0001140361-14-022219.txt : 20140519 0001140361-14-022219.hdr.sgml : 20140519 20140519173715 ACCESSION NUMBER: 0001140361-14-022219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bankwell Financial Group, Inc. CENTRAL INDEX KEY: 0001505732 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208251355 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: (203) 972-3838 MAIL ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 FORMER COMPANY: FORMER CONFORMED NAME: BNC Financial Group, Inc. DATE OF NAME CHANGE: 20101115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuehner Carl R III CENTRAL INDEX KEY: 0001607845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36448 FILM NUMBER: 14855741 MAIL ADDRESS: STREET 1: C/O BANKWELL FINANCIAL GROUP, INC. STREET 2: 220 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 4 1 doc1.xml FORM 4 X0306 4 2014-05-15 0 0001505732 Bankwell Financial Group, Inc. BWFG 0001607845 Kuehner Carl R III C/O BANKWELL FINANCIAL GROUP, INC. 220 ELM STREET NEW CANAAN CT 06840 1 0 0 0 Common Stock 243803 D Common Stock 19200 I Held as Trustee Common Stock 1200 D Common Stock 3724 I Deferred Compensation Plan Common Stock 2014-05-15 4 P 0 40000 18.00 A 40000 D Common Stock 2014-05-15 4 P 0 573 18.00 A 573 I Deferred Compensation Plan Stock Options 14.50 2005-03-01 2015-03-01 Common Stock 515 515 D Stock Options 15.50 2005-12-22 2015-12-22 Common Stock 1580 1500 D Stock Options 17.50 2006-12-13 2016-12-13 Common Stock 4575 4575 D Stock Options 20.70 2007-12-12 2017-12-12 Commmon Stock 3661 3661 D 1,200 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Stock Options granted pursuant to the 2002 Bank Management, Director and Founder Stock Option Plan, all of which are fully vested. Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested. Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested. /s/ Carl R. Kuehner III 2014-05-19