTIONS HEALTH INC
COM
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HONEYWELL INTERNATIONAL
COM
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ILLINOIS TOOL WORKS
COM
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ILLUMINA INC
COM
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INTEL CORP
COM
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INTERNATIONAL BUSINESS MACHINE
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INTERNATIONAL PAPER
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INVESCO S&P 500 EQUAL WEIGHT E
COM
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ISHARES TIPS BOND ETF
COM
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ISLET SCIENCES
COM
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JOHNSON & JOHNSON
COM
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JP MORGAN CHASE & CO
COM
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KIMBERLY CLARK CORP
COM
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KINDER MORGAN INC
COM
49456B101
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L3HARRIS TECHNOLOGIES INC
COM
502431109
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LILLY ELI & CO
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LOCKHEED MARTIN
COM
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MCDONALDS CORP
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MERCK & CO
COM
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MICROSOFT CORPORATION
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MOSAIC CORP
COM
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MOTOROLA SOLUTIONS INC
COM
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COM
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COM
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ONEOK INC
COM
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PARSONS CORP
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PEOPLE'S UNITED FINANCIAL INC
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PEPSICO INC
COM
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PERSONALIS, INC
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PFIZER INC
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PRECIGEN INC
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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STERIS CORP
COM
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COM
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THE TRAVELERS COMPANIES INC
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COM
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TIFFANY & CO
COM
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COM
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TRINITY INDS INC.
COM
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COM
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COM
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COM
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VISA INC
COM
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COM
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COM
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COM
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COM
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WEYERHAEUSER CO
COM
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WPX ENERGY INC
COM
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YUM BRANDS
COM
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COM
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