0001506073-11-000002.txt : 20110810 0001506073-11-000002.hdr.sgml : 20110810 20110810131704 ACCESSION NUMBER: 0001506073-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellington Shields & Co., LLC CENTRAL INDEX KEY: 0001506073 IRS NUMBER: 263489406 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14518 FILM NUMBER: 111023686 BUSINESS ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-320-3000 MAIL ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 inftable.txt WSC 13F 06.30.11 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 275 2900 SH SOLE 2900 300 ABBOTT LABS COM 002824100 831 15800 SH SOLE 15800 7200 ACACIA RESEARCH COM 003881307 1468 40000 SH SOLE 40000 AFLAC INC. COM 001055102 283 6056 SH SOLE 6056 6056 ALTRIA GROUP INC. COM 02209S103 719 27225 SH SOLE 17025 15600 AMERICAN EXPRESS COM 025816109 450 8700 SH SOLE 8700 AMERICAN SUPERCONDUCTOR COM 030111108 494 54620 SH SOLE 54620 640 AT&T INC. COM 00206R102 2604 82912 SH SOLE 58753 69812 B2GOLD CORP COM 11777Q209 285 85500 SH SOLE 85500 85500 BAXTER INT'L COM 071813109 839 14054 SH SOLE 14054 14054 BHP BILLITON LTD COM Q1498M100 584 12330 SH SOLE 12330 BOEING CO COM 097023105 277 3750 SH SOLE 3750 3300 BP COM G12793108 76 10480 SH SOLE 10480 BP PLC ADR COM 055622104 696 15720 SH SOLE 11362 13720 BRISTOL MYERS SQUIBB COM 110122108 1658 57265 SH SOLE 48565 49800 CATERPILLAR COM 149123101 405 3800 SH SOLE 3700 500 CHEVRON CORP. COM 166764100 579 5633 SH SOLE 4783 3254 CHICAGO BRIDGE & IRON COM 167250109 842 21650 SH SOLE 20150 9500 CISCO SYSTEMS COM 17275R102 391 25030 SH SOLE 9030 24430 CLOROX CO COM 189054109 246 3650 SH SOLE 3650 200 COCA COLA COM 191216100 431 6400 SH SOLE 6050 5600 COMPASS DIVERSIFIED HOLDINGS COM 20451Q104 544 33000 SH SOLE 33000 CONAGRA COM 205887102 240 9302 SH SOLE 9302 9302 CUMMINS INC COM 231021106 238 2300 SH SOLE 2300 2300 DIAGEO COM G42089113 314 15375 SH SOLE 15375 DISNEY, WALT COM 254687106 626 16036 SH SOLE 16036 3216 DU PONT (EI) DE NEMOURS COM 263534109 441 8150 SH SOLE 2150 8150 DUKE ENERGY CORP COM 26441C105 217 11500 SH SOLE 11500 EASTMAN CHEMICAL COM 277432100 204 2000 SH SOLE 2000 ENTREMED INC NEW COM 29382F202 1044 461819 SH SOLE 461774 45 EQUIFAX COM 294429105 858 24700 SH SOLE 24700 EXPRESS SCRIPTS - A COM 302182100 1907 35320 SH SOLE 32720 4330 EXXON MOBIL CORP COM 30231G102 2841 34909 SH SOLE 23548 23723 F X ENERGY COM 302695101 9364 1066564 SH SOLE 1065564 1000 FIDELITY NATIONAL INFORMATION COM 31620M106 684 22200 SH SOLE 22200 FLOWERS FOODS INC. COM 343498101 3852 174804SH SOLE 174804 FLUOR CORP COM 343412102 559 8650 SH SOLE 7900 1250 FOCUS METALS INC COM 34415N107 16 15000 SH SOLE 15000 15000 FORD MOTOR COM 345370860 181 13135 SH SOLE 13135 12135 GENERAL ELECTRIC COM 369604103 1321 70046 SH SOLE 45301 41596 GOLD CANYON RESOURCES COM 38055d105 142 50000 SH SOLE 50000 50000 GOODRICH B.F. CO. COM 382388106 2575 26965 SH SOLE 26965 26965 GREAT BASIN GOLD LTD COM 390124105 182 87000 SH SOLE 87000 87000 GREIF INC CL B COM 397624206 229 3800 SH SOLE 3800 3800 HEWLETT PACKARD COM 428236103 1369 37600 SH SOLE 37600 37600 HOME SOLUTIONS HEALTH INC COM 43735N104 0 50000 SH SOLE 50000 50000 HONEYWELL INTERNATIONAL COM 438516106 1490 24998 SH SOLE 24998 150 ILLUMINA INC. COM 452327109 14821 197215 SH SOLE 197215 1252 IMPERIAL SUGAR CO COM 453096208 640 32004 SH SOLE 32004 4004 INT'L BUS MACHINES COM 459200101 3412 19889 SH SOLE 15271 6409 ISHARES SILVER TRUST COM 46428Q109 338 10000 SH SOLE 10000 10000 ISORAY INC COM 46489v104 13 13500 SH SOLE 13500 JOHNSON & JOHNSON COM 478160104 393 5901 SH SOLE 4875 3701 JOHNSON CONTROLS INC. COM 478366107 708 17000 SH SOLE 17000 JP MORGAN CHASE COM 46625H100 723 17661 SH SOLE 14361 12648 KRAFT FOODS INC. A COM 50075N104 443 12566 SH SOLE 5508 8718 LIDCO GROUP COM G5478T101 595 2481170 SH SOLE 2481170 2481170 MARKET VECTORS GOLD MINERS ETF COM 57060U100 933 17100 SH SOLE 17100 2100 MAUDORE MINERALS LTD COM 577279102 64 11700 SH SOLE 11700 MERCK & CO COM 58933y105 365 10330 SH SOLE 10330 1000 MICROSOFT COM 594918104 1111 42745 SH SOLE 20745 42495 MOTOROLA SOLUTIONS INC COM 620076307 221 4792 SH SOLE 4792 4792 NEW YORK COM BANCORP COM 649445103 412 27500 SH SOLE 27500 27500 NICOR INC COM 654086107 219 4000 SH SOLE 4000 4000 PARKER DRILLING COM 701081101 78 13250 SH SOLE 13250 13250 PEPSICO COM 713448108 725 10290 SH SOLE 6290 8590 PFIZER COM 717081103 602 29200 SH SOLE 10450 28450 PHILIP MORRIS INTERNATIONAL IN COM 718172109 1256 18815 SH SOLE 8615 13040 PLC SYSTEMS INC COM 69341D104 1 10500 SH SOLE 10500 10500 PLUM CREEK TIMBER COM 729251108 533 13150 SH SOLE 3150 10450 PNC FINANCIAL CORP COM 693475105 807 13546 SH SOLE 13546 13546 PROCTER & GAMBLE COM 742718109 664 10447 SH SOLE 2472 7975 PRUDENTIAL COM G72899100 517 45160 SH SOLE 45160 RANGE RESOURCES CORP. COM 75281A109 499 9000 SH SOLE 9000 ROWAN COMPANIES COM 779382100 310 8000 SH SOLE 8000 8000 SCHLUMBERGER LTD COM 806857108 283 3275 SH SOLE 3175 600 SEASPAN CORP COM Y75638109 152 10400 SH SOLE 10400 10400 SIRIUS XM RADIO INC COM 82967n108 147 67085 SH SOLE 67085 60085 SOUTHERN COMPANY COM 842587107 250 6200 SH SOLE 6200 200 SPECTRANETICS COM 84760C107 4807 772804 SH SOLE 772804 SYNOVUS FINL CORP COM 87161C105 22 10600 SH SOLE 10600 10600 TALISMAN ENERGY INC COM 87425E103 3520 171800 SH SOLE 171800 THORATEC LABS CORP COM 885175307 362 11040 SH SOLE 11040 11040 TIFFANY & CO COM 886547108 251 3200 SH SOLE 3200 TOOTSIE ROLL COM 890516107 237 8108 SH SOLE 8108 5312 TRANSOCEAN LTD. COM h8817h100 531 8230 SH SOLE 7930 300 TRINITY INDS INC. COM 896522109 551 15800 SH SOLE 12100 15100 TVA GROUP INC CL B COM 256 19800 SH SOLE 19800 19800 UNION PACIFIC COM 907818108 841 8060 SH SOLE 8060 560 UNIVERSAL ELECTRONICS COM 913483103 8665 343019 SH SOLE 343019 URANIUM ENERGY COM 916896103 995 325200 SH SOLE 325200 323200 VERIZON COMM COM 92343V104 1081 29032 SH SOLE 15090 26232 W.P. CAREY & CO LLC COM 92930Y107 583 14400 SH SOLE 5600 14000 WASTE MGT. COM 94106L109 460 12333 SH SOLE 12333 12333 WEYERHAEUSER COM 962166104 436 19950 SH SOLE 19250 5950 XEROX COM 984121103 295 28366 SH SOLE 28366 28366 ZIMMER HOLDINGS COM 98956P102 234 3700 SH SOLE 1400 2300