Chief Operating Officer

0001505896-16-000014.txt : 20160812 0001505896-16-000014.hdr.sgml : 20160812 20160812104312 ACCESSION NUMBER: 0001505896-16-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Coe Capital Management, LLC CENTRAL INDEX KEY: 0001505896 IRS NUMBER: 364288085 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14042 FILM NUMBER: 161826772 BUSINESS ADDRESS: STREET 1: 9 PARKWAY NORTH STREET 2: SUITE 325 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-597-1700 MAIL ADDRESS: STREET 1: 9 PARKWAY NORTH STREET 2: SUITE 325 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001505896 XXXXXXXX 06-30-2016 06-30-2016 Coe Capital Management, LLC

9 PARKWAY NORTH SUITE 325 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-14042 N Jonathan Yaffe Chief Operating Officer 312-734-1088 Jonathan Yaffe Deerfield IL 08-12-2016 0 238 289629 false INFORMATION TABLE 2 2016secondquartercoecapital.xml 2016 SECOND QUARTER COE CAPITAL MANAGEMENT 13F-HR ISHARES TR BARCLAYS 1-3 YEARS 1-3 YR CR BD ETF 464288646 1295000 12205 SH SOLE 0 0 0 12205 VANGUARD INTL EQUITY INDEX FUN ALLWRLD EX US 922042775 2091000 48805 SH SOLE 0 0 0 48805 POWERSHARES CALI MUNI ETF CALI MUNI ETF 73936t441 210000 7800 SH SOLE 0 0 0 7800 ISHARES TR S&P CA AMT FREE MUN CALIF MUN BD ETF 464288356 242000 1980 SH SOLE 0 0 0 1980 CALL LULULEMON ATHLE 09/16/2016 65.00 CALL 550021909 206000 200 SH SOLE 0 0 0 200 CBRE GROUP INC CL A CL A 12504l109 362000 13680 SH SOLE 0 0 0 13680 MANTECH INTL CORP CL A CL A 564563104 650000 17175 SH SOLE 0 0 0 17175 FORTRESS INVESTMENT GRP-CL A CL A 34958B106 935650 211724 SH SOLE 0 0 0 211724 SCIENTIFIC GAMES CORP-A CL A 80874P109 938557 102128 SH SOLE 0 0 0 102128 REGAL ENTERTAINMENT GROUP CL A CL A 758766109 1999000 90690 SH SOLE 0 0 0 90690 PLANET FITNESS INC - CL A CL A 72703H101 2062527 109244 SH SOLE 0 0 0 109244 RINGCENTRAL INC-CLASS A CL A 76680R206 5184705 262891 SH SOLE 0 0 0 262891 HOVNANIAN ENTERPRISES-A CL A 442487203 259387 154397 SH SOLE 0 0 0 154397 ADEPTUS HEALTH INC-CLASS A CL A 6855100 920537 17825 SH SOLE 0 0 0 17825 TOWNSQUARE MEDIA INC - CL A CL A 892231101 1157984 146766 SH SOLE 0 0 0 146766 ENTERCOM COMMUNICATIONS-CL A CL A 293639100 1223214 90141 SH SOLE 0 0 0 90141 BOOZ ALLEN HAMILTON HOLDING CO CL A 99502106 1757000 59276 SH SOLE 0 0 0 59276 CACI INTERNATIONAL INC -CL A CL A 127190304 2643123 29231 SH SOLE 0 0 0 29231 LITHIA MOTORS INC-CL A CL A 536797103 4294121 60421 SH SOLE 0 0 0 60421 MARCHEX INC-CLASS B CL B 56624R108 205241 64541 SH SOLE 0 0 0 64541 NUVEEN ENERGY MLP TOT RET FD COM 67074U103 131000 10000 SH SOLE 0 0 0 10000 FIDUCIARY/CLAYMORE MLP OPPOR COM 31647Q106 138000 10000 SH SOLE 0 0 0 10000 INTRAWEST RESORTS HOLDINGS I COM 46090K109 140639 10835 SH SOLE 0 0 0 10835 TWO HARBORS INV CORP COM 90187b101 122000 14285 SH SOLE 0 0 0 14285 XACTLY CORP COM 98386L101 186322 14545 SH SOLE 0 0 0 14545 CBRE CLARION GL R/E INCOME F COM 12504G100 123450 15000 SH SOLE 0 0 0 15000 LADENBURG THALMAN FIN SERVICES COM 50575q102 196000 83000 SH SOLE 0 0 0 83000 LIQTECH INTERNATIONAL INC COM 53632A102 51771 86284 SH SOLE 0 0 0 86284 OHA INVESTMENT CORP COM 67091U102 190334 98062 SH SOLE 0 0 0 98062 TESCO CORP COM 88157K101 200700 30000 SH SOLE 0 0 0 30000 ARC GROUP WORLDWIDE INC COM 00213H105 215099 93521 SH SOLE 0 0 0 93521 MACQUARIE GLOBAL INFR TOT RT COM 55608D101 222646 10404 SH SOLE 0 0 0 10404 CALLON PETROLEUM CO COM 13123X102 224600 20000 SH SOLE 0 0 0 20000 INTRICON CORP COM 46121H109 240300 45000 SH SOLE 0 0 0 45000 DIVERSIFIED RESTAURANT HOLDI COM 25532M105 248361 163395 SH SOLE 0 0 0 163395 CRA INTERNATIONAL INC COM 12618T105 263575 10451 SH SOLE 0 0 0 10451 NUVEEN CA DIV ADV MUNI FUND COM 67066y105 275000 16210 SH SOLE 0 0 0 16210 DOUBLELINE INCOME SOLUTIONS FU COM 258622109 296000 16120 SH SOLE 0 0 0 16120 GOLUB CAP BDC INC COM 38173m102 301000 16635 SH SOLE 0 0 0 16635 INFORMATION SERVICES GROUP COM 45675Y104 304137 81103 SH SOLE 0 0 0 81103 STONERIDGE INC COM 86183P102 329263 22039 SH SOLE 0 0 0 22039 CARROLS RESTAURANT GROUP INC COM 14574X104 367068 30846 SH SOLE 0 0 0 30846 TORTOISE MLP FUND INC COM 89148B101 369000 20000 SH SOLE 0 0 0 20000 AV HOMES INC COM 00234P102 377525 30894 SH SOLE 0 0 0 30894 INSTEEL INDUSTRIES INC COM 45774W108 380991 13326 SH SOLE 0 0 0 13326 AXT INC COM 00246W103 390520 122420 SH SOLE 0 0 0 122420 LMP CAPITAL AND INCOME FUND COM 50208A102 393900 30000 SH SOLE 0 0 0 30000 OSI SYSTEMS INC COM 671044105 394000 6780 SH SOLE 0 0 0 6780 COHEN & STEERS INFRASTRUCTUR COM 19248A109 428400 20000 SH SOLE 0 0 0 20000 ROADRUNNER TRANSPORTATION SY COM 76973Q105 459298 61568 SH SOLE 0 0 0 61568 INTEGRATED DEVICE TECHNOLOGY COM 458118106 517000 25700 SH SOLE 0 0 0 25700 B. RILEY FINANCIAL INC COM 05580M108 517953 54066 SH SOLE 0 0 0 54066 APIGEE CORP COM 03765N108 525888 43035 SH SOLE 0 0 0 43035 ACCELERATE DIAGNOSTICS INC COM 00430H102 533610 37082 SH SOLE 0 0 0 37082 AMPLIFY SNACK BRANDS INC COM 03211L102 553125 37500 SH SOLE 0 0 0 37500 TORTOISE ENERGY INFRASTRUCTURE COM 89147l100 554000 17995 SH SOLE 0 0 0 17995 BIO-TECHNE CORP COM 09073M104 563850 5000 SH SOLE 0 0 0 5000 FORTUNE BRANDS HOME & SECURI COM 34964C106 579700 10000 SH SOLE 0 0 0 10000 WESTERN ASSET EMERGING MARKE COM 95766A101 595360 38710 SH SOLE 0 0 0 38710 DUFF & PHELPS GLOBAL UTILITY COM 26433C105 600600 35000 SH SOLE 0 0 0 35000 QORVO INC COM 74736K101 605871 10964 SH SOLE 0 0 0 10964 ZIX CORP COM 98974P100 676249 180333 SH SOLE 0 0 0 180333 PLY GEM HOLDINGS INC COM 72941w100 679000 46580 SH SOLE 0 0 0 46580 VAIL RESORTS INC COM 91879Q109 691150 5000 SH SOLE 0 0 0 5000 PRIMO WATER CORP COM 74165N105 713065 60378 SH SOLE 0 0 0 60378 NUTRISYSTEM INC COM 67069D108 717131 28278 SH SOLE 0 0 0 28278 META FINANCIAL GROUP INC COM 59100U108 729595 14317 SH SOLE 0 0 0 14317 CALAVO GROWERS INC COM 128246105 730000 10900 SH SOLE 0 0 0 10900 ULTRA CLEAN HOLDINGS INC COM 90385V107 752822 132306 SH SOLE 0 0 0 132306 CONSOL ENERGY INC COM 20854P109 804500 50000 SH SOLE 0 0 0 50000 US AUTO PARTS NETWORK INC COM 90343C100 828347 209708 SH SOLE 0 0 0 209708 EXACT SCIENCES CORP COM 30063P105 829166 67687 SH SOLE 0 0 0 67687 AVID TECHNOLOGY INC COM 05367P100 871500 150000 SH SOLE 0 0 0 150000 COHEN & STEERS CLOSED-END OP COM 19248P106 879487 76146 SH SOLE 0 0 0 76146 AMBER ROAD INC COM 02318Y108 887545 115116 SH SOLE 0 0 0 115116 SKYWORKS SOLUTIONS INC COM 83088M102 915527 14463 SH SOLE 0 0 0 14463 INFINERA CORPORATION COM 45667g103 976000 86545 SH SOLE 0 0 0 86545 HERITAGE-CRYSTAL CLEAN INC COM 42726M106 979365 80210 SH SOLE 0 0 0 80210 NORTHSTAR REALTY FINANCE COM 66704R803 994532 87014 SH SOLE 0 0 0 87014 JONES LANG LASALLE INC COM 48020q107 1035000 10625 SH SOLE 0 0 0 10625 CME GROUP INC COM 12572q105 1077000 11057 SH SOLE 0 0 0 11057 KRONOS WORLDWIDE INC COM 50105F105 1105157 210506 SH SOLE 0 0 0 210506 SOLAR SENIOR CAPITAL LTD COM 83416M105 1139231 70718 SH SOLE 0 0 0 70718 CLUBCORP HOLDINGS INC COM 18948M108 1170000 90000 SH SOLE 0 0 0 90000 PIONEER NATURAL RESOURCES CO COM 723787107 1182000 7820 SH SOLE 0 0 0 7820 FASTENAL CO COM 311900104 1225000 27590 SH SOLE 0 0 0 27590 BOINGO WIRELESS INC COM 09739C102 1263171 141611 SH SOLE 0 0 0 141611 CATERPILLAR INC COM 149123101 1300000 17147 SH SOLE 0 0 0 17147 MILLER HERMAN INC COM 600544100 1306000 43695 SH SOLE 0 0 0 43695 OPKO HEALTH INC COM 68375N103 1348696 144400 SH SOLE 0 0 0 144400 U.S. PHYSICAL THERAPY INC COM 90337L108 1499169 24899 SH SOLE 0 0 0 24899 MONSANTO CO COM 61166w101 1567000 15154 SH SOLE 0 0 0 15154 TETRA TECHNOLOGIES INC COM 88162F105 1573269 246981 SH SOLE 0 0 0 246981 ELDORADO RESORTS INC COM 28470R102 1589656 104617 SH SOLE 0 0 0 104617 GOLDMAN SACHS MLP ENERGY RENAI COM 38148g107 1644000 230555 SH SOLE 0 0 0 230555 VULCAN MATERIALS CO COM 929160109 1670000 13873 SH SOLE 0 0 0 13873 MCKESSON CORP COM 58155q103 1672000 8956 SH SOLE 0 0 0 8956 ABBVIE INC COM 00287y109 1772000 28615 SH SOLE 0 0 0 28615 LUMENTUM HOLDINGS INC COM 55024U109 1792325 74063 SH SOLE 0 0 0 74063 GEO GROUP INC/THE COM 36162J106 1928231 56414 SH SOLE 0 0 0 56414 JPMORGAN CHASE & CO COM 46625h100 1943000 31276 SH SOLE 0 0 0 31276 BUILDERS FIRSTSOURCE INC COM 12008R107 2021029 179647 SH SOLE 0 0 0 179647 TOPBUILD CORP COM 89055F103 2061518 56948 SH SOLE 0 0 0 56948 ELLIE MAE INC COM 28849P100 2218847 24210 SH SOLE 0 0 0 24210 CALLIDUS SOFTWARE INC COM 13123E500 2226773 111469 SH SOLE 0 0 0 111469 SOLAR CAPITAL LTD COM 83413U100 2377594 124825 SH SOLE 0 0 0 124825 KAR AUCTION SERVICES INC COM 48238T109 2638777 63212 SH SOLE 0 0 0 63212 RANGE RESOURCES CORP COM 75281A109 2694100 62450 SH SOLE 0 0 0 62450 ADTRAN INC COM 00738A106 3008973 161339 SH SOLE 0 0 0 161339 INPHI CORP COM 45772F107 3160080 98660 SH SOLE 0 0 0 98660 TEMPUR SEALY INTERNATIONAL I COM 88023U101 3756117 67906 SH SOLE 0 0 0 67906 NAVIGANT CONSULTING INC COM 63935N107 3868419 239523 SH SOLE 0 0 0 239523 EARTHLINK HOLDINGS CORP COM 27033X101 4871738 761209 SH SOLE 0 0 0 761209 GIGPEAK INC COM 37518Q109 241014 122966 SH SOLE 0 0 0 122966 WASTE CONNECTIONS INC COM COM 94106b101 1422000 19735 SH SOLE 0 0 0 19735 HUDSON TECHNOLOGIES INC COM 444144109 194210 53947 SH SOLE 0 0 0 53947 WIDEPOINT CORP COM 967590100 72992 123715 SH SOLE 0 0 0 123715 CASTLE BRANDS INC COM 148435100 143896 196445 SH SOLE 0 0 0 196445 NEWLINK GENETICS CORP COM 651511107 225200 20000 SH SOLE 0 0 0 20000 INVACARE CORP COM 461203101 232484 19166 SH SOLE 0 0 0 19166 TUTOR PERINI CORP COM 901109108 235500 10000 SH SOLE 0 0 0 10000 EATON VANCE FLOAT RT INC TR COM 278279104 236368 17600 SH SOLE 0 0 0 17600 SPARTAN MOTORS INC COM 846819100 250400 40000 SH SOLE 0 0 0 40000 SCHWAB (CHARLES) CORP COM 808513105 253100 10000 SH SOLE 0 0 0 10000 ELLSWORTH GROWTH AND INCOME COM 289074106 257345 32665 SH SOLE 0 0 0 32665 EL POLLO LOCO HOLDINGS INC COM 268603107 260000 20000 SH SOLE 0 0 0 20000 AMGEN INC COM 31162100 290000 1905 SH SOLE 0 0 0 1905 OLD DOMINION FREIGHT LINE COM 679580100 301550 5000 SH SOLE 0 0 0 5000 EDUCATIONAL DEVELOPMENT CORP COM 281479105 313436 26997 SH SOLE 0 0 0 26997 STERLING CONSTRUCTION CO COM 859241101 327404 66681 SH SOLE 0 0 0 66681 NEW YORK & CO COM 649295102 334388 224421 SH SOLE 0 0 0 224421 AEP INDUSTRIES INC COM 1031103 393450 4890 SH SOLE 0 0 0 4890 DUCOMMUN INC COM 264147109 406539 20553 SH SOLE 0 0 0 20553 SIGMA DESIGNS INC COM 826565103 416664 64800 SH SOLE 0 0 0 64800 MERCURY SYSTEMS INC COM 589378108 470203 18914 SH SOLE 0 0 0 18914 IMMERSION CORPORATION COM 452521107 470304 64074 SH SOLE 0 0 0 64074 BARRETT BUSINESS SVCS INC COM 68463108 475800 11515 SH SOLE 0 0 0 11515 MIDDLEBY CORP COM 596278101 576250 5000 SH SOLE 0 0 0 5000 HARMONIC INC COM 413160102 627257 220090 SH SOLE 0 0 0 220090 MANITEX INTERNATIONAL INC COM 563420108 627609 90564 SH SOLE 0 0 0 90564 CHRISTOPHER & BANKS CORP COM 171046105 640337 292391 SH SOLE 0 0 0 292391 ASTEC INDUSTRIES INC COM 46224101 673800 12000 SH SOLE 0 0 0 12000 CARBONITE INC COM 141337105 710563 73028 SH SOLE 0 0 0 73028 APOLLO SENIOR FLOATING RATE COM 37636107 711000 45000 SH SOLE 0 0 0 45000 ENTERPRISE PRODUCTS PARTNERS COM 293792107 731500 25000 SH SOLE 0 0 0 25000 LULULEMON ATHLETICA INC COM 550021109 738600 10000 SH SOLE 0 0 0 10000 BOOT BARN HOLDINGS INC COM 99406100 775800 90000 SH SOLE 0 0 0 90000 KAYNE ANDERSON MLP INVESTMEN COM 486606106 808000 39690 SH SOLE 0 0 0 39690 MONARCH CASINO & RESORT INC COM 609027107 834882 38001 SH SOLE 0 0 0 38001 JOHN BEAN TECHNOLOGIES CORP COM 477839104 918300 15000 SH SOLE 0 0 0 15000 CROSS COUNTRY HEALTHCARE INC COM 227483104 1113531 79995 SH SOLE 0 0 0 79995 ABBOTT LABORATORIES COM 2824100 1423000 36192 SH SOLE 0 0 0 36192 BROOKDALE SENIOR LIVING INC COM 112463104 1503210 97328 SH SOLE 0 0 0 97328 8X8 INC COM 282914100 1554972 106432 SH SOLE 0 0 0 106432 ABRAXAS PETROLEUM CORP COM 3830106 1585684 1403260 SH SOLE 0 0 0 1403260 NEWFIELD EXPLORATION CO COM 651290108 1725229 39050 SH SOLE 0 0 0 39050 HACKETT GROUP INC/THE COM 404609109 1790798 129113 SH SOLE 0 0 0 129113 EURONET WORLDWIDE INC COM 298736109 1879478 27164 SH SOLE 0 0 0 27164 AMN HEALTHCARE SERVICES INC COM 1744101 1961634 49066 SH SOLE 0 0 0 49066 COMFORT SYSTEMS USA INC COM 199908104 1986477 60991 SH SOLE 0 0 0 60991 ROGERS CORP COM 775133101 2081800 34072 SH SOLE 0 0 0 34072 KFORCE INC COM 493732101 2187678 129525 SH SOLE 0 0 0 129525 MARTIN MARIETTA MATERIALS COM 573284106 2455816 12793 SH SOLE 0 0 0 12793 AMAZON.COM INC COM 23135106 2494000 3485 SH SOLE 0 0 0 3485 VARONIS SYSTEMS INC COM 922280102 2557050 106455 SH SOLE 0 0 0 106455 CEVA INC COM 157210105 2762836 101687 SH SOLE 0 0 0 101687 ABIOMED INC COM 3654100 3106897 28428 SH SOLE 0 0 0 28428 HASBRO INC COM 418056107 3494033 41597 SH SOLE 0 0 0 41597 BEACON ROOFING SUPPLY INC COM 73685109 3552981 78139 SH SOLE 0 0 0 78139 CLEAN HARBORS INC COM 184496107 3944415 75694 SH SOLE 0 0 0 75694 CAPITAL SENIOR LIVING CORP COM 140475104 4018473 227400 SH SOLE 0 0 0 227400 NATUS MEDICAL INC COM 639050103 5304096 140320 SH SOLE 0 0 0 140320 MASTEC INC COM 576323109 5779728 258962 SH SOLE 0 0 0 258962 FORWARD AIR CORP COM 349853101 6093900 136841 SH SOLE 0 0 0 136841 FIVE9 INC COM 338307101 6510708 547157 SH SOLE 0 0 0 547157 MARINEMAX INC COM 567908108 7026340 414032 SH SOLE 0 0 0 414032 AXCELIS TECHNOLOGIES INC COM 54540208 1026752 381692 SH SOLE 0 0 0 381692 INCONTACT INC COM 45336E109 2181540 157538 SH SOLE 0 0 0 157538 AMERICAN EAGLE OUTFITTERS COM 02553E106 6389094 401091 SH SOLE 0 0 0 401091 IMAX CORP COM 45245E109 3714333 125995 SH SOLE 0 0 0 125995 BLACKSTONE MTG TR INC CL A COM CL A 09257w100 332000 11995 SH SOLE 0 0 0 11995 INUVO INC COM NEW 46122W204 252989 180706 SH SOLE 0 0 0 180706 APPLIED DNA SCIENCES INC COM NEW 03815U201 278452 86208 SH SOLE 0 0 0 86208 NEOGENOMICS INC COM NEW 64049M209 535022 66545 SH SOLE 0 0 0 66545 INVUITY INC COM NEW 46187J205 552493 57974 SH SOLE 0 0 0 57974 SANDSTORM GOLD LTD COM NEW 80013R206 681934 152900 SH SOLE 0 0 0 152900 DREW INDUSTRIES INC COM NEW 26168l205 702000 8280 SH SOLE 0 0 0 8280 US CONCRETE INC COM NEW 90333L201 1259985 20686 SH SOLE 0 0 0 20686 OCLARO INC COM NEW 67555N206 4060971 832166 SH SOLE 0 0 0 832166 E*TRADE FINANCIAL CORP COM NEW 269246401 234900 10000 SH SOLE 0 0 0 10000 NCI BUILDING SYSTEMS INC COM NEW 628852204 638209 39913 SH SOLE 0 0 0 39913 PURE CYCLE CORP COM NEW 746228303 647164 137402 SH SOLE 0 0 0 137402 MITEK SYSTEMS INC COM NEW 606710200 1053390 148156 SH SOLE 0 0 0 148156 DEAN FOODS CO COM NEW 242370203 3169766 175222 SH SOLE 0 0 0 175222 USG CORP COM NEW 903293405 3421227 126896 SH SOLE 0 0 0 126896 CHROMADEX CORP COM NEW 171077407 683076 164994 SH SOLE 0 0 0 164994 INTERNAP CORP COM PAR $.001 45885A300 412000 200000 SH SOLE 0 0 0 200000 AIR METHODS CORP COM PAR $.06 9128307 5677634 158460 SH SOLE 0 0 0 158460 ALPINE GLOBAL PREMIER PROPER COM SBI 02083A103 203751 37113 SH SOLE 0 0 0 37113 GAMCO GLOBAL GOLD NATURAL RE COM SH BEN INT 36465A109 325000 50000 SH SOLE 0 0 0 50000 NUVEEN CREDIT STRATEGIES INCOM COM SHS 67073d102 291000 36000 SH SOLE 0 0 0 36000 DIVERSIFIED REAL ASST INC FD COM SHS 25533B108 570661 34481 SH SOLE 0 0 0 34481 COHEN & STEERS MLP INCOME AN COM SHS 19249B106 417994 41020 SH SOLE 0 0 0 41020 BLACKSTONE GROUP LP/THE COM UNIT LTD 09253U108 2080592 84794 SH SOLE 0 0 0 84794 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 569874 10200 SH SOLE 0 0 0 10200 MAGELLAN MIDSTREAM PARTNERS COM UNIT RP LP 559080106 1140000 15000 SH SOLE 0 0 0 15000 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1298305 88561 SH SOLE 0 0 0 88561 ISHARES HIGH DIV EQUITY FUND CORE HIGH DV ETF 46429b663 456000 5554 SH SOLE 0 0 0 5554 ISHARES TR S&P SMALL CAP 600 CORE S&P SCP ETF 464287804 314000 2705 SH SOLE 0 0 0 2705 ISHARES TR S&P 500 INDEX CORE S&P500 ETF 464287200 1007000 4784 SH SOLE 0 0 0 4784 ISHARES TR BARCLAYS US AGGREG CORE US AGGBD ET 464287226 380000 3370 SH SOLE 0 0 0 3370 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 340578 6307 SH SOLE 0 0 0 6307 VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 921908844 387000 4655 SH SOLE 0 0 0 4655 VANGUARD FTSE DEVELOPED MARKET FTSE DEV MKT ETF 921943858 2782000 78690 SH SOLE 0 0 0 78690 VANGUARD EMERG MKT ETF FTSE EMR MKT ETF 922042858 1372000 38955 SH SOLE 0 0 0 38955 VANGUARD INDEX FUNDS GROWTH ET GROWTH ETF 922908736 607000 5660 SH SOLE 0 0 0 5660 VANGUARD INDEX FUNDS LARGE CAP LARGE CAP ETF 922908637 242000 2522 SH SOLE 0 0 0 2522 VANECK VECTORS OIL SERVICES OIL SVCS ETF 92189F718 731250 25000 SH SOLE 0 0 0 25000 PUT TESLA MOTORS IN 09/16/2016 215.00 PUT 88160R951 224250 100 SH SOLE 0 0 0 100 ISHARES TR RUSSELL 2000 RUSSELL 2000 ETF 464287655 512000 4457 SH SOLE 0 0 0 4457 SALIENT MIDSTREAM & MLP FUND SH BEN INT 79471V105 336600 30000 SH SOLE 0 0 0 30000 MFS CHARTER INCOME TRUST SH BEN INT 552727109 338800 40000 SH SOLE 0 0 0 40000 WINTHROP REALTY TRUST SH BEN INT NEW 976391300 615300 70000 SH SOLE 0 0 0 70000 VANGUARD BOND INDEX FUND INC S SHORT TRM BOND 921937827 1854000 22870 SH SOLE 0 0 0 22870 MELLANOX TECHNOLOGIES LTD SHS m51363113 532000 11095 SH SOLE 0 0 0 11095 BLACKROCK RESOURCES & COMMOD SHS 09257A108 693000 90000 SH SOLE 0 0 0 90000 FERROGLOBE PLC SHS G33856108 1115262 129531 SH SOLE 0 0 0 129531 ALLERGAN PLC SHS G0177J108 2378033 10290 SH SOLE 0 0 0 10290 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 483867 29096 SH SOLE 0 0 0 29096 PLAINS GP HOLDINGS LP-CL A SHS A REP LTPN 72651A108 990850 95000 SH SOLE 0 0 0 95000 TRONOX LTD-CL A SHS CL A Q9235V101 88200 20000 SH SOLE 0 0 0 20000 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 604164 35085 SH SOLE 0 0 0 35085 VANGUARD INDEX FUNDS SMALL CAP SMALL CP ETF 922908751 420000 3630 SH SOLE 0 0 0 3630 VANGUARD INDEX FUNDS SMALL CAP SML CP GRW ETF 922908595 212000 1710 SH SOLE 0 0 0 1710 VANGUARD BOND INDEX FUND INC T TOTAL BND MRKT 921937835 1110000 13170 SH SOLE 0 0 0 13170 VANGUARD INDEX FUNDS STOCK MKT TOTAL STK MKT 922908769 1191000 11112 SH SOLE 0 0 0 11112 OAKTREE CAP GROUP LLC UNIT CL UNIT CL A 674001201 536000 11980 SH SOLE 0 0 0 11980 VANGUARD INDEX FUNDS VALUE ETF VALUE ETF 922908744 375000 4410 SH SOLE 0 0 0 4410