0001506071-14-000003.txt : 20140513 0001506071-14-000003.hdr.sgml : 20140513 20140513114153 ACCESSION NUMBER: 0001506071-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellington Shields Capital Management, LLC CENTRAL INDEX KEY: 0001506071 IRS NUMBER: 263489334 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14047 FILM NUMBER: 14836010 BUSINESS ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-320-3000 MAIL ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001506071 XXXXXXXX 03-31-2014 03-31-2014 Wellington Shields Capital Management, LLC

140 BROADWAY NEW YORK NY 10005

13F HOLDINGS REPORT 028-14047 N Steve Portas 212-732-6800 Steve Portas New York NY 05-13-2014 0 355 584469 false INFORMATION TABLE 2 WSCM.xml CITIGROUP CAPITAL IX PRD 173066200 248 9800.00 SH SOLE 0 0 9800.00 FIRST REPUBLIC BANK 5.625 PREF PRD 33616C605 499 22550.00 SH SOLE 0 0 22550.00 GOLDMAN SACHS 5.95% PFD SER I PRD 38145G209 489 21200.00 SH SOLE 0 0 21200.00 HSBC HOLDINGS PLC 8% PFD SER 2 PRD 404280802 267 9900.00 SH SOLE 0 0 9900.00 JPMORGAN CHASE 5.5% PFD PRD 48126E750 453 20750.00 SH SOLE 0 0 20750.00 KIMCO REALTY CORP PRD 49446R778 200 9600.00 SH SOLE 0 0 9600.00 NUVEEN MUNI VALUE FUND PRD nuv 668 70650.00 SH SOLE 0 0 70650.00 VORNADO REALTY TRUST 5.7% PFD PRD 929042851 271 12500.00 SH SOLE 0 0 12500.00 3-D SYSTEMS CORP COM 88554D205 447 7550 SH SOLE 0 0 7550 3M COMPANY COM 88579Y101 1677 12360 SH SOLE 0 0 12360 ABB LIMITED SPONS ADR COM 000375204 335 13000 SH SOLE 0 0 13000 ABBOTT LABS COM 002824100 1539 39961 SH SOLE 0 0 39961 ABBVIE INC COM 00287Y109 2154 41902 SH SOLE 0 0 41902 ACCENTURE LTD COM g1151c101 961 12050 SH SOLE 0 0 12050 ACE LTD. 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