0001506073-11-000002.txt : 20110810
0001506073-11-000002.hdr.sgml : 20110810
20110810131704
ACCESSION NUMBER: 0001506073-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110810
DATE AS OF CHANGE: 20110810
EFFECTIVENESS DATE: 20110810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wellington Shields & Co., LLC
CENTRAL INDEX KEY: 0001506073
IRS NUMBER: 263489406
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14518
FILM NUMBER: 111023686
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-320-3000
MAIL ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
inftable.txt
WSC 13F 06.30.11
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M COMPANY COM 88579Y101 275 2900 SH SOLE 2900 300
ABBOTT LABS COM 002824100 831 15800 SH SOLE 15800 7200
ACACIA RESEARCH COM 003881307 1468 40000 SH SOLE 40000
AFLAC INC. COM 001055102 283 6056 SH SOLE 6056 6056
ALTRIA GROUP INC. COM 02209S103 719 27225 SH SOLE 17025 15600
AMERICAN EXPRESS COM 025816109 450 8700 SH SOLE 8700
AMERICAN SUPERCONDUCTOR COM 030111108 494 54620 SH SOLE 54620 640
AT&T INC. COM 00206R102 2604 82912 SH SOLE 58753 69812
B2GOLD CORP COM 11777Q209 285 85500 SH SOLE 85500 85500
BAXTER INT'L COM 071813109 839 14054 SH SOLE 14054 14054
BHP BILLITON LTD COM Q1498M100 584 12330 SH SOLE 12330
BOEING CO COM 097023105 277 3750 SH SOLE 3750 3300
BP COM G12793108 76 10480 SH SOLE 10480
BP PLC ADR COM 055622104 696 15720 SH SOLE 11362 13720
BRISTOL MYERS SQUIBB COM 110122108 1658 57265 SH SOLE 48565 49800
CATERPILLAR COM 149123101 405 3800 SH SOLE 3700 500
CHEVRON CORP. COM 166764100 579 5633 SH SOLE 4783 3254
CHICAGO BRIDGE & IRON COM 167250109 842 21650 SH SOLE 20150 9500
CISCO SYSTEMS COM 17275R102 391 25030 SH SOLE 9030 24430
CLOROX CO COM 189054109 246 3650 SH SOLE 3650 200
COCA COLA COM 191216100 431 6400 SH SOLE 6050 5600
COMPASS DIVERSIFIED HOLDINGS COM 20451Q104 544 33000 SH SOLE 33000
CONAGRA COM 205887102 240 9302 SH SOLE 9302 9302
CUMMINS INC COM 231021106 238 2300 SH SOLE 2300 2300
DIAGEO COM G42089113 314 15375 SH SOLE 15375
DISNEY, WALT COM 254687106 626 16036 SH SOLE 16036 3216
DU PONT (EI) DE NEMOURS COM 263534109 441 8150 SH SOLE 2150 8150
DUKE ENERGY CORP COM 26441C105 217 11500 SH SOLE 11500
EASTMAN CHEMICAL COM 277432100 204 2000 SH SOLE 2000
ENTREMED INC NEW COM 29382F202 1044 461819 SH SOLE 461774 45
EQUIFAX COM 294429105 858 24700 SH SOLE 24700
EXPRESS SCRIPTS - A COM 302182100 1907 35320 SH SOLE 32720 4330
EXXON MOBIL CORP COM 30231G102 2841 34909 SH SOLE 23548 23723
F X ENERGY COM 302695101 9364 1066564 SH SOLE 1065564 1000
FIDELITY NATIONAL INFORMATION COM 31620M106 684 22200 SH SOLE 22200
FLOWERS FOODS INC. COM 343498101 3852 174804SH SOLE 174804
FLUOR CORP COM 343412102 559 8650 SH SOLE 7900 1250
FOCUS METALS INC COM 34415N107 16 15000 SH SOLE 15000 15000
FORD MOTOR COM 345370860 181 13135 SH SOLE 13135 12135
GENERAL ELECTRIC COM 369604103 1321 70046 SH SOLE 45301 41596
GOLD CANYON RESOURCES COM 38055d105 142 50000 SH SOLE 50000 50000
GOODRICH B.F. CO. COM 382388106 2575 26965 SH SOLE 26965 26965
GREAT BASIN GOLD LTD COM 390124105 182 87000 SH SOLE 87000 87000
GREIF INC CL B COM 397624206 229 3800 SH SOLE 3800 3800
HEWLETT PACKARD COM 428236103 1369 37600 SH SOLE 37600 37600
HOME SOLUTIONS HEALTH INC COM 43735N104 0 50000 SH SOLE 50000 50000
HONEYWELL INTERNATIONAL COM 438516106 1490 24998 SH SOLE 24998 150
ILLUMINA INC. COM 452327109 14821 197215 SH SOLE 197215 1252
IMPERIAL SUGAR CO COM 453096208 640 32004 SH SOLE 32004 4004
INT'L BUS MACHINES COM 459200101 3412 19889 SH SOLE 15271 6409
ISHARES SILVER TRUST COM 46428Q109 338 10000 SH SOLE 10000 10000
ISORAY INC COM 46489v104 13 13500 SH SOLE 13500
JOHNSON & JOHNSON COM 478160104 393 5901 SH SOLE 4875 3701
JOHNSON CONTROLS INC. COM 478366107 708 17000 SH SOLE 17000
JP MORGAN CHASE COM 46625H100 723 17661 SH SOLE 14361 12648
KRAFT FOODS INC. A COM 50075N104 443 12566 SH SOLE 5508 8718
LIDCO GROUP COM G5478T101 595 2481170 SH SOLE 2481170 2481170
MARKET VECTORS GOLD MINERS ETF COM 57060U100 933 17100 SH SOLE 17100 2100
MAUDORE MINERALS LTD COM 577279102 64 11700 SH SOLE 11700
MERCK & CO COM 58933y105 365 10330 SH SOLE 10330 1000
MICROSOFT COM 594918104 1111 42745 SH SOLE 20745 42495
MOTOROLA SOLUTIONS INC COM 620076307 221 4792 SH SOLE 4792 4792
NEW YORK COM BANCORP COM 649445103 412 27500 SH SOLE 27500 27500
NICOR INC COM 654086107 219 4000 SH SOLE 4000 4000
PARKER DRILLING COM 701081101 78 13250 SH SOLE 13250 13250
PEPSICO COM 713448108 725 10290 SH SOLE 6290 8590
PFIZER COM 717081103 602 29200 SH SOLE 10450 28450
PHILIP MORRIS INTERNATIONAL IN COM 718172109 1256 18815 SH SOLE 8615 13040
PLC SYSTEMS INC COM 69341D104 1 10500 SH SOLE 10500 10500
PLUM CREEK TIMBER COM 729251108 533 13150 SH SOLE 3150 10450
PNC FINANCIAL CORP COM 693475105 807 13546 SH SOLE 13546 13546
PROCTER & GAMBLE COM 742718109 664 10447 SH SOLE 2472 7975
PRUDENTIAL COM G72899100 517 45160 SH SOLE 45160
RANGE RESOURCES CORP. COM 75281A109 499 9000 SH SOLE 9000
ROWAN COMPANIES COM 779382100 310 8000 SH SOLE 8000 8000
SCHLUMBERGER LTD COM 806857108 283 3275 SH SOLE 3175 600
SEASPAN CORP COM Y75638109 152 10400 SH SOLE 10400 10400
SIRIUS XM RADIO INC COM 82967n108 147 67085 SH SOLE 67085 60085
SOUTHERN COMPANY COM 842587107 250 6200 SH SOLE 6200 200
SPECTRANETICS COM 84760C107 4807 772804 SH SOLE 772804
SYNOVUS FINL CORP COM 87161C105 22 10600 SH SOLE 10600 10600
TALISMAN ENERGY INC COM 87425E103 3520 171800 SH SOLE 171800
THORATEC LABS CORP COM 885175307 362 11040 SH SOLE 11040 11040
TIFFANY & CO COM 886547108 251 3200 SH SOLE 3200
TOOTSIE ROLL COM 890516107 237 8108 SH SOLE 8108 5312
TRANSOCEAN LTD. COM h8817h100 531 8230 SH SOLE 7930 300
TRINITY INDS INC. COM 896522109 551 15800 SH SOLE 12100 15100
TVA GROUP INC CL B COM 256 19800 SH SOLE 19800 19800
UNION PACIFIC COM 907818108 841 8060 SH SOLE 8060 560
UNIVERSAL ELECTRONICS COM 913483103 8665 343019 SH SOLE 343019
URANIUM ENERGY COM 916896103 995 325200 SH SOLE 325200 323200
VERIZON COMM COM 92343V104 1081 29032 SH SOLE 15090 26232
W.P. CAREY & CO LLC COM 92930Y107 583 14400 SH SOLE 5600 14000
WASTE MGT. COM 94106L109 460 12333 SH SOLE 12333 12333
WEYERHAEUSER COM 962166104 436 19950 SH SOLE 19250 5950
XEROX COM 984121103 295 28366 SH SOLE 28366 28366
ZIMMER HOLDINGS COM 98956P102 234 3700 SH SOLE 1400 2300