0001506071-17-000003.txt : 20170725 0001506071-17-000003.hdr.sgml : 20170725 20170725101959 ACCESSION NUMBER: 0001506071-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 EFFECTIVENESS DATE: 20170725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellington Shields Capital Management, LLC CENTRAL INDEX KEY: 0001506071 IRS NUMBER: 263489334 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14047 FILM NUMBER: 17979538 BUSINESS ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-320-3000 MAIL ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001506071 XXXXXXXX 06-30-2017 06-30-2017 Wellington Shields Capital Management, LLC

140 BROADWAY NEW YORK NY 10005

13F HOLDINGS REPORT 028-14047 N Steve Portas 212-732-6800 Steve Portas New York NY 07-25-2017 0 326 612900 false INFORMATION TABLE 2 2ndqtr17.xml 3M CO COM 88579Y101 3215 15445 SH SOLE 0 0 15445 ABB LIMITED SPONS ADR COM 000375204 2106 84575 SH SOLE 0 0 84575 ABBOTT LABORATORIES COM 002824100 1581 32518 SH SOLE 0 0 32518 ABBVIE INC. COM 00287Y109 3498 48246 SH SOLE 0 0 48246 ACCENTURE LTD COM G1151C101 2096 16950 SH SOLE 0 0 16950 AEROVIRONMENT COM 008073108 325 8500 SH SOLE 0 0 8500 AFLAC INC. COM 001055102 959 12346 SH SOLE 0 0 12346 AGNICO EAGLE MINES LTD COM 008474108 320 7100 SH SOLE 0 0 7100 AIR LEASE CORP COM 00912X302 243 6500 SH SOLE 0 0 6500 ALBEMARLE CORP COM 012653101 739 7000 SH SOLE 0 0 7000 ALIBABA GROUP HOLDING LTD COM 01609W102 4022 28545 SH SOLE 0 0 28545 ALLERGAN PLC COM G0177J108 219 900 SH SOLE 0 0 900 ALLSTATE CORP COM 020002101 448 5070 SH SOLE 0 0 5070 ALLY FINANCIAL INC COM 02005N100 341 16315 SH SOLE 0 0 16315 ALPHABET INC (A) COM 02079K305 5978 6430 SH SOLE 0 0 6430 ALPHABET INC-CL C COM 02079K107 4752 5229 SH SOLE 0 0 5229 ALTRIA GROUP INC COM 02209S103 474 6367 SH SOLE 0 0 6367 AMAZON.COM INC COM 023135106 6464 6678 SH SOLE 0 0 6678 AMBEV SA ADR COM 02319V103 117 21250 SH SOLE 0 0 21250 AMERICAN AIRLINES GROUP INC COM 02376R102 226 4500 SH SOLE 0 0 4500 AMERICAN ELECTRIC POWER INC COM 025537101 460 6620 SH SOLE 0 0 6620 AMERICAN EXPRESS CO COM 025816109 1863 22111 SH SOLE 0 0 22111 AMGEN COM 031162100 409 2375 SH SOLE 0 0 2375 ANADARKO PETR. COM 032511107 909 20058 SH SOLE 0 0 20058 APPLE INC COM 037833100 13496 93711 SH SOLE 0 0 93711 APPLIED MATERIALS COM 038222105 6102 147711 SH SOLE 0 0 147711 AQUA AMERICA INC COM 03836W103 1152 34601 SH SOLE 0 0 34601 ASHFORD HOSPITALITY TRUST INC COM 044103109 334 54949 SH SOLE 0 0 54949 AT&T INC COM 00206R102 7650 202757 SH SOLE 15000 0 187757 AUTOMATIC DATA PROCESSING COM 053015103 219 2133 SH SOLE 0 0 2133 AXON ENTERPRISE INC COM 05464C101 682 27130 SH SOLE 0 0 27130 B&G FOODS INC. COM 05508R106 4376 122920 SH SOLE 0 0 122920 BANK OF AMERICA CORP COM 060505104 838 34545 SH SOLE 0 0 34545 BANK OF NEW YORK MELLON CORP COM 064058100 364 7130 SH SOLE 0 0 7130 BARD CR INC NJ COM 067383109 632 2000 SH SOLE 0 0 2000 BAXTER INTERNATIONAL INC COM 071813109 1038 17150 SH SOLE 0 0 17150 BB&T CORP. COM 054937107 307 6750 SH SOLE 0 0 6750 BECTON DICKINSON COM 075887109 4628 23720 SH SOLE 7000 0 16720 BELMOND LTD COM G1154H107 238 17924 SH SOLE 0 0 17924 BERKSHIRE HATHAWAY 'A' COM 084670108 509 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC. CLASS COM 084670702 714 4213 SH SOLE 0 0 4213 BIOGEN INC COM 09062X103 1145 4219 SH SOLE 0 0 4219 BIRCHCLIFF ENERGY LTD COM 090697103 47 10000 SH SOLE 0 0 10000 BLACKROCK INC COM 09247X101 873 2066 SH SOLE 0 0 2066 BLACKSTONE MORTGAGE TRUST INC COM 09257W100 2772 87729 SH SOLE 0 0 87729 BOEING CO COM 097023105 3166 16011 SH SOLE 0 0 16011 BP PLC SPONS ADR COM 055622104 1240 35773 SH SOLE 0 0 35773 BRISTOL-MYERS SQUIBB CO COM 110122108 2326 41738 SH SOLE 10000 0 31738 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 1838 24328 SH SOLE 0 0 24328 CALCOL INC COM 128699105 0 21000 SH SOLE 0 0 21000 CAPSTEAD MORTGAGE CORP COM 14067E506 108 10323 SH SOLE 0 0 10323 CASI PHARMACEUTICALS INC COM 14757U109 762 726069 SH SOLE 0 0 726069 CATERPILLAR COM 149123101 355 3300 SH SOLE 0 0 3300 CBS CORP COM 124857202 2045 32056 SH SOLE 0 0 32056 CDW CORPORATION COM 12514G108 582 9300 SH SOLE 0 0 9300 CELANESE CORP COM 150870103 679 7150 SH SOLE 0 0 7150 CELGENE CORP COM 151020104 4674 35990 SH SOLE 0 0 35990 CENOVUS ENERGY INC COM 15135U109 111 15000 SH SOLE 15000 0 0 CENTURYLINK INC COM 156700106 807 33798 SH SOLE 0 0 33798 CHARTER COMM NEW CL A COM 16119P108 791 2348 SH SOLE 0 0 2348 CHEVRON CORPORATION COM 166764100 2215 21231 SH SOLE 0 0 21231 CHIMERA INVT CORP NEW COM 16934Q208 395 21200 SH SOLE 0 0 21200 CHUBB CORP. COM H1467J104 1100 7566 SH SOLE 0 0 7566 CHURCH & DWIGHT INC. COM 171340102 483 9302 SH SOLE 0 0 9302 CIENA CORPORATION COM 171779309 1441 57600 SH SOLE 0 0 57600 CISCO SYSTEMS COM 17275R102 1332 42570 SH SOLE 0 0 42570 CITIZENS FINANCIAL GROUP INC COM 174610105 591 16575 SH SOLE 0 0 16575 CLIFFS NATURAL RESOURCES, INC. COM 18683K101 346 50000 SH SOLE 0 0 50000 CLOROX CO COM 189054109 224 1680 SH SOLE 0 0 1680 COCA COLA COM 191216100 1927 42961 SH SOLE 0 0 42961 COLGATE PALMOLIVE COM 194162103 423 5700 SH SOLE 0 0 5700 COMCAST CORP COM 20030N101 3313 85124 SH SOLE 0 0 85124 COMPASS MINERALS INTERNATIONAL COM 20451N101 1505 23040 SH SOLE 0 0 23040 CONAGRA BRANDS INC COM 205887102 3913 109430 SH SOLE 0 0 109430 CONOCOPHILLIPS COM 20825C104 1623 36919 SH SOLE 0 0 36919 CONSOLIDATED EDISON COM 209115104 302 3740 SH SOLE 0 0 3740 CONTROL4 CORPORATION COM 21240D107 600 30600 SH SOLE 0 0 30600 CORNING INC COM 219350105 733 24400 SH SOLE 0 0 24400 COSTCO WHOLESALE COM 22160K105 208 1300 SH SOLE 0 0 1300 COVANTA HOLDING CORPORATION COM 22282E102 884 66950 SH SOLE 0 0 66950 CRACKER BARREL OLD COUNTRY STO COM 22410J106 284 1700 SH SOLE 0 0 1700 CRAFT BREW ALLIANCE INC COM 224122101 581 34500 SH SOLE 0 0 34500 CROWN CASTLE INTERNATIONAL COR COM 22822V101 1789 17855 SH SOLE 0 0 17855 CROWN LABORATORIES INC COM 228392304 0 25000 SH SOLE 0 0 25000 CSX CORP COM 126408103 1321 24220 SH SOLE 0 0 24220 CVS HEALTH CORPORATION COM 126650100 2349 29193 SH SOLE 0 0 29193 DALECO RESOURCES CORP COM 23437P208 2 265000 SH SOLE 0 0 265000 DAVIDE CAMPARI-MILANO SPA NEW COM T3490M150 164 23500 SH SOLE 0 0 23500 DEERE & CO. COM 244199105 619 5010 SH SOLE 0 0 5010 DELUXE CORP COM 248019101 974 14074 SH SOLE 0 0 14074 DENTSPLY SIRONA INC COM 24906P109 366 5650 SH SOLE 0 0 5650 DEPOMED INC COM 249908104 211 19690 SH SOLE 0 0 19690 DIAMONDBACK ENERGY INC COM 25278X109 857 9650 SH SOLE 0 0 9650 DOMINION RES INC VA NEW COM 25746U109 406 5300 SH SOLE 0 0 5300 DOW CHEMICAL COM 260543103 2018 31995 SH SOLE 0 0 31995 DU PONT (EI) DE NEMOURS COM 263534109 2313 28654 SH SOLE 0 0 28654 DUKE ENERGY CORP COM 26441C204 1420 16987 SH SOLE 0 0 16987 EAGLE MATERIALS COM 26969P108 2606 28200 SH SOLE 0 0 28200 EAST WEST BANCORP INC. COM 27579R104 4393 75000 SH SOLE 0 0 75000 EDGEWELL PERSONAL CARE CO COM 28035Q102 676 8890 SH SOLE 0 0 8890 EDWARDS LIFESCIENCES CORP. COM 28176E108 5775 48840 SH SOLE 0 0 48840 EMERSON ELECTRIC COMPANY COM 291011104 955 16010 SH SOLE 0 0 16010 ENBRIDGE ENERGY MANAGEMENT COM 29250x103 396 25718 SH SOLE 0 0 25718 EQT CORPORATION COM 26884l109 668 11400 SH SOLE 0 0 11400 EQUIFAX INC COM 294429105 756 5500 SH SOLE 0 0 5500 EXPRESS SCRIPTS HOLDING CO COM 30219G108 1738 27218 SH SOLE 0 0 27218 EXXON MOBIL CORP COM 30231G102 15296 189477 SH SOLE 0 0 189477 FABRINET COM G3323L100 277 6500 SH SOLE 0 0 6500 FACEBOOK INC COM 30303M102 5371 35574 SH SOLE 0 0 35574 FEDEX CORP COM 31428X106 538 2475 SH SOLE 0 0 2475 FIAT CHRYSLER AUTOMOBILES NV COM N31738102 340 32000 SH SOLE 0 0 32000 FINANCIAL ENGINES INC COM 317485100 931 25450 SH SOLE 0 0 25450 FIRST REPUBLIC BANK SAN FRANCI COM 33616C100 1613 16115 SH SOLE 0 0 16115 FIRST SOLAR INC COM COM 336433107 1529 38350 SH SOLE 0 0 38350 FITBIT INC COM 33812L102 82 15500 SH SOLE 0 0 15500 FLOWERS FOODS INC COM 343498101 123875 7156279 SH SOLE 3192922 0 3963357 FLUOR CORP NEW COM 343412102 696 15200 SH SOLE 0 0 15200 FNF GROUP COM 31620R303 1538 34313 SH SOLE 0 0 34313 FORD MOTOR COMPANY NEW COM 345370860 1256 112220 SH SOLE 25000 0 87220 FORTUNE BRANDS HOME & SECURITY COM 34964C106 2218 34000 SH SOLE 0 0 34000 FREEPORT MCMORAN INC COM 35671D857 155 12900 SH SOLE 0 0 12900 GARMIN CORP COM H2906T109 510 10000 SH SOLE 0 0 10000 GENERAC HOLDINGS INC COM 368736104 741 20500 SH SOLE 0 0 20500 GENERAL DYNAMICS COM 369550108 1926 9720 SH SOLE 0 0 9720 GENERAL ELECTRIC CO COM 369604103 7713 285556 SH SOLE 0 0 285556 GENERAL MILLS INC COM 370334104 4081 73666 SH SOLE 0 0 73666 GENERAL MOTORS CO COM 37045V100 1632 46720 SH SOLE 0 0 46720 GENOIL INC COM 371924101 5 54000 SH SOLE 0 0 54000 GENTEX COM 371901109 243 12800 SH SOLE 0 0 12800 GIGAMON INC COM 37518B102 1216 30900 SH SOLE 0 0 30900 GILEAD SCIENCES INC. COM 375558103 344 4867 SH SOLE 0 0 4867 GLAXO SMITHKLINE PLC SPONS ADR COM 37733W105 384 8900 SH SOLE 0 0 8900 GMS INC. COM 36251C103 478 17000 SH SOLE 0 0 17000 GOLUB CAPITAL BDC INC COM 38173M102 723 37790 SH SOLE 0 0 37790 GRANITE CONSTRUCTION CO. COM 387328107 2557 53010 SH SOLE 0 0 53010 GULF UNITED ENERGY COM 402580104 0 20000 SH SOLE 0 0 20000 H&E EQUIPMENT SERVICES INC COM 404030108 751 36800 SH SOLE 0 0 36800 HAIN CELESTIAL GROUP COM 405217100 488 12580 SH SOLE 0 0 12580 HANESBRANDS INC COM 410345102 4851 209440 SH SOLE 0 0 209440 HARRIS CORP COM 413875105 744 6825 SH SOLE 0 0 6825 HOME DEPOT INC COM 437076102 2722 17744 SH SOLE 0 0 17744 HONEYWELL INTERNATIONAL COM 438516106 1782 13367 SH SOLE 0 0 13367 HUMANA INC COM 444859102 577 2400 SH SOLE 0 0 2400 HUNTINGTON INGALLS INDUSTRIES COM 446413106 627 3370 SH SOLE 0 0 3370 IDACORP COM 451107106 341 4000 SH SOLE 0 0 4000 ILLINOIS TOOL WORKS COM 452308109 509 3550 SH SOLE 0 0 3550 ILLUMINA INC COM 452327109 3144 18117 SH SOLE 0 0 18117 IMAX CORP COM 45245E109 512 23275 SH SOLE 0 0 23275 ING GROEP N.V. ADS COM 456837103 369 21205 SH SOLE 0 0 21205 INGREDION INC COM 457187102 516 4326 SH SOLE 0 0 4326 INTEL CORP COM 458140100 946 28041 SH SOLE 0 0 28041 INTERACTIVE CORP. COM 44919P508 826 8000 SH SOLE 0 0 8000 INTERNATIONAL BUSINESS MACHINE COM 459200101 4236 27540 SH SOLE 0 0 27540 INTERNATIONAL PAPER COM 460146103 803 14185 SH SOLE 0 0 14185 INTUIT COM 461202103 345 2600 SH SOLE 0 0 2600 IPATH S&P500 VIX SHORT COM 06740Q252 152 11900 SH SOLE 0 0 11900 IRIDIUM COMMUNICATIONS INC COM 46269C102 616 55726 SH SOLE 0 0 55726 ISHARES FLOATING RATE BOND ETF COM 46429B655 303 5950 SH SOLE 0 0 5950 ISHARES RUSSELL 1000 GROWTH IN COM 464287614 204 1716 SH SOLE 0 0 1716 ISHARES RUSSELL 2000 INDEX COM 464287655 247 1755 SH SOLE 0 0 1755 ISHARES TIPS BOND ETF COM 464287176 227 2000 SH SOLE 0 0 2000 ISHARES TRUST DOW JONES SELECT COM 464287168 1320 14315 SH SOLE 0 0 14315 ISHARES USD CORP BOND COM 464287242 241 2000 SH SOLE 0 0 2000 J M SMUCKER COM 832696405 5430 45887 SH SOLE 0 0 45887 JAZZ PHARMACEUTICALS PLC COM G50871105 902 5800 SH SOLE 0 0 5800 JETBLUE AIRWAYS CORP COM 477143101 599 26220 SH SOLE 0 0 26220 JOHNSON & JOHNSON COM 478160104 6812 51495 SH SOLE 0 0 51495 JP MORGAN CHASE & CO COM 46625H100 6820 74622 SH SOLE 0 0 74622 KIMBERLY CLARK CORP COM 494368103 390 3020 SH SOLE 0 0 3020 KINDER MORGAN INC COM 49456B101 829 43244 SH SOLE 0 0 43244 KYOCERA CORP COM 501556203 1280 21959 SH SOLE 0 0 21959 L3 TECHNOLOGIES INC COM 502413107 1731 10359 SH SOLE 0 0 10359 LAMB WESTON HOLDINGS INC COM 513272104 1661 37707 SH SOLE 0 0 37707 LEUCADIA NATIONAL CORP COM 527288104 1818 69500 SH SOLE 0 0 69500 LIBERTY BROADBAND CORP B COM 530307305 529 6100 SH SOLE 0 0 6100 LILLY ELI & CO COM 532457108 1394 16932 SH SOLE 0 0 16932 LKQ CORP COM 501889208 929 28200 SH SOLE 0 0 28200 LOCKHEED MARTIN COM 539830109 3870 13940 SH SOLE 0 0 13940 LOEWS CORP COM 540424108 602 12860 SH SOLE 0 0 12860 LYONDELLBASELL INDUSTRIES COM N53745100 1455 17240 SH SOLE 0 0 17240 MACQUARIE INFRASTRUCTURE CORP COM 55608B105 1549 19756 SH SOLE 0 0 19756 MAIDEN HOLDINGS LTD. COM G5753U112 1326 119490 SH SOLE 0 0 119490 MAIN STREET CAPITAL CORP COM 56035L104 1335 34700 SH SOLE 0 0 34700 MASTERCARD INC COM 57636Q104 5095 41955 SH SOLE 0 0 41955 MCDONALDS CORP COM 580135101 655 4276 SH SOLE 0 0 4276 MCKESSON CORP COM 58155Q103 319 1940 SH SOLE 0 0 1940 MEDTRONIC PLC COM G5960L103 368 4150 SH SOLE 0 0 4150 MERCK & CO COM 58933Y105 2357 36769 SH SOLE 0 0 36769 METLIFE INC COM 59156R108 2288 41650 SH SOLE 0 0 41650 MGM RESORTS INTERNATIONAL COM 552953101 2156 68904 SH SOLE 0 0 68904 MICROSEMI CORP COM 595137100 539 11510 SH SOLE 0 0 11510 MICROSOFT CORPORATION COM 594918104 9442 136985 SH SOLE 0 0 136985 MOMENTA PHARMACEUTICALS INC COM 60877T100 340 20100 SH SOLE 0 0 20100 MYLAN NV COM N59465109 769 19800 SH SOLE 0 0 19800 NATIONAL FUEL GAS CO COM 636180101 335 6000 SH SOLE 0 0 6000 NESTLE SA SPON ADR REPSTG REG COM 641069406 1048 12022 SH SOLE 0 0 12022 NEW RESIDENTIAL INVESTMENT COR COM 64828T201 226 14550 SH SOLE 0 0 14550 NEWELL BRANDS INC COM 651229106 2927 54592 SH SOLE 0 0 54592 NEXTERA ENERGY INC COM 65339F101 818 5835 SH SOLE 0 0 5835 NIKE COM 654106103 2257 38256 SH SOLE 0 0 38256 NORTHROP GRUMMAN CORP COM 666807102 4392 17110 SH SOLE 0 0 17110 NOVARTIS AG-ADR COM 66987V109 270 3234 SH SOLE 0 0 3234 NUCOR CORP COM 670346105 1273 21990 SH SOLE 0 0 21990 O'REILLY AUTOMOTIVE INC COM 67103H107 437 2000 SH SOLE 0 0 2000 ONEMAIN HOLDINGS INC COM 68268W103 647 26320 SH SOLE 0 0 26320 ONEOK INC COM 682680103 319 6112 SH SOLE 0 0 6112 OUTFRONT MEDIA INC COM 69007J106 681 29437 SH SOLE 0 0 29437 OWENS CORNING INC. COM 690742101 686 10250 SH SOLE 0 0 10250 PALO ALTO NETWORKS INC COM 697435105 830 6200 SH SOLE 0 0 6200 PAYCHEX INC COM 704326107 633 11110 SH SOLE 0 0 11110 PAYPAL HOLDINGS INC COM 70450Y103 542 10100 SH SOLE 0 0 10100 PENTAIR PLC COM G7S00T104 221 3316 SH SOLE 0 0 3316 PEPSICO INC COM 713448108 12383 107218 SH SOLE 0 0 107218 PERKINELMER INC COM 714046109 354 5200 SH SOLE 0 0 5200 PFIZER INC COM 717081103 4642 138192 SH SOLE 15000 0 123192 PHILIP MORRIS INTERNAT COM 718172109 1148 9778 SH SOLE 0 0 9778 PHILLIPS 66 COM 718546104 590 7137 SH SOLE 0 0 7137 PINNACLE FOODS INC COM 72348P104 734 12350 SH SOLE 0 0 12350 PIONEER NATURAL RESOURCES COM 723787107 343 2150 SH SOLE 0 0 2150 POLYONE CORP COM 73179P106 440 11346 SH SOLE 0 0 11346 PORTLAND GENERAL ELECTRIC CO COM 736508847 621 13600 SH SOLE 0 0 13600 POWERSHARES QQQ TRUST COM 73935A104 1519 11035 SH SOLE 0 0 11035 POWERSHARES SENIOR ETF COM 73936Q769 333 14410 SH SOLE 0 0 14410 PROCTER & GAMBLE COMPANY COM 742718109 5863 67273 SH SOLE 0 0 67273 PUREFUNDS ISE CYBER SECURITY E COM 26924G201 267 8900 SH SOLE 0 0 8900 QUALCOMM INC COM 747525103 331 6000 SH SOLE 0 0 6000 QUANTA SERVICES COM 74762E102 943 28650 SH SOLE 0 0 28650 QUINTILES IMS HOLDINGS INC COM 74876Y101 246 2746 SH SOLE 0 0 2746 RANGE RESOURCES CORP. COM 75281A109 452 19502 SH SOLE 0 0 19502 RAYTHEON CO COM 755111507 2740 16965 SH SOLE 0 0 16965 REGAL ENTERTAINMENT GROUP COM 758766109 409 20000 SH SOLE 0 0 20000 REPUBLIC SVCS INC COM 760759100 220 3455 SH SOLE 0 0 3455 RITCHIE BROS AUCTIONEERS INC COM 767744105 877 30500 SH SOLE 0 0 30500 RITE AID CORP COM 767754104 97 33010 SH SOLE 0 0 33010 ROCHE COM 771195104 286 9000 SH SOLE 0 0 9000 ROCKWELL AUTOMATION INC COM 773903109 810 5000 SH SOLE 0 0 5000 ROCKWELL COLLINS COM 774341101 525 5000 SH SOLE 0 0 5000 ROYAL DUTCH SHELL PLC ADR B COM 780259107 1303 23936 SH SOLE 0 0 23936 ROYAL DUTCH SHELL PLC CL A COM 780259206 2581 48525 SH SOLE 0 0 48525 RPM INTERNATIONAL INC. COM 749685103 666 12200 SH SOLE 0 0 12200 SAFEGUARD SCIENTIFIC INC COM 786449207 1017 85428 SH SOLE 0 0 85428 SALESFORCE.COM COM 79466L302 1321 15250 SH SOLE 0 0 15250 SCHLUMBERGER LTD COM 806857108 2786 42312 SH SOLE 10000 0 32312 SEARCHLIGHT MINERALS CORP COM 812224202 1 15000 SH SOLE 0 0 15000 SECTOR SPDR CYCLICL TRNP COM 81369Y407 242 2700 SH SOLE 0 0 2700 SECTOR SPDR ENERGY COM 81369Y506 306 4718 SH SOLE 0 0 4718 SECTOR SPDR FINANCIAL COM 81369Y605 411 16640 SH SOLE 0 0 16640 SECTOR SPDR HEALTHCARE COM 81369Y209 238 3005 SH SOLE 0 0 3005 SENSIENT TECHNOLOGIES CORP COM 81725t100 5357 66522 SH SOLE 15000 0 51522 SHERWIN WILLIAMS CO COM COM 824348106 302 860 SH SOLE 0 0 860 SIMON PROPERTY GROUP INC REIT COM 828806109 358 2211 SH SOLE 0 0 2211 SNAP ON INC. COM 833034101 3318 21000 SH SOLE 10000 0 11000 SNYDERS-LANCE INC COM 833551104 3233 93394 SH SOLE 30000 0 63394 SPDR BARCLAYS CONV SEC ETF COM 78464A359 626 12608 SH SOLE 0 0 12608 SPDR GOLD TRUST COM 78463V107 1185 10040 SH SOLE 0 0 10040 SPDR NUVEEN BARCLAYS SH TR MUN COM 78464A425 388 8000 SH SOLE 0 0 8000 SPDR S&P 500 ETF TR COM 78462F103 301 1243 SH SOLE 0 0 1243 SPDR S&P 500 HIGH DIVIDEND ETF COM 78468R788 836 23683 SH SOLE 0 0 23683 SPDR S&P AEROSPACE & DEFENSE E COM 78464A631 287 4080 SH SOLE 0 0 4080 SPDR S&P REGIONAL BANKING ETF COM 78464A698 660 12020 SH SOLE 0 0 12020 STANLEY BLACK & DECKER INC COM 854502101 3473 24681 SH SOLE 10000 0 14681 STARBUCKS COM 855244109 2298 39413 SH SOLE 0 0 39413 STEPAN CO. COM 858586100 2605 29900 SH SOLE 20000 0 9900 STERICYCLE INC COM 858912108 259 3400 SH SOLE 0 0 3400 STONE & WEBSTER INC ESCROW COM 861ESC994 0 95000 SH SOLE 0 0 95000 STRYKER CORP COM 863667101 284 2050 SH SOLE 0 0 2050 SUMMIT MATERIALS INC COM 86614U100 433 15000 SH SOLE 0 0 15000 SUNOCO COM 86765K109 802 26200 SH SOLE 0 0 26200 SUPERIOR ENERGY SERVICES INC. COM 868157108 853 81810 SH SOLE 0 0 81810 SYNCHRONY FINANCIAL COM 87165B103 289 9700 SH SOLE 0 0 9700 SYSCO CORP COM 871829107 9650 191732 SH SOLE 0 0 191732 T.ROWE PRICE COM 74144T108 633 8526 SH SOLE 0 0 8526 TATE & LYLE PLC SPONSORED ADR COM 876570607 332 9408 SH SOLE 0 0 9408 TECHNOLOGY SELECT SECTOR SPDR COM 81369Y803 248 4525 SH SOLE 0 0 4525 TEEKAY SHIPPING CORP COM Y8564W103 1314 197000 SH SOLE 0 0 197000 TENCENT HOLDINGS LIMITED COM 88032Q109 539 15000 SH SOLE 0 0 15000 TETRA TECH INC NEW COM 88162G103 261 5700 SH SOLE 0 0 5700 TEXAS INSTRUMENTS COM 882508104 1195 15535 SH SOLE 0 0 15535 THE KRAFT HEINZ COMPANY COM 500754106 2385 27849 SH SOLE 0 0 27849 THE TRAVELERS COMPANIES INC COM 89417E109 3259 25757 SH SOLE 10000 0 15757 THOMSON REUTERS CORP COM 884903105 255 5500 SH SOLE 0 0 5500 THOR INDS INC. COM 885160101 575 5500 SH SOLE 0 0 5500 TIME INC COM 887228104 706 49186 SH SOLE 0 0 49186 TREEHOUSE FOODS INC. COM 89469a104 5231 64030 SH SOLE 0 0 64030 TWITTER INC COM 90184L102 413 23100 SH SOLE 0 0 23100 UNDER ARMOUR INC CLASS A COM 904311107 308 14160 SH SOLE 0 0 14160 UNILEVER PLC SPONS ADR COM 904767704 227 4200 SH SOLE 0 0 4200 UNION PACIFIC COM 907818108 1708 15680 SH SOLE 0 0 15680 UNITED NATURAL FOODS INC COM 911163103 3267 89020 SH SOLE 0 0 89020 UNITED PARCEL SERVICE COM 911312106 339 3062 SH SOLE 0 0 3062 UNITED TECH. COM 913017109 1440 11793 SH SOLE 0 0 11793 UNITEDHEALTH GROUP COM 91324P102 993 5357 SH SOLE 0 0 5357 UNITI GROUP INC COM 91325V108 749 29775 SH SOLE 0 0 29775 UNIVERSAL ELECTRONICS COM 913483103 1705 25500 SH SOLE 0 0 25500 URANIUM ENERGY CORP COM 916896103 21 13000 SH SOLE 0 0 13000 VALEANT PHARMACEUTICAL INTL IN COM 91911K102 424 24500 SH SOLE 0 0 24500 VANECK VECTORS GOLD MINERS ETF COM 92189F106 236 10700 SH SOLE 0 0 10700 VANGUARD INDEX FDS COM 922908363 222 1000 SH SOLE 0 0 1000 VANGUARD SHORT TERM CORPORATE COM 92206C409 1643 20525 SH SOLE 0 0 20525 VERIZON COMMUNICATIONS INC COM 92343V104 4955 110947 SH SOLE 0 0 110947 VIACOM INC CL B COM 92553P201 1119 33335 SH SOLE 0 0 33335 VISA INC COM 92826C839 1801 19200 SH SOLE 0 0 19200 VODAFONE GROUP PLC COM 92857W308 2154 74973 SH SOLE 0 0 74973 VULCAN MATERIALS CO. COM 929160109 1968 15538 SH SOLE 0 0 15538 W.P. CAREY INC. COM 92936U109 2288 34661 SH SOLE 0 0 34661 WAL-MART STORES COM 931142103 929 12275 SH SOLE 0 0 12275 WALGREEN BOOTS ALLIANCE INC COM 931427108 924 11800 SH SOLE 0 0 11800 WALT DISNEY CO/THE COM 254687106 4889 46014 SH SOLE 0 0 46014 WASTE MGT. COM 94106L109 203 2765 SH SOLE 0 0 2765 WD 40 CO. COM 929236107 1574 14260 SH SOLE 0 0 14260 WEC ENERGY GROUP INC COM 92939U106 604 9845 SH SOLE 0 0 9845 WELLS FARGO & COMPANY COM 949746101 326 5892 SH SOLE 0 0 5892 WELLTOWER INC COM 95040Q104 483 6450 SH SOLE 0 0 6450 WESTERN DIGITAL CORP COM 958102105 1134 12800 SH SOLE 0 0 12800 WEYERHAEUSER CO COM 962166104 2321 69293 SH SOLE 0 0 69293 WGL HOLDINGS INC. COM 92924F106 480 5750 SH SOLE 0 0 5750 WILLIAMS CO COM 969457100 3152 104105 SH SOLE 0 0 104105 WISDOM TREE GLOBAL REAL RETURN COM 97717X883 398 10000 SH SOLE 0 0 10000 WISDOMTREE JAPAN HEDGED EQUITY COM 97717W851 417 8025 SH SOLE 0 0 8025 WISDOMTREE JAPAN HEDGED FIN ET COM 97717W463 796 32480 SH SOLE 0 0 32480 WPX ENERGY INC COM 98212B103 1185 122672 SH SOLE 0 0 122672 XPO LOGISTICS INC COM 983793100 1002 15500 SH SOLE 0 0 15500 YUM BRANDS COM 988498101 937 12700 SH SOLE 0 0 12700 YUM CHINA HOLDINGS INC COM 98850P109 481 12200 SH SOLE 0 0 12200 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1992 15515 SH SOLE 0 0 15515 ZOETIS INC COM 98978V103 561 9000 SH SOLE 0 0 9000