0001526581-16-000017.txt : 20160823 0001526581-16-000017.hdr.sgml : 20160823 20160823144753 ACCESSION NUMBER: 0001526581-16-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Midstream Partners, LP CENTRAL INDEX KEY: 0001513965 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 270855785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 310 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (720) 457-6060 MAIL ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 310 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Spectrum Partners VI LP CENTRAL INDEX KEY: 0001504801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35257 FILM NUMBER: 161847051 BUSINESS ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214.987.6100 MAIL ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Spectrum VI LLC CENTRAL INDEX KEY: 0001623042 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35257 FILM NUMBER: 161847052 BUSINESS ADDRESS: STREET 1: 5956 SHERRY LANE, SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-987-6100 MAIL ADDRESS: STREET 1: 5956 SHERRY LANE, SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Spectrum Capital VI LP CENTRAL INDEX KEY: 0001623040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35257 FILM NUMBER: 161847053 BUSINESS ADDRESS: STREET 1: 5956 SHERRY LANE, SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-987-6100 MAIL ADDRESS: STREET 1: 5956 SHERRY LANE, SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Spectrum Securities Corp CENTRAL INDEX KEY: 0001526581 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35257 FILM NUMBER: 161847054 BUSINESS ADDRESS: STREET 1: 5956 SHERRY LN STE 900 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-987-6100 MAIL ADDRESS: STREET 1: 5956 SHERRY LN STE 900 CITY: DALLAS STATE: TX ZIP: 75225 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-19 1 0001513965 American Midstream Partners, LP AMID 0001526581 Energy Spectrum Securities Corp 5956 SHERRY LN STE 900 DALLAS TX 75225 0 0 1 0 0001623040 Energy Spectrum Capital VI LP 5956 SHERRY LANE, SUITE 900 DALLAS TX 75225 0 0 1 0 0001623042 Energy Spectrum VI LLC 5956 SHERRY LANE, SUITE 900 DALLAS TX 75225 0 0 1 0 0001504801 Energy Spectrum Partners VI LP 5956 SHERRY LANE SUITE 900 DALLAS TX 75225 0 0 1 0 Common Units 2016-08-19 4 S 0 187524 12.2348 D 3195723 I See footnote. Common Units 2016-08-22 4 S 0 105929 12.0682 D 3089794 I See footnote. Energy Spectrum Securities Corporation ("ESSC") owns 100% of the issued and outstanding membership interest of Energy Spectrum VI, LLC, a Texas limited liability company ("ESLLC"), which serves as the general partner of Energy Spectrum Capital VI LP, a Delaware limited partnership ("ESCLP"), which serves as the general partner of Energy Spectrum Partners VI LP, a Delaware limited partnership ("ESP" and together with ESSC, ESLLC, and ESCLP, the "Reporting Persons"). ESP is the record holder of the Common Units of the Issuer ("Units") reported in this line on this Form 4 and has a direct pecuniary interest in the Units. ESSC, ESLLC, and ESCLP beneficially own the Units for the purposes of Section 13(d) of the Exchange Act and have an indirect pecuniary interest in the Units. On August 19, 2016, ESP sold 187,524 Units on the New York Stock Exchange in open market sales, at prices ranging from $12.15 to $12.46 per Unit, with a weighted-average per-Unit price of $12.2348. On August 22, 2016, ESP sold 105,929 Units on the New York Stock Exchange in open market sales, at prices ranging from $12.03 to $12.35 per Unit, with a weighted-average per-Unit price of $12.0682. The Reporting Persons agree to provide, upon request by the Securities Exchange Commission, the Issuer, or a holder of Units, full information regarding the number of units sold at each separate price. James P. Benson 2016-08-23 James P. Benson 2016-08-23 James P. Benson 2016-08-23 James P. Benson 2016-08-23