0000825293-20-000001.txt : 20200211
0000825293-20-000001.hdr.sgml : 20200211
20200211135133
ACCESSION NUMBER: 0000825293-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
EFFECTIVENESS DATE: 20200211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wellington Shields & Co., LLC
CENTRAL INDEX KEY: 0001506073
IRS NUMBER: 263489406
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14518
FILM NUMBER: 20595715
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-320-3000
MAIL ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001506073
XXXXXXXX
12-31-2019
12-31-2019
Wellington Shields & Co., LLC
140 BROADWAY
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-14518
N
Steve Portas
CCO
212-732-6800
Steve Portas
New York
NY
02-11-2020
0
178
225633
false
INFORMATION TABLE
2
wsc4th2019.xml
3M CO
COM
88579Y101
1061
6015
SH
SOLE
0
0
6015
ABB LIMITED SPONS ADR
COM
000375204
1162
48240
SH
SOLE
0
0
48240
ABBOTT LABORATORIES
COM
002824100
2028
23350
SH
SOLE
0
0
23350
ABBVIE INC.
COM
00287Y109
2237
25265
SH
SOLE
0
0
25265
AES CORP
COM
00130H105
6766
339986
SH
SOLE
0
0
339986
AFLAC INC.
COM
001055102
468
8856
SH
SOLE
0
0
8856
ALBEMARLE CORP
COM
012653101
409
5600
SH
SOLE
0
0
5600
ALERIAN MLP ETF
COM
00162Q866
123
14497
SH
SOLE
0
0
14497
ALLERGAN PLC
COM
G0177J108
898
4697
SH
SOLE
0
0
4697
ALPHABET INC (A)
COM
02079K305
825
616
SH
SOLE
0
0
616
ALPHABET INC-CL C
COM
02079K107
1054
788
SH
SOLE
0
0
788
ALTRIA GROUP INC
COM
02209S103
846
16954
SH
SOLE
0
0
16954
AMAZON.COM INC
COM
023135106
1417
767
SH
SOLE
0
0
767
AMERICAN ELECTRIC POWER INC
COM
025537101
207
2194
SH
SOLE
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2194
AMERICAN EXPRESS CO
COM
025816109
1214
9750
SH
SOLE
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9750
AMERICAN WTR WKS
COM
030420103
246
2000
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SOLE
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2000
AMGEN
COM
031162100
1053
4370
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SOLE
0
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4370
APOLLO GLOBAL MANAGEMENT INC
COM
03768E105
299
6275
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6275
APPLE INC
COM
037833100
5582
19007
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19007
APPLIED MATERIALS
COM
038222105
214
3500
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3500
AQUA METALS, INC
COM
03837J101
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32060
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32060
ARCOSA INC
COM
039653100
207
4657
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SOLE
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0
4657
ARMADA HOFFLER PROPERTIES INC
COM
04208T108
183
10000
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SOLE
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0
10000
AT&T INC
COM
00206R102
4201
107494
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SOLE
0
0
107494
B&G FOODS INC
COM
05508R106
342
19100
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0
19100
BAXTER INTERNATIONAL INC
COM
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514
6150
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0
6150
BECTON DICKINSON
COM
075887109
488
1793
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1793
BERKSHIRE HATHAWAY INC. CLASS
COM
084670702
786
3471
SH
SOLE
0
0
3471
BIOLASE INC
COM
090911207
6
10000
SH
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0
0
10000
BLACKSTONE GROUP INC.
COM
09260D107
1801
32189
SH
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0
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32189
BLACKSTONE MORTGAGE TRUST INC
COM
09257W100
1029
27633
SH
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0
27633
BOEING CO
COM
097023105
1223
3755
SH
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0
0
3755
BP PLC SPONS ADR
COM
055622104
747
19788
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0
0
19788
BRISTOL-MYERS SQUIBB CO
COM
110122108
3326
51810
SH
SOLE
0
0
51810
BROADCOM LIMITED
COM
11135F101
316
1000
SH
SOLE
0
0
1000
CALIFORNIA WATER SEFICE GROUP
COM
130788102
258
5000
SH
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0
0
5000
CAPITAL SENIOR LIVING CORP
COM
140475104
31
10000
SH
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0
0
10000
CASI PHARMACEUTICALS INC
COM
14757U109
3947
1277322
SH
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0
0
1277322
CATERPILLAR
COM
149123101
960
6500
SH
SOLE
0
0
6500
CBRE GROUP INC CL A
COM
12504L109
245
4000
SH
SOLE
0
0
4000
CERNER CORP
COM
156782104
228
3100
SH
SOLE
0
0
3100
CHEVRON CORPORATION
COM
166764100
1630
13526
SH
SOLE
0
0
13526
CIGNA CORP
COM
125523100
1618
7914
SH
SOLE
0
0
7914
CISCO SYSTEMS
COM
17275R102
1739
36264
SH
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36264
CITIGROUP INC
COM
172967424
1335
16710
SH
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0
16710
CITIZENS FINANCIAL GROUP INC
COM
174610105
1186
29200
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0
29200
CLOROX CO
COM
189054109
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1443
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COASTAL CAR OIL & MINERALS
COM
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32150
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COCA COLA
COM
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19925
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COMCAST CORP
COM
20030N101
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36036
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SOLE
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36036
COMPASS DIVERSIFIED HOLDINGS
COM
20451Q104
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11570
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SOLE
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11570
CONAGRA BRANDS INC
COM
205887102
215
6265
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6265
CONOCOPHILLIPS
COM
20825C104
800
12300
SH
SOLE
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0
12300
CONSOLIDATED EDISON
COM
209115104
210
2326
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CORNING INC
COM
219350105
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23210
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23210
CORTEVA
COM
22052L104
314
10636
SH
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CSX CORP
COM
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CVS HEALTH CORPORATION
COM
126650100
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47575
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D T E ENERGY CO
COM
233331107
464
3569
SH
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3569
DIAGEO
COM
G42089113
643
15375
SH
SOLE
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15375
DOMINION RES INC VA NEW
COM
25746U109
221
2668
SH
SOLE
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2668
DOW INC
COM
260557103
1255
22936
SH
SOLE
0
0
22936
DUKE ENERGY CORP
COM
26441C204
524
5747
SH
SOLE
0
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5747
DUPONT DE NEMOURS
COM
26614N102
817
12722
SH
SOLE
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12722
EASTMAN CHEM CO
COM
277432100
467
5895
SH
SOLE
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ENBRIDGE INC
COM
29250N105
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30148
SH
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ENCANA CORP
COM
292505104
232
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49374
EQUIFAX INC
COM
294429105
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11349
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0
11349
EXXON MOBIL CORP
COM
30231G102
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41871
SH
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FACEBOOK INC
COM
30303M102
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FIDELITY NATIONAL INFORMATION
COM
31620M106
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12597
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FIRST SOLAR INC COM
COM
336433107
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39175
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39175
FIRST TRUST VALUE LINE DIV FUN
COM
33734H106
273
7580
SH
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7580
FLOWERS FOODS INC
COM
343498101
444
20441
SH
SOLE
0
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20441
FORD MOTOR COMPANY NEW
COM
345370860
116
12450
SH
SOLE
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12450
FREEPORT MCMORAN INC
COM
35671D857
619
47200
SH
SOLE
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47200
GENERAL ELECTRIC CO
COM
369604103
875
78375
SH
SOLE
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78375
GENERAL MILLS INC
COM
370334104
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14839
SH
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GENERAL MOTORS CO
COM
37045V100
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GEO GROUP INC
COM
36162J106
316
19050
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19050
GILEAD SCIENCES INC.
COM
375558103
809
12450
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GLAXO SMITHKLINE PLC SPONS ADR
COM
37733W105
551
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GOLDMAN SACHS
COM
38141G104
310
1350
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H P INC
COM
40434L105
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12200
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HAIN CELESTIAL GROUP
COM
405217100
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132966
HEWLETT PACKARD ENTERPRIS
COM
42824C109
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HOME DEPOT INC
COM
437076102
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HOME SOLUTIONS HEALTH INC
COM
43735N101
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HONEYWELL INTERNATIONAL
COM
438516106
3577
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0
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ILLINOIS TOOL WORKS
COM
452308109
431
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SOLE
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2400
ILLUMINA INC
COM
452327109
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70064
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SOLE
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INTEL CORP
COM
458140100
2278
38068
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SOLE
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INTERNATIONAL BUSINESS MACHINE
COM
459200101
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INTERNATIONAL PAPER
COM
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INTREXON CORP
COM
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25600
INVESCO S&P 500 EQUAL WEIGHT E
COM
46137V357
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ISHARES TIPS BOND ETF
COM
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ISLET SCIENCES
COM
46467R109
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JOHNSON & JOHNSON
COM
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JP MORGAN CHASE & CO
COM
46625H100
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KIMBERLY CLARK CORP
COM
494368103
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KINDER MORGAN INC
COM
49456B101
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L3HARRIS TECHNOLOGIES INC
COM
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LAZARD LTD
COM
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LILLY ELI & CO
COM
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LOCKHEED MARTIN
COM
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M&T BANK CORP
COM
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MCDONALDS CORP
COM
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MERCK & CO
COM
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METLIFE INC
COM
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MICROSOFT CORPORATION
COM
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MITEK SYSTEMS INC
COM
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MONDELEZ INTERNATIONAL
COM
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MOSAIC CORP
COM
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MOTOROLA SOLUTIONS INC
COM
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NEWMONT MINING
COM
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NEXTERA ENERGY INC
COM
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NORFOLK SOUTHERN
COM
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COM
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NVIDIA
COM
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OCCIDENTAL PETROLEUM
COM
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ONEOK INC
COM
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PALO ALTO NETWORKS INC
COM
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PARSONS CORP
COM
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PEOPLE'S UNITED FINANCIAL INC
COM
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PEPSICO INC
COM
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PERSONALIS, INC
COM
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PFIZER INC
COM
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COM
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COM
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PIONEER NATURAL RESOURCES
COM
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PNC FINANCIAL CORP
COM
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PROCTER & GAMBLE COMPANY
COM
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10949
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QORVO INC
COM
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2400
QUALCOMM INC
COM
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9400
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9400
ROCKWELL AUTOMATION INC
COM
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SOLE
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1000
ROYAL DUTCH SHELL PLC CL A
COM
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9915
SH
SOLE
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9915
S&P GLOBAL INC
COM
78409V104
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8900
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8900
SCHLUMBERGER LTD
COM
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12700
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SCOTTS MIRACLE-GRO
COM
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SECTOR SPDR FINANCIAL
COM
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SEI INVESTMENTS COMPANY
COM
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SHOPIFY INC
COM
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4700
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SOLE
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4700
SIMON PROPERTY GROUP INC REIT
COM
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1670
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SOLE
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SOUTHERN CO
COM
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18355
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SOLE
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SPDR S&P BIOTECH
COM
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3900
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3900
SPROTT INC
COM
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STERIS CORP
COM
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SOLE
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1550
STRATASYS LTD
COM
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58500
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SOLE
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58500
SYSCO CORP
COM
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SOLE
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4000
TE CONNECTIVITY LTD
COM
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THE TRAVELERS COMPANIES INC
COM
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THOMASVILLE BANCSHARES INC
COM
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10094
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TIFFANY & CO
COM
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3485
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SOLE
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3485
TRANSOCEAN LTD
COM
H8817H100
388
56423
SH
SOLE
0
0
56423
TRINITY INDS INC.
COM
896522109
377
17000
SH
SOLE
0
0
17000
TVA GROUP INC CL B
COM
872948203
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19800
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SOLE
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19800
TWITTER INC
COM
90184L102
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11200
SH
SOLE
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11200
UNIFI INC
COM
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33000
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SOLE
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33000
UNION PACIFIC
COM
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18020
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18020
UNITED PARCEL SERVICE
COM
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UNITED TECH.
COM
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5416
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UNIVERSAL ELECTRONICS
COM
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38942
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SOLE
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38942
VALERO ENERGY
COM
91913Y100
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2606
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SOLE
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2606
VERIZON COMMUNICATIONS INC
COM
92343V104
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52923
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SOLE
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52923
VISA INC
COM
92826C839
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7269
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SOLE
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7269
VORNADO REALTY TRUST
COM
929042109
246
3700
SH
SOLE
0
0
3700
W.P. CAREY INC.
COM
92936U109
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21265
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SOLE
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21265
WAL-MART STORES
COM
931142103
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8732
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SOLE
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WALT DISNEY CO/THE
COM
254687106
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SOLE
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25013
WASTE MGT.
COM
94106L109
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11933
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SOLE
0
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11933
WELLS FARGO & COMPANY
COM
949746101
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7997
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SOLE
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7997
WEST PHARMACEUTICALS SVCS INC
COM
955306105
301
2000
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SOLE
0
0
2000
WESTERN DIGITAL CORP
COM
958102105
730
11500
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SOLE
0
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11500
WEYERHAEUSER CO
COM
962166104
1305
43212
SH
SOLE
0
0
43212
XEROX HOLDINGS CORP
COM
98421M106
260
7059
SH
SOLE
0
0
7059
YUM BRANDS
COM
988498101
370
3670
SH
SOLE
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3670
ZOETIS INC
COM
98978V103
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2527
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