0001473158-13-000001.txt : 20130104 0001473158-13-000001.hdr.sgml : 20130104 20130104132953 ACCESSION NUMBER: 0001473158-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schreiber John CENTRAL INDEX KEY: 0001504918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 13510766 MAIL ADDRESS: STREET 1: C/O GENERAL GROWTH PROPERTIES, INC. STREET 2: 110 NORTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Growth Properties, Inc. CENTRAL INDEX KEY: 0001496048 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 272963337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-960-5000 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: New GGP, Inc. DATE OF NAME CHANGE: 20100706 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0 0001496048 General Growth Properties, Inc. GGP 0001504918 Schreiber John C/O GENERAL GROWTH PROPERTIES, INC. 110 NORTH WACKER DRIVE CHICAGO IL 60606 1 0 0 0 Common Stock 2013-01-02 4 A 0 8728 0 A 23442 D Common Stock 47010303 I See Footnotes Represents the grant of restricted stock to the reporting person under the General Growth Properties, Inc. 2010 Equity Incentive Plan. The grant is exempt from Section 16 (b) pursuant to Rule 16b-3(d). The grant vests in 25% increments on each of March 31, 2013, June 30, 2013, September 30, 2013 and December 31, 2013. BREP (GGP) VI-A L.P. directly owns 9,886,407 shares of common stock, par value $0.01 per share ("Common Stock") of the Issuer, BREP (GGP) VI L.P. directly owns 16,859,412 shares of Common Stock, BREP (GGP) VI.TE.1 L.P. directly owns 4,617,398 shares of Common Stock, BREP (GGP) VI.TE.2 L.P. directly owns 9,831,156 shares of Common Stock, Blackstone Real Estate Partners VI L.P. directly owns 97,172 shares of Common Stock and warrants to purchase 2,283,084 shares of Common Stock, Blackstone Real Estate Partners (AIV) VI L.P. directly owns 282 shares of Common Stock and warrants to purchase 19,462 shares of Common Stock, (continued in footnote 3) Blackstone Real Estate Partners VI.F L.P. directly owns 43,614 shares of Common Stock and warrants to purchase 1,024,737 shares of Common Stock, Blackstone Real Estate Partners VI.TE.1 L.P. directly owns 26,613 shares of Common Stock and warrants to purchase 625,283 shares of Common Stock, Blackstone Real Estate Partners VI.TE.2 L.P. directly owns 57,210 shares of Common Stock and warrants to purchase 1,331,327 shares of Common Stock, Blackstone Real Estate Holdings VI L.P. directly owns 688 shares of Common Stock and warrants to purchase 16,173 shares of Common Stock, and Blackstone GGP Principal Transaction Partners L.P. directly owns 11,851 shares of Common Stock and warrants to purchase 278,434 shares of Common Stock. (continued in footnote 4) Blackstone Real Estate Associates VI L.P. is the general partner of (i) Blackstone Real Estate Partners VI L.P., (ii) Blackstone Real Estate Partners (AIV) VI L.P., (iii) Blackstone Real Estate Partners VI.F L.P., (iv) Blackstone Real Estate Partners VI.TE.1 L.P., (v) Blackstone Real Estate Partners VI.TE.2 L.P. and (vi) Blackstone GGP Principal Transaction Partners L.P. BREP VI Side-by-Side GP L.L.C. is the general partner of Blackstone Real Estate Holdings VI L.P. (together with the entities in clauses (i) through (vi), the "Blackstone Funds"). Blackstone Real Estate Associates VI (GGP) L.L.C. is the general partner of BREP (GGP) VI L.P., BREP (GGP) VI-A L.P., BREP (GGP) VI.TE.1 L.P. and BREP (GGP) VI.TE.2 L.P. (collectively, the "Blackstone Subsidiaries"). Blackstone Real Estate Associates VI L.P. is the sole member of Blackstone Real Estate Associates VI (GGP) L.L.C. (continued in footnote 5) BREA VI L.L.C. is the general partner of Blackstone Real Estate Associates VI L.P. Blackstone Holdings III L.P. is the managing member of BREA VI L.L.C. and the sole member of BREP VI Side-by-Side GP L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P. The Blackstone Group L.P. is the managing member of Blackstone Holdings III GP Management L.L.C. The Blackstone Group L.P. is controlled by its general partner, Blackstone Group Management L.L.C., which is in turn wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. (continued in footnote 6) Each of such entities and Mr. Schwarzman may be deemed to beneficially own the shares and warrants to purchase shares of Common Stock beneficially owned by the Blackstone Funds and the Blackstone Subsidiaries directly or indirectly controlled by it or him, but each disclaims beneficial ownership of such shares and warrants to purchase share of Common Stock except to the extent of its or his indirect pecuniary interest therein. Mr. Schreiber may be deemed to share dispositive power over these shares and warrants to purchase shares of Common Stock, but Mr. Schreiber disclaims beneficial ownership of such shares and warrants to purchase shares of Common Stock except to the extent of his indirect pecuniary interest therein. Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, Mr. Schreiber herein states that this filing shall not be deemed an admission that he is the beneficial owner of any of the indirectly beneficially owned shares of Common Stock or warrants to purchase Common Stock covered by this Statement, except to the extent of his pecuniary interest in such shares of Common Stock and warrants to purchase shares of Common Stock. /s/ Stacie L. Herron, by power of attorney 2013-01-04