0001506073-18-000003.txt : 20180828
0001506073-18-000003.hdr.sgml : 20180828
20180828094313
ACCESSION NUMBER: 0001506073-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180828
DATE AS OF CHANGE: 20180828
EFFECTIVENESS DATE: 20180828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wellington Shields & Co., LLC
CENTRAL INDEX KEY: 0001506073
IRS NUMBER: 263489406
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14518
FILM NUMBER: 181040418
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-320-3000
MAIL ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001506073
XXXXXXXX
03-31-2018
03-31-2018
true
1
RESTATEMENT
Wellington Shields & Co., LLC
140 BROADWAY
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-14518
N
Steve Portas
CCO
212-732-6800
Steve Portas
New York
NY
08-28-2018
0
146
185354
false
INFORMATION TABLE
2
1stqtr18.xml
3M CO
COM
88579Y101
1200
5465
SH
SOLE
0
0
5465
ABB LIMITED SPONS ADR
COM
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268
11300
SH
SOLE
0
0
11300
ABBOTT LABORATORIES
COM
002824100
1379
23020
SH
SOLE
0
0
23020
ABBVIE INC.
COM
00287Y109
1893
20000
SH
SOLE
0
0
20000
ACTIVISION BLIZZARD INC.
COM
00507V109
304
4500
SH
SOLE
0
0
4500
AEROVIRONMENT
COM
008073108
1638
36000
SH
SOLE
0
0
36000
AES CORP
COM
00130H105
4156
365500
SH
SOLE
0
0
365500
AFLAC INC.
COM
001055102
405
9256
SH
SOLE
0
0
9256
ALERIAN MLP ETF
COM
00162Q866
453
48327
SH
SOLE
0
0
48327
ALPHABET INC (A)
COM
02079K305
898
866
SH
SOLE
0
0
866
ALPHABET INC-CL C
COM
02079K107
459
445
SH
SOLE
0
0
445
ALTRIA GROUP INC
COM
02209S103
2366
37972
SH
SOLE
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0
37972
AMAZON.COM INC
COM
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543
375
SH
SOLE
0
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375
AMERICAN AIRLINES GROUP INC
COM
02376R102
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12000
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SOLE
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12000
AMERICAN EXPRESS CO
COM
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7300
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7300
ANNALY CAPITAL MANAGEMENT
COM
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11000
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APPLE INC
COM
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AQUAVENTURE HOLDINGS LTD
COM
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ARMADA HOFFLER PROPERTIES INC
COM
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AT&T INC
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BARRICK GOLD CORP
COM
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BAXTER INTERNATIONAL INC
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COM
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BELMOND LTD
COM
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BERKSHIRE HATHAWAY INC. CLASS
COM
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BLACKSTONE MORTGAGE TRUST INC
COM
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BOEING CO
COM
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BP PLC SPONS ADR
COM
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BRISTOL-MYERS SQUIBB CO
COM
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BROADCOM LIMITED
COM
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CALIFORNIA WATER SEFICE GROUP
COM
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10000
CAPITAL SENIOR LIVING CORP
COM
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CASI PHARMACEUTICALS INC
COM
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625118
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625118
CATERPILLAR
COM
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6100
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CBRE GROUP INC CL A
COM
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4500
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CHEVRON CORPORATION
COM
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CHICAGO BRIDGE & IRON
COM
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CISCO SYSTEMS
COM
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CITIGROUP INC
COM
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9100
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CLOROX CO
COM
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COCA COLA
COM
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8325
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COMCAST CORP
COM
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COMPASS DIVERSIFIED HOLDINGS
COM
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CONAGRA BRANDS INC
COM
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CONNECTICUT WATER SVC INC
COM
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CONOCOPHILLIPS
COM
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CONTROL4 CORPORATION
COM
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CORNING INC
COM
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CSX CORP
COM
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CVS HEALTH CORPORATION
COM
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D T E ENERGY CO
COM
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DIAGEO
COM
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DOWDUPONT INC.
COM
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DUKE ENERGY CORP
COM
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EASTMAN CHEM CO
COM
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EQUIFAX INC
COM
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EXPRESS SCRIPTS HOLDING CO
COM
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EXXON MOBIL CORP
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FACEBOOK INC
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FEDEX CORP
COM
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FIDELITY NATIONAL INFORMATION
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FIRST SOLAR INC COM
COM
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FLOWERS FOODS INC
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FLUOR CORP NEW
COM
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FORD MOTOR COMPANY NEW
COM
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FREEPORT MCMORAN INC
COM
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GENERAL ELECTRIC CO
COM
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GENERAL MOTORS CO
COM
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GEO GROUP INC
COM
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GLAXO SMITHKLINE PLC SPONS ADR
COM
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GREIF INC CL B
COM
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GRUBHUB INC
COM
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H P INC
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INTEL CORP
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COM
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LEUCADIA NATIONAL CORP
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LILLY ELI & CO
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LOCKHEED MARTIN
COM
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M&T BANK CORP
COM
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MCDONALDS CORP
COM
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MERCK & CO
COM
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MICROSOFT CORPORATION
COM
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MONDELEZ INTERNATIONAL
COM
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NEW RESIDENTIAL INVESTMENT COR
COM
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NEXTERA ENERGY INC
COM
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NVIDIA
COM
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ONEOK INC
COM
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PEOPLE'S UNITED FINANCIAL INC
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PEPSICO INC
COM
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COM
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COM
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SEI INVESTMENTS COMPANY
COM
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SENSIENT TECHNOLOGIES CORP
COM
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COM
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COM
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COM
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COM
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COM
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UNION PACIFIC
COM
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COM
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COM
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COM
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COM
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VERIZON COMMUNICATIONS INC
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COM
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COM
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COM
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COM
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XEROX
COM
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YUM BRANDS
COM
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ZOETIS INC
COM
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