0001172661-21-000801.txt : 20210216 0001172661-21-000801.hdr.sgml : 20210216 20210216164950 ACCESSION NUMBER: 0001172661-21-000801 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 21640050 BUSINESS ADDRESS: STREET 1: 3550 LENOX RD. STREET 2: SUITE 2700 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3550 LENOX RD. STREET 2: SUITE 2700 CITY: ATLANTA STATE: GA ZIP: 30326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001504744 XXXXXXXX 12-31-2020 12-31-2020 false Homrich & Berg

3550 Lenox Rd. Suite 2700 Atlanta GA 30326

13F HOLDINGS REPORT 028-14008 N Christopher Casdia 404-264-1400 /s/ Christopher Casdia Atlanta GA 02-16-2021 0 397 3523098 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1734 9923 SH SOLE 9923 0 0 ABBOTT LABS COM 002824100 1823 16647 SH SOLE 16647 0 0 ABBVIE INC COM 00287Y109 3462 32313 SH SOLE 32313 0 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 1665 91072 SH SOLE 91072 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5297 20277 SH SOLE 20277 0 0 ACUITY BRANDS INC COM 00508Y102 530 4375 SH SOLE 4375 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1319 2637 SH SOLE 2637 0 0 AFLAC INC COM 001055102 337 7573 SH SOLE 7573 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 268 2555 SH SOLE 2555 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 634 2723 SH SOLE 2723 0 0 ALITHYA GROUP INC CL A SUB VTG 01643B106 51 24432 SH SOLE 24432 0 0 ALLSTATE CORP COM 020002101 1600 14555 SH SOLE 14555 0 0 ALPHABET INC CAP STK CL C 02079K107 4181 2387 SH SOLE 2387 0 0 ALPHABET INC CAP STK CL A 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SH SOLE 9705 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 230 6106 SH SOLE 6106 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 251 40000 SH SOLE 40000 0 0 CARVANA CO CL A 146869102 246 1025 SH SOLE 1025 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 49 37500 SH SOLE 37500 0 0 CATERPILLAR INC COM 149123101 2107 11578 SH SOLE 11578 0 0 CENTENE CORP DEL COM 15135B101 2877 47923 SH SOLE 47923 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 241 364 SH SOLE 364 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 36 46000 SH SOLE 46000 0 0 CHEVRON CORP NEW COM 166764100 1392 16489 SH SOLE 16489 0 0 CHUBB LIMITED COM H1467J104 1068 6939 SH SOLE 6939 0 0 CIGNA CORP NEW COM 125523100 321 1543 SH SOLE 1543 0 0 CISCO SYS INC COM 17275R102 5394 120529 SH SOLE 120529 0 0 CITIGROUP INC COM NEW 172967424 680 11027 SH SOLE 11027 0 0 CITRIX SYS INC COM 177376100 263 2025 SH SOLE 2025 0 0 CLOROX CO DEL COM 189054109 774 3835 SH SOLE 3835 0 0 CMS ENERGY CORP COM 125896100 901 14769 SH SOLE 14769 0 0 COCA COLA CO COM 191216100 12654 230738 SH SOLE 230738 0 0 COLGATE PALMOLIVE CO COM 194162103 1362 15927 SH SOLE 15927 0 0 COMCAST CORP NEW CL A 20030N101 5228 99762 SH SOLE 99762 0 0 CONAGRA BRANDS INC COM 205887102 204 5613 SH SOLE 5613 0 0 CONOCOPHILLIPS COM 20825C104 202 5052 SH SOLE 5052 0 0 COSTAR GROUP INC COM 22160N109 238 257 SH SOLE 257 0 0 COSTCO WHSL CORP NEW COM 22160K105 1303 3459 SH SOLE 3459 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 268 1750 SH SOLE 1750 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 208 1307 SH SOLE 1307 0 0 CSX CORP COM 126408103 537 5920 SH SOLE 5920 0 0 CVS HEALTH CORP COM 126650100 565 8272 SH SOLE 8272 0 0 DANAHER CORPORATION COM 235851102 642 2891 SH SOLE 2891 0 0 DASEKE INC COM 23753F107 139 24000 SH SOLE 24000 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 293 8718 SH SOLE 8718 0 0 DEERE & CO COM 244199105 633 2351 SH SOLE 2351 0 0 DELEK LOGISTICS PARTNERS LP COM UNT RP INT 24664T103 278 8684 SH SOLE 8684 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1878 46714 SH SOLE 46714 0 0 DEXCOM INC COM 252131107 220 595 SH SOLE 595 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 259 1632 SH SOLE 1632 0 0 DISNEY WALT CO COM 254687106 3897 21509 SH SOLE 21509 0 0 DOLLAR GEN CORP NEW COM 256677105 857 4073 SH SOLE 4073 0 0 DOMINION ENERGY INC COM 25746U109 611 8128 SH SOLE 8128 0 0 DONALDSON INC COM 257651109 298 5329 SH SOLE 5329 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 217 13075 SH SOLE 13075 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2158 23571 SH SOLE 23571 0 0 DUPONT DE NEMOURS INC COM 26614N102 359 5044 SH SOLE 5044 0 0 EATON CORP PLC SHS G29183103 209 1744 SH SOLE 1744 0 0 EATON VANCE CORP COM NON VTG 278265103 2098 30888 SH SOLE 30888 0 0 ECOLAB INC COM 278865100 650 3006 SH SOLE 3006 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 476 5213 SH SOLE 5213 0 0 EMERSON ELEC CO COM 291011104 1580 19662 SH SOLE 19662 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 295 47680 SH SOLE 47680 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1812 92507 SH SOLE 92507 0 0 EQUIFAX INC COM 294429105 909 4715 SH SOLE 4715 0 0 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 414 12310 SH SOLE 12310 0 0 ETFS TR BBRG ALL COMD K1 003261104 1245 56869 SH SOLE 56869 0 0 ETSY INC COM 29786A106 312 1753 SH SOLE 1753 0 0 EXXON MOBIL CORP COM 30231G102 1262 30618 SH SOLE 30618 0 0 FACEBOOK INC CL A 30303M102 3900 14276 SH SOLE 14276 0 0 FEDEX CORP COM 31428X106 1683 6482 SH SOLE 6482 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 464 2187 SH SOLE 2187 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 752 10246 SH SOLE 10246 0 0 FISERV INC COM 337738108 947 8319 SH SOLE 8319 0 0 FS KKR CAP CORP II COM 35952V303 309 18861 SH SOLE 18861 0 0 GENERAL DYNAMICS CORP COM 369550108 1474 9907 SH SOLE 9907 0 0 GENERAL ELECTRIC CO COM 369604103 199 18388 SH SOLE 18388 0 0 GILEAD SCIENCES INC COM 375558103 1122 19260 SH SOLE 19260 0 0 GLOBAL PMTS INC COM 37940X102 5684 26385 SH SOLE 26385 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 437 22830 SH SOLE 22830 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 606 2296 SH SOLE 2296 0 0 GOLUB CAP BDC INC COM 38173M102 1256 88855 SH SOLE 88855 0 0 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 205 14433 SH SOLE 14433 0 0 HCA HEALTHCARE INC COM 40412C101 204 1242 SH SOLE 1242 0 0 HOME DEPOT INC COM 437076102 41400 155861 SH SOLE 155861 0 0 HOME DEPOT INC COM 437076102 266 1000 SH Put SOLE 1000 0 0 HONEYWELL INTL INC COM 438516106 5411 25441 SH SOLE 25441 0 0 HUMANA INC COM 444859102 868 2116 SH SOLE 2116 0 0 ILLINOIS TOOL WKS INC COM 452308109 1020 5001 SH SOLE 5001 0 0 ILLUMINA INC COM 452327109 243 656 SH SOLE 656 0 0 INTEL CORP COM 458140100 5139 103145 SH SOLE 103145 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2510 19937 SH SOLE 19937 0 0 INTUIT COM 461202103 290 763 SH SOLE 763 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 309 378 SH SOLE 378 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 914 18061 SH SOLE 18061 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 6572 116873 SH SOLE 116873 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 377 10032 SH SOLE 10032 0 0 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 404 20805 SH SOLE 20805 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 867 33397 SH SOLE 33397 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2409 113567 SH SOLE 113567 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 922 39896 SH SOLE 39896 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 613 27368 SH SOLE 27368 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 705 32207 SH SOLE 32207 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 585 25077 SH SOLE 25077 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1079 49594 SH SOLE 49594 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 636 2508 SH SOLE 2508 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3873 30366 SH SOLE 30366 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8174 26053 SH SOLE 26053 0 0 ISHARES GOLD TRUST ISHARES 464285105 1095 60410 SH SOLE 60410 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3937 63452 SH SOLE 63452 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 535 12749 SH SOLE 12749 0 0 ISHARES TR S&P 100 ETF 464287101 4636 27009 SH SOLE 27009 0 0 ISHARES TR MRNGSTR LG-CP GR 464287119 527 1818 SH SOLE 1818 0 0 ISHARES TR CORE S&P TTL STK 464287150 58073 673542 SH SOLE 673542 0 0 ISHARES TR SELECT DIVID ETF 464287168 5355 55677 SH SOLE 55677 0 0 ISHARES TR TIPS BD ETF 464287176 1389 10878 SH SOLE 10878 0 0 ISHARES TR CORE S&P500 ETF 464287200 12512 33330 SH SOLE 33330 0 0 ISHARES TR CORE US AGGBD ET 464287226 1514 12808 SH SOLE 12808 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3098 59953 SH SOLE 59953 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1543 11174 SH SOLE 11174 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 171111 2681148 SH SOLE 2681148 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1958 15295 SH SOLE 15295 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 942 10909 SH SOLE 10909 0 0 ISHARES TR MSCI EAFE ETF 464287465 6820 93482 SH SOLE 93482 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 608 6273 SH SOLE 6273 0 0 ISHARES TR RUS MD CP GR ETF 464287481 566 5517 SH SOLE 5517 0 0 ISHARES TR RUS MID CAP ETF 464287499 213 3108 SH SOLE 3108 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2029 8830 SH SOLE 8830 0 0 ISHARES TR PHLX SEMICND ETF 464287523 201 530 SH SOLE 530 0 0 ISHARES TR EXPND TEC SC ETF 464287549 2212 6324 SH SOLE 6324 0 0 ISHARES TR COHEN STEER REIT 464287564 299 5550 SH SOLE 5550 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 6227 45543 SH SOLE 45543 0 0 ISHARES TR S&P MC 400GR ETF 464287606 2371 32836 SH SOLE 32836 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 10115 41948 SH SOLE 41948 0 0 ISHARES TR RUS 1000 ETF 464287622 3405 16074 SH SOLE 16074 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2792 21188 SH SOLE 21188 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1293 4511 SH SOLE 4511 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2242 11436 SH SOLE 11436 0 0 ISHARES TR CORE S&P US GWT 464287671 2018 22757 SH SOLE 22757 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 787 3520 SH SOLE 3520 0 0 ISHARES TR U.S. TECH ETF 464287721 746 8768 SH SOLE 8768 0 0 ISHARES TR U.S. REAL ES ETF 464287739 728 8505 SH SOLE 8505 0 0 ISHARES TR US HLTHCARE ETF 464287762 442 1798 SH SOLE 1798 0 0 ISHARES TR CORE S&P SCP ETF 464287804 4461 48542 SH SOLE 48542 0 0 ISHARES TR MRNGSTR LG-CP VL 464288109 743 6622 SH SOLE 6622 0 0 ISHARES TR INTL TREA BD ETF 464288117 268 4811 SH SOLE 4811 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 261 2415 SH SOLE 2415 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1713 14778 SH SOLE 14778 0 0 ISHARES TR NATIONAL MUN ETF 464288414 372 3176 SH SOLE 3176 0 0 ISHARES TR MBS ETF 464288588 549 4984 SH SOLE 4984 0 0 ISHARES TR MSCI USA ESG SLC 464288802 1697 20609 SH SOLE 20609 0 0 ISHARES TR RUS TOP 200 ETF 464289446 512 5674 SH SOLE 5674 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 11976 136603 SH SOLE 136603 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 829 11286 SH SOLE 11286 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 538 7933 SH SOLE 7933 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 496 4266 SH SOLE 4266 0 0 ISHARES TR MSCI USA MMENTM 46432F396 1659 10284 SH SOLE 10284 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 6234 92778 SH SOLE 92778 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2652 38392 SH SOLE 38392 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 596 11542 SH SOLE 11542 0 0 ISHARES TR MSCI INTL MULTFT 46434V274 934 34354 SH SOLE 34354 0 0 ISHARES TR MSCI USA MULTIFT 46434V282 9759 259055 SH SOLE 259055 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 800 13975 SH SOLE 13975 0 0 ISHARES TR CORE DIV GRWTH 46434V621 7892 176078 SH SOLE 176078 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 1228 14270 SH SOLE 14270 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 547 7489 SH SOLE 7489 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 381 7593 SH SOLE 7593 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 68479 1341673 SH SOLE 1341673 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 188900 3719243 SH SOLE 3719243 0 0 JOHNSON & JOHNSON COM 478160104 10044 63819 SH SOLE 63819 0 0 JPMORGAN CHASE & CO COM 46625H100 3527 27753 SH SOLE 27753 0 0 KIMBERLY-CLARK CORP COM 494368103 1403 10403 SH SOLE 10403 0 0 KLA CORP COM NEW 482480100 2197 8484 SH SOLE 8484 0 0 LAUDER ESTEE COS INC CL A 518439104 326 1226 SH SOLE 1226 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 211 1332 SH SOLE 1332 0 0 LILLY ELI & CO COM 532457108 2090 12377 SH SOLE 12377 0 0 LINDE PLC SHS G5494J103 1710 6488 SH SOLE 6488 0 0 LOCKHEED MARTIN CORP COM 539830109 1879 5293 SH SOLE 5293 0 0 LOWES COS INC COM 548661107 1783 11111 SH SOLE 11111 0 0 LULULEMON ATHLETICA INC COM 550021109 343 985 SH SOLE 985 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1277 30092 SH SOLE 30092 0 0 MARSH & MCLENNAN COS INC COM 571748102 386 3303 SH SOLE 3303 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1779 4983 SH SOLE 4983 0 0 MCDONALDS CORP COM 580135101 4391 20464 SH SOLE 20464 0 0 MEDTRONIC PLC SHS G5960L103 2563 21879 SH SOLE 21879 0 0 MERCK & CO. INC COM 58933Y105 3717 45442 SH SOLE 45442 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 274 1983 SH SOLE 1983 0 0 MICROSOFT CORP COM 594918104 23247 104520 SH SOLE 104520 0 0 MID-AMER APT CMNTYS INC COM 59522J103 2794 22055 SH SOLE 22055 0 0 MONDELEZ INTL INC CL A 609207105 552 9442 SH SOLE 9442 0 0 MORGAN STANLEY COM NEW 617446448 201 2929 SH SOLE 2929 0 0 MPLX LP COM UNIT REP LTD 55336V100 459 21198 SH SOLE 21198 0 0 MRC GLOBAL INC COM 55345K103 133 20084 SH SOLE 20084 0 0 NAUTILUS INC COM 63910B102 262 14422 SH SOLE 14422 0 0 NETFLIX INC COM 64110L106 1894 3502 SH SOLE 3502 0 0 NEXTERA ENERGY INC COM 65339F101 3514 45548 SH SOLE 45548 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 250 3733 SH SOLE 3733 0 0 NIKE INC CL B 654106103 3675 25975 SH SOLE 25975 0 0 NORFOLK SOUTHN CORP COM 655844108 1164 4897 SH SOLE 4897 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 100 10500 SH SOLE 10500 0 0 NVIDIA CORPORATION COM 67066G104 2650 5074 SH SOLE 5074 0 0 NXP SEMICONDUCTORS N V COM N6596X109 203 1275 SH SOLE 1275 0 0 ORACLE CORP COM 68389X105 3083 47660 SH SOLE 47660 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 611 48272 SH SOLE 48272 0 0 PAYPAL HLDGS INC COM 70450Y103 1509 6445 SH SOLE 6445 0 0 PEPSICO INC COM 713448108 5998 40447 SH SOLE 40447 0 0 PFIZER INC COM 717081103 5799 157545 SH SOLE 157545 0 0 PHILIP MORRIS INTL INC COM 718172109 735 8873 SH SOLE 8873 0 0 PHILLIPS 66 COM 718546104 353 5042 SH SOLE 5042 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 976 54691 SH SOLE 54691 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 186204 1824816 SH SOLE 1824816 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 185 22415 SH SOLE 22415 0 0 POOL CORP COM 73278L105 350 940 SH SOLE 940 0 0 PREFERRED APT CMNTYS INC COM 74039L103 464 62645 SH SOLE 62645 0 0 PRICE T ROWE GROUP INC COM 74144T108 564 3725 SH SOLE 3725 0 0 PROCTER AND GAMBLE CO COM 742718109 14469 103991 SH SOLE 103991 0 0 PROGRESSIVE CORP COM 743315103 358 3617 SH SOLE 3617 0 0 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 51 50000 SH SOLE 50000 0 0 QUALCOMM INC COM 747525103 860 5645 SH SOLE 5645 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3757 52534 SH SOLE 52534 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1350 83767 SH SOLE 83767 0 0 REPUBLIC SVCS INC COM 760759100 823 8549 SH SOLE 8549 0 0 RESEARCH FRONTIERS INC COM 760911107 28 10000 SH SOLE 10000 0 0 ROCKWELL AUTOMATION INC COM 773903109 1089 4342 SH SOLE 4342 0 0 ROKU INC COM CL A 77543R102 294 885 SH SOLE 885 0 0 ROLLINS INC COM 775711104 463 11841 SH SOLE 11841 0 0 ROPER TECHNOLOGIES INC COM 776696106 631 1463 SH SOLE 1463 0 0 S&P GLOBAL INC COM 78409V104 503 1530 SH SOLE 1530 0 0 SALESFORCE COM INC COM 79466L302 736 3306 SH SOLE 3306 0 0 SCHWAB CHARLES CORP COM 808513105 276 5202 SH SOLE 5202 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 81690 897792 SH SOLE 897792 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 18516 203582 SH SOLE 203582 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 11945 93021 SH SOLE 93021 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4145 69623 SH SOLE 69623 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3169 46483 SH SOLE 46483 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3053 34299 SH SOLE 34299 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2357 76903 SH SOLE 76903 0 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 329 8811 SH SOLE 8811 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 567 12621 SH SOLE 12621 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 16698 260336 SH SOLE 260336 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 9192 255250 SH SOLE 255250 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1235 22040 SH SOLE 22040 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 581 15300 SH SOLE 15300 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1814 31161 SH SOLE 31161 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 8960 174346 SH SOLE 174346 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 473 12559 SH SOLE 12559 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 1946 20560 SH SOLE 20560 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 723 6374 SH SOLE 6374 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 902 5607 SH SOLE 5607 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 491 5549 SH SOLE 5549 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2227 17124 SH SOLE 17124 0 0 SERVICE CORP INTL COM 817565104 213 4342 SH SOLE 4342 0 0 SHERWIN WILLIAMS CO COM 824348106 201 274 SH SOLE 274 0 0 SOUTHERN CO COM 842587107 4939 80407 SH SOLE 80407 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2473 8087 SH SOLE 8087 0 0 SPDR GOLD TR GOLD SHS 78463V107 2213 12405 SH SOLE 12405 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 483 14171 SH SOLE 14171 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 81287 217416 SH SOLE 217416 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1958 4662 SH SOLE 4662 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 274 3314 SH SOLE 3314 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 96768 1750187 SH SOLE 1750187 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 298 9556 SH SOLE 9556 0 0 SPDR SER TR S&P DIVID ETF 78464A763 5101 48151 SH SOLE 48151 0 0 SPDR SER TR S&P INS ETF 78464A789 216 6422 SH SOLE 6422 0 0 SPDR SER TR S&P BK ETF 78464A797 850 20330 SH SOLE 20330 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 479 10394 SH SOLE 10394 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 2162 19847 SH SOLE 19847 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 1975 21577 SH SOLE 21577 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 257 5166 SH SOLE 5166 0 0 SQUARE INC CL A 852234103 1434 6587 SH SOLE 6587 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7169 145467 SH SOLE 145467 0 0 STARBUCKS CORP COM 855244109 2300 21496 SH SOLE 21496 0 0 STRYKER CORPORATION COM 863667101 345 1407 SH SOLE 1407 0 0 SYSCO CORP COM 871829107 650 8748 SH SOLE 8748 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1407 12907 SH SOLE 12907 0 0 TARGET CORP COM 87612E106 2883 16330 SH SOLE 16330 0 0 TELADOC HEALTH INC COM 87918A105 1075 5375 SH SOLE 5375 0 0 TESLA INC COM 88160R101 2226 3155 SH SOLE 3155 0 0 TEXAS INSTRS INC COM 882508104 3729 22717 SH SOLE 22717 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1601 3438 SH SOLE 3438 0 0 TJX COS INC NEW COM 872540109 287 4203 SH SOLE 4203 0 0 TRANSUNION COM 89400J107 448 4513 SH SOLE 4513 0 0 TRAVELERS COMPANIES INC COM 89417E109 402 2866 SH SOLE 2866 0 0 TRILOGY METALS INC NEW COM 89621C105 31 15500 SH SOLE 15500 0 0 TRUIST FINL CORP COM 89832Q109 977 20375 SH SOLE 20375 0 0 UBER TECHNOLOGIES INC COM 90353T100 259 5069 SH SOLE 5069 0 0 UNIFIED SER TR BALLAST SMLMD CP 90470L550 259 9696 SH SOLE 9696 0 0 UNILEVER PLC SPON ADR NEW 904767704 277 4596 SH SOLE 4596 0 0 UNION PAC CORP COM 907818108 4382 21047 SH SOLE 21047 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1956 11614 SH SOLE 11614 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6652 18970 SH SOLE 18970 0 0 US BANCORP DEL COM NEW 902973304 1741 37359 SH SOLE 37359 0 0 V F CORP COM 918204108 278 3260 SH SOLE 3260 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 224 6230 SH SOLE 6230 0 0 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 253 10203 SH SOLE 10203 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 905 65880 SH SOLE 65880 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 398 1820 SH SOLE 1820 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 265 2413 SH SOLE 2413 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1234 13291 SH SOLE 13291 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 50438 608416 SH SOLE 608416 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1406 15943 SH SOLE 15943 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1483 25324 SH SOLE 25324 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 17198 50039 SH SOLE 50039 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2623 22053 SH SOLE 22053 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3422 16134 SH SOLE 16134 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 903 10628 SH SOLE 10628 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1908 7128 SH SOLE 7128 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1932 13585 SH SOLE 13585 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1579 7637 SH SOLE 7637 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1595 9077 SH SOLE 9077 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 714 4333 SH SOLE 4333 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 8931 35252 SH SOLE 35252 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 3074 25842 SH SOLE 25842 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 8551 43923 SH SOLE 43923 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 990235 5087523 SH SOLE 5087523 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 325 5980 SH SOLE 5980 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1000 10797 SH SOLE 10797 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 42207 723219 SH SOLE 723219 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2822 56312 SH SOLE 56312 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 11709 147116 SH SOLE 147116 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 247 4834 SH SOLE 4834 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 11537 187290 SH SOLE 187290 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 872 10480 SH SOLE 10480 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 307 3159 SH SOLE 3159 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 380817 2697577 SH SOLE 2697577 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 194458 3232345 SH SOLE 3232345 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6629 140421 SH SOLE 140421 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 351 3840 SH SOLE 3840 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 9907 48623 SH SOLE 48623 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 6293 72481 SH SOLE 72481 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 6773 50751 SH SOLE 50751 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 905 3290 SH SOLE 3290 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 346 1987 SH SOLE 1987 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 397 7652 SH SOLE 7652 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 251 3445 SH SOLE 3445 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1118 4997 SH SOLE 4997 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 580 3411 SH SOLE 3411 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1242 3510 SH SOLE 3510 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 347 2209 SH SOLE 2209 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 690 5028 SH SOLE 5028 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 644 5355 SH SOLE 5355 0 0 VEEVA SYS INC CL A COM 922475108 294 1081 SH SOLE 1081 0 0 VERISK ANALYTICS INC COM 92345Y106 256 1232 SH SOLE 1232 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5077 86425 SH SOLE 86425 0 0 VIATRIS INC COM 92556V106 210 11217 SH SOLE 11217 0 0 VISA INC COM CL A 92826C839 6477 29611 SH SOLE 29611 0 0 WALMART INC COM 931142103 4696 32576 SH SOLE 32576 0 0 WALMART INC COM 931142103 288 2000 SH Call SOLE 2000 0 0 WALMART INC COM 931142103 577 4000 SH Put SOLE 4000 0 0 WASTE MGMT INC DEL COM 94106L109 1152 9769 SH SOLE 9769 0 0 WAYFAIR INC CL A 94419L101 1606 7113 SH SOLE 7113 0 0 WEC ENERGY GROUP INC COM 92939U106 1098 11926 SH SOLE 11926 0 0 WELLS FARGO CO NEW COM 949746101 720 23864 SH SOLE 23864 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 203 14699 SH SOLE 14699 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 221 5303 SH SOLE 5303 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 731 6976 SH SOLE 6976 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 283 5939 SH SOLE 5939 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 317 5816 SH SOLE 5816 0 0 WISDOMTREE TR CBOE S&P 500 97717X560 1370 48000 SH SOLE 48000 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 12185 225814 SH SOLE 225814 0 0 WISDOMTREE TR 90/60 BALNCED FD 97717Y790 2096 57268 SH SOLE 57268 0 0 WORKDAY INC CL A 98138H101 1290 5384 SH SOLE 5384 0 0 XCEL ENERGY INC COM 98389B100 1117 16751 SH SOLE 16751 0 0 YUM BRANDS INC COM 988498101 317 2922 SH SOLE 2922 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 251 1630 SH SOLE 1630 0 0 ZOETIS INC CL A 98978V103 337 2034 SH SOLE 2034 0 0