0001506071-15-000004.txt : 20151104
0001506071-15-000004.hdr.sgml : 20151104
20151104105236
ACCESSION NUMBER: 0001506071-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
EFFECTIVENESS DATE: 20151104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wellington Shields Capital Management, LLC
CENTRAL INDEX KEY: 0001506071
IRS NUMBER: 263489334
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14047
FILM NUMBER: 151195880
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-320-3000
MAIL ADDRESS:
STREET 1: 140 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
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0001506071
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09-30-2015
09-30-2015
Wellington Shields Capital Management, LLC
140 BROADWAY
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-14047
N
Steve Portas
CCO
212-732-6800
Steve Portas
New York
NY
11-04-2015
0
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0
7000
NESTLE S A SPONSORED ADR
COM
641069406
1242
16505
SH
SOLE
0
0
16505
NEW ORIENTAL EDUCATION
COM
647581107
212
10500
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0
0
10500
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COM
650111107
488
41300
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0
41300
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65339F101
671
6875
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0
0
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NIELSEN HOLDINGS PLC
COM
G6518l108
649
14600
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0
0
14600
NIKE
COM
654106103
1513
12301
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0
12301
NORDSTROM INC COM
COM
655664100
861
12000
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0
0
12000
NORWEGIAN CRUISE LINE HOLDINGS
COM
G66721104
2422
42275
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0
0
42275
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COM
66987v109
1216
13231
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0
13231
NUCOR CORP
COM
670346105
225
6000
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0
6000
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COM
68620A104
87
32400
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0
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OUTFRONT MEDIA INC
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69007J106
637
30628
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0
30628
OWENS CORNING INC.
COM
690742101
337
8050
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0
8050
PALO ALTO NETWORKS INC
COM
697435105
2950
17150
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0
0
17150
PANERA BREAD CO., CL A
COM
69840W108
580
3000
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0
3000
PAYCHEX INC
COM
704326107
479
10050
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0
10050
PAYPAL HOLDINGS INC
COM
70450Y103
1630
52505
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PENTAIR PLC
COM
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335
6566
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PEPSICO
COM
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11525
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COM
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262
5700
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PFIZER
COM
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4399
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15000
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PHILIP MORRIS INTERNATIONAL IN
COM
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865
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PHILLIPS 66
COM
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749
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PINNACLE FOODS INC
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678
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414
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COM
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650
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POLYONE CORP
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538
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0
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PORTLAND GENERAL ELECTRIC CO
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503
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0
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POTASH CORP. OF SASKATCHEWAN
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73755L107
716
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0
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COM
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300
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POWERSHARES QQQ TRUST
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73935A104
2014
19793
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5156
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355
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PUREFUNDS ISE CYBER SECURITY E
COM
30304R407
603
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0
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74733V100
155
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QUALCOMM INC
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747525103
392
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QUESTAR CORP
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303
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RAYTHEON CO
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1407
12875
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12875
REGAL ENTERTAINMENT GROUP
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374
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RITE AID CORP
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767754104
667
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297
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773111109
545
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507
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COM
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409
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1162
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674
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3393
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117
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376
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275
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205
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590
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1966
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STARBUCKS
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75
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227
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TARGET CORP.
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221
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231
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TIME WARNER INC
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UNITEDHEALTH GROUP
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294
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165
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351
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325
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202
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0
2150