0001140361-14-022209.txt : 20140519
0001140361-14-022209.hdr.sgml : 20140519
20140519173334
ACCESSION NUMBER: 0001140361-14-022209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140515
FILED AS OF DATE: 20140519
DATE AS OF CHANGE: 20140519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bankwell Financial Group, Inc.
CENTRAL INDEX KEY: 0001505732
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 208251355
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
BUSINESS PHONE: (203) 972-3838
MAIL ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
FORMER COMPANY:
FORMER CONFORMED NAME: BNC Financial Group, Inc.
DATE OF NAME CHANGE: 20101115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halsell Hugh III
CENTRAL INDEX KEY: 0001607577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36448
FILM NUMBER: 14855715
MAIL ADDRESS:
STREET 1: C/O BANKWELL FINANCIAL GROUP, INC.
STREET 2: 220 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
4
1
doc1.xml
FORM 4
X0306
4
2014-05-15
0
0001505732
Bankwell Financial Group, Inc.
BWFG
0001607577
Halsell Hugh III
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET
NEW CANAAN
CT
06840
1
0
0
0
Common Stock
155388
D
Common Stock
800
D
Common Stock
4520
I
Deferred Compensation Plan
Common Stock
2014-05-15
4
P
0
55556
18.00
A
55556
D
Common Stock
2014-05-15
4
P
0
1235
18.00
A
1235
I
Deferred Compensation Plan
Stock Options
14.50
2005-03-01
2015-03-01
Common Stock
740
740
D
Stock Options
15.50
2005-12-22
2015-12-22
Common Stock
2190
2190
D
Stock Options
17.50
2006-12-13
2016-12-13
Common Stock
6250
6250
D
Stock Options
20.70
2007-12-12
2017-12-12
Common Stock
4071
4071
D
800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Stock Options granted pursuant to the 2002 Bank Management, Director and Founder Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
/s/ Hugh Halsell by POA
2014-05-19