0001506073-19-000004.txt : 20191105
0001506073-19-000004.hdr.sgml : 20191105
20191105131900
ACCESSION NUMBER: 0001506073-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
EFFECTIVENESS DATE: 20191105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wellington Shields & Co., LLC
CENTRAL INDEX KEY: 0001506073
IRS NUMBER: 263489406
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14518
FILM NUMBER: 191192592
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-320-3000
MAIL ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001506073
XXXXXXXX
09-30-2019
09-30-2019
Wellington Shields & Co., LLC
140 BROADWAY
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-14518
N
Steve Portas
CCO
212-732-6800
Steve Portas
New York
NY
11-05-2019
0
176
206299
false
INFORMATION TABLE
2
3rdQ19wsc.xml
ACCENTURE LTD
COM
G1151C101
442
2300
SH
SOLE
2300
0
0
ACTIVISION BLIZZARD INC.
COM
00507V109
291
5500
SH
SOLE
5000
0
500
AIR LEASE CORP
COM
00912X302
209
5000
SH
SOLE
5000
0
0
ALIBABA GROUP HOLDING LTD
COM
01609W102
1562
9340
SH
SOLE
3500
0
5840
ALPHABET INC (A)
COM
02079K305
644
527
SH
SOLE
500
0
27
ALPHABET INC-CL C
COM
02079K107
969
795
SH
SOLE
92
0
703
AMAZON.COM INC
COM
023135106
1731
997
SH
SOLE
500
0
497
AMN HEALTHCARE SERVICES INC
COM
001744101
432
7500
SH
SOLE
7500
0
0
APOLLO GLOBAL MANAGEMENT INC
COM
03768E105
719
19000
SH
SOLE
19000
0
0
APPLE INC
COM
037833100
1581
7059
SH
SOLE
0
0
7059
AT&T INC
COM
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31353
SH
SOLE
0
0
31353
BANK OF AMERICA CORP
COM
060505104
656
22500
SH
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0
0
22500
BAXTER INTERNATIONAL INC
COM
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5850
SH
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0
0
5850
BECTON DICKINSON
COM
075887109
929
3673
SH
SOLE
3300
0
373
BLACKROCK INC
COM
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891
2000
SH
SOLE
2000
0
0
BLACKSTONE GROUP INC.
COM
09260D107
1416
28990
SH
SOLE
19900
0
9090
BP PLC SPONS ADR
COM
055622104
277
7300
SH
SOLE
0
0
7300
BRYN MAWR BANK CORP
COM
117665109
365
10000
SH
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10000
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0
CANOPY GROWTH CORPORATION
COM
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9500
SH
SOLE
9500
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0
CBS CORP
COM
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11735
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CELANESE CORP
COM
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1650
CHART INDUSTRIES INC
COM
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6500
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6500
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0
CHENIERE ENERGY INC
COM
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13000
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CINTAS CORP
COM
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3000
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CISCO SYSTEMS
COM
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6500
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0
0
6500
COMCAST CORP
COM
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0
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COVANTA HOLDING CORPORATION
COM
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425
24600
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0
24600
CRACKER BARREL OLD COUNTRY STO
COM
22410J106
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2500
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2500
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0
CVS HEALTH CORPORATION
COM
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31650
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12000
0
19650
EDWARDS LIFESCIENCES CORP.
COM
28176E108
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3800
SH
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3800
0
0
ELECTRONIC ARTS INC
COM
285512109
264
2700
SH
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2700
0
0
ENCOMPASS HEALTH CORPORATION
COM
29261A100
443
7000
SH
SOLE
7000
0
0
EXLSERVICE HOLDINGS, INC.
COM
302081104
435
6500
SH
SOLE
6500
0
0
EXXON MOBIL CORP
COM
30231G102
505
7150
SH
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0
0
7150
FACEBOOK INC
COM
30303M102
418
2350
SH
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0
0
2350
FIDELITY NATIONAL INFORMATION
COM
31620M106
505
3807
SH
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3807
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0
FNF GROUP
COM
31620R303
844
19000
SH
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19000
0
0
FORTUNE BRANDS HOME & SECURITY
COM
34964C106
793
14500
SH
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14500
0
0
GENERAL ELECTRIC CO
COM
369604103
159
17816
SH
SOLE
0
0
17816
GOLUB CAPITAL BDC INC
COM
38173M102
284
15100
SH
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0
0
15100
GRAY TELEVISION INC. CL B
COM
389375106
310
19000
SH
SOLE
19000
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0
H&E EQUIPMENT SERVICES INC
COM
404030108
260
9000
SH
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9000
0
0
ILLINOIS TOOL WORKS
COM
452308109
250
1600
SH
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0
0
1600
INVESCO S&P SML CP HEALTH CARE
COM
46138E149
465
4100
SH
SOLE
4100
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
692
32500
SH
SOLE
32500
0
0
ISHARES S&P SMALL CAP 600 INDE
COM
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18200
SH
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18200
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0
JETBLUE AIRWAYS CORP
COM
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29465
SH
SOLE
0
0
29465
JOHNSON & JOHNSON
COM
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216
1668
SH
SOLE
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1668
JP MORGAN CHASE & CO
COM
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10075
SH
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2075
KEMET CORPORATION
COM
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273
15000
SH
SOLE
15000
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KINDER MORGAN INC
COM
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49000
SH
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49000
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KNOWLES CORP
COM
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SH
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L3HARRIS TECHNOLOGIES INC
COM
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LGI HOMES INC
COM
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5000
SH
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LOWES COMPANIES
COM
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6500
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6500
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MASTERCARD INC
COM
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3750
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MCGRATH RENTCORP
COM
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8000
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MERCK & CO
COM
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MERCURY SYSTEMS INC
COM
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6000
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MERIT MEDICAL SYSTEMS, INC.
COM
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8000
SH
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8000
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MGM RESORTS INTERNATIONAL
COM
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348
12550
SH
SOLE
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12550
MICROSOFT CORPORATION
COM
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SH
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NESTLE SA SPON ADR REPSTG REG
COM
641069406
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2400
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2400
OSI SYSTEMS INC
COM
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SH
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PFIZER INC
COM
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PILGRIMS PRIDE CORP
COM
72147K108
487
15200
SH
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15200
PIMCO ENHANCED S-T ETF
COM
72201R833
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47500
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0
PROCTER & GAMBLE COMPANY
COM
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SH
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PROJECT GROUP INC
COM
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15000
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15000
RAYTHEON CO
COM
755111507
1241
6323
SH
SOLE
2750
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3573
RPM INTERNATIONAL INC.
COM
749685103
583
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SH
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0
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8475
SALESFORCE.COM
COM
79466L302
816
5500
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SCOTTS MIRACLE-GRO
COM
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407
4000
SH
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4000
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SERVICENOW INC
COM
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SH
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2000
0
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SHOPIFY INC
COM
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SH
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2000
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STEPAN CO.
COM
858586100
437
4500
SH
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4500
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TAKE-TWO INTERACTIVE
COM
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SH
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TARGET CORP
COM
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SH
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THERMO FISHER SCIENTIFIC
COM
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SH
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TPI COMPOSITES, INC.
COM
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TWITTER INC
COM
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UNION PACIFIC
COM
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VANECK VECTORS JUNIOR GOLD MIN
COM
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VERIZON COMMUNICATIONS INC
COM
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WAL-MART STORES
COM
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SH
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WALT DISNEY CO/THE
COM
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WD 40 CO.
COM
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2825
WEYERHAEUSER CO
COM
962166104
776
28000
SH
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WHEATON PRECIOUS METALS CORP
COM
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WILLIAMS CO
COM
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YETI HOLDINGS INC
COM
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SH
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