0001172661-20-002087.txt : 20201112 0001172661-20-002087.hdr.sgml : 20201112 20201110202222 ACCESSION NUMBER: 0001172661-20-002087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201110 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 201302698 BUSINESS ADDRESS: STREET 1: 3550 LENOX RD. STREET 2: SUITE 2700 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3550 LENOX RD. STREET 2: SUITE 2700 CITY: ATLANTA STATE: GA ZIP: 30326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001504744 XXXXXXXX 09-30-2020 09-30-2020 false Homrich & Berg

3550 Lenox Rd. Suite 2700 Atlanta GA 30326

13F HOLDINGS REPORT 028-14008 N Christopher Casdia 404-264-1400 /s/ Christopher Casdia Atlanta GA 11-10-2020 0 340 2918595 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1784 11137 SH SOLE 11137 0 0 ABBOTT LABS COM 002824100 1643 15092 SH SOLE 15092 0 0 ABBVIE INC COM 00287Y109 2832 32337 SH SOLE 32337 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3159 13979 SH SOLE 13979 0 0 ACORDA THERAPEUTICS INC COM 00484M106 8 15000 SH SOLE 15000 0 0 ACUITY BRANDS INC COM 00508Y102 271 2648 SH SOLE 2648 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1001 2042 SH SOLE 2042 0 0 AFLAC INC COM 001055102 274 7546 SH SOLE 7546 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 637 2167 SH SOLE 2167 0 0 ALITHYA GROUP INC CL A SUB VTG 01643B106 54 24432 SH SOLE 24432 0 0 ALLIANZGI DIVIDEND INT & PRM COM 01883A107 413 34980 SH SOLE 34980 0 0 ALLSTATE CORP COM 020002101 1085 11530 SH SOLE 11530 0 0 ALPHABET INC CAP STK CL A 02079K305 2858 1950 SH SOLE 1950 0 0 ALPHABET INC CAP STK CL C 02079K107 2418 1646 SH SOLE 1646 0 0 ALTRIA GROUP INC COM 02209S103 1109 28710 SH SOLE 28710 0 0 AMAZON COM INC COM 023135106 11381 3615 SH SOLE 3615 0 0 AMERICAN ELEC PWR CO INC COM 025537101 1903 23290 SH SOLE 23290 0 0 AMERICAN EXPRESS CO COM 025816109 1601 15975 SH SOLE 15975 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2269 9389 SH SOLE 9389 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 406 2801 SH SOLE 2801 0 0 AMGEN INC COM 031162100 1629 6410 SH SOLE 6410 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 176 10441 SH SOLE 10441 0 0 ANTHEM INC COM 036752103 215 799 SH SOLE 799 0 0 APPLE INC COM 037833100 44643 385484 SH SOLE 385484 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 285 6138 SH SOLE 6138 0 0 ARES CAPITAL CORP COM 04010L103 426 30557 SH SOLE 30557 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 276 5029 SH SOLE 5029 0 0 AT&T INC COM 00206R102 22436 786942 SH SOLE 786942 0 0 ATLANTIC AMERN CORP COM 048209100 20 10000 SH SOLE 10000 0 0 ATLANTIC CAP BANCSHARES INC COM 048269203 114 10000 SH SOLE 10000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 944 6765 SH SOLE 6765 0 0 BECTON DICKINSON & CO COM 075887109 721 3099 SH SOLE 3099 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 8640 27 SH SOLE 27 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12305 57786 SH SOLE 57786 0 0 BEST BUY INC COM 086516101 215 1928 SH SOLE 1928 0 0 BK OF AMERICA CORP COM 060505104 1578 65488 SH SOLE 65488 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 501 68569 SH SOLE 68569 0 0 BLACKROCK INC COM 09247X101 836 1484 SH SOLE 1484 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 336 6445 SH SOLE 6445 0 0 BOEING CO COM 097023105 686 4152 SH SOLE 4152 0 0 BORGWARNER INC COM 099724106 1335 34449 SH SOLE 34449 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2055 34090 SH SOLE 34090 0 0 BROADCOM INC COM 11135F101 626 1719 SH SOLE 1719 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 301 9114 SH SOLE 9114 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 258 40000 SH SOLE 40000 0 0 CATERPILLAR INC DEL COM 149123101 1517 10174 SH SOLE 10174 0 0 CENTENE CORP DEL COM 15135B101 2854 48936 SH SOLE 48936 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 225 360 SH SOLE 360 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 33 46000 SH SOLE 46000 0 0 CHEVRON CORP NEW COM 166764100 1179 16374 SH SOLE 16374 0 0 CHUBB LIMITED COM H1467J104 831 7153 SH SOLE 7153 0 0 CIGNA CORP NEW COM 125523100 216 1276 SH SOLE 1276 0 0 CISCO SYS INC COM 17275R102 4815 122239 SH SOLE 122239 0 0 CITIGROUP INC COM NEW 172967424 671 15562 SH SOLE 15562 0 0 CLOROX CO DEL COM 189054109 793 3772 SH SOLE 3772 0 0 CMS ENERGY CORP COM 125896100 925 15059 SH SOLE 15059 0 0 COCA COLA CO COM 191216100 11163 226100 SH SOLE 226100 0 0 COLGATE PALMOLIVE CO COM 194162103 1100 14262 SH SOLE 14262 0 0 COMCAST CORP NEW CL A 20030N101 4414 95409 SH SOLE 95409 0 0 CONAGRA BRANDS INC COM 205887102 207 5810 SH SOLE 5810 0 0 COSTAR GROUP INC COM 22160N109 210 248 SH SOLE 248 0 0 COSTCO WHSL CORP NEW COM 22160K105 1041 2932 SH SOLE 2932 0 0 CSX CORP COM 126408103 447 5761 SH SOLE 5761 0 0 CVS HEALTH CORP COM 126650100 628 10751 SH SOLE 10751 0 0 DANAHER CORPORATION COM 235851102 507 2355 SH SOLE 2355 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 358 11708 SH SOLE 11708 0 0 DEERE & CO COM 244199105 508 2294 SH SOLE 2294 0 0 DELEK LOGISTICS PARTNERS LP COM UNT RP INT 24664T103 246 8684 SH SOLE 8684 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1651 53998 SH SOLE 53998 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 206 1497 SH SOLE 1497 0 0 DISNEY WALT CO COM DISNEY 254687106 2562 20647 SH SOLE 20647 0 0 DOLLAR GEN CORP NEW COM 256677105 791 3772 SH SOLE 3772 0 0 DOMINION ENERGY INC COM 25746U109 465 5886 SH SOLE 5886 0 0 DONALDSON INC COM 257651109 247 5329 SH SOLE 5329 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 209 13022 SH SOLE 13022 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2005 22643 SH SOLE 22643 0 0 DUPONT DE NEMOURS INC COM 26614N102 244 4389 SH SOLE 4389 0 0 EATON CORP PLC SHS G29183103 218 2138 SH SOLE 2138 0 0 EATON VANCE CORP COM NON VTG 278265103 532 13954 SH SOLE 13954 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 91 12424 SH SOLE 12424 0 0 ECOLAB INC COM 278865100 611 3059 SH SOLE 3059 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 380 4766 SH SOLE 4766 0 0 EMERSON ELEC CO COM 291011104 934 14242 SH SOLE 14242 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 252 46541 SH SOLE 46541 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1477 93511 SH SOLE 93511 0 0 EQUIFAX INC COM 294429105 722 4602 SH SOLE 4602 0 0 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 201 6906 SH SOLE 6906 0 0 ETFS TR BBRG ALL COMD K1 003261104 1132 56869 SH SOLE 56869 0 0 EXXON MOBIL CORP COM 30231G102 1347 39223 SH SOLE 39223 0 0 FACEBOOK INC CL A 30303M102 2534 9674 SH SOLE 9674 0 0 FEDEX CORP COM 31428X106 1556 6187 SH SOLE 6187 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 372 1977 SH SOLE 1977 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 779 12321 SH SOLE 12321 0 0 FISERV INC COM 337738108 981 9518 SH SOLE 9518 0 0 FLEXSHARES TR IBOXX 3R TARGT 33939L506 288 11123 SH SOLE 11123 0 0 FS KKR CAP CORP II COM 35952V303 367 24974 SH SOLE 24974 0 0 GENERAL DYNAMICS CORP COM 369550108 1218 8800 SH SOLE 8800 0 0 GENERAL ELECTRIC CO COM 369604103 118 18990 SH SOLE 18990 0 0 GILEAD SCIENCES INC COM 375558103 1533 24253 SH SOLE 24253 0 0 GLOBAL PMTS INC COM 37940X102 4524 25476 SH SOLE 25476 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 413 27479 SH SOLE 27479 0 0 GOLUB CAP BDC INC COM 38173M102 1272 96043 SH SOLE 96043 0 0 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 180 14433 SH SOLE 14433 0 0 HOLOGIC INC COM 436440101 203 3052 SH SOLE 3052 0 0 HOME DEPOT INC COM 437076102 32233 116066 SH SOLE 116066 0 0 HONEYWELL INTL INC COM 438516106 3981 24186 SH SOLE 24186 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 243 3132 SH SOLE 3132 0 0 HUMANA INC COM 444859102 883 2133 SH SOLE 2133 0 0 IBIO INC COM NEW 451033203 20 10000 SH SOLE 10000 0 0 ILLINOIS TOOL WKS INC COM 452308109 906 4688 SH SOLE 4688 0 0 ILLUMINA INC COM 452327109 204 660 SH SOLE 660 0 0 INTEL CORP COM 458140100 4975 96077 SH SOLE 96077 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1991 16368 SH SOLE 16368 0 0 INTUIT COM 461202103 311 954 SH SOLE 954 0 0 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 385 20783 SH SOLE 20783 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 262 7937 SH SOLE 7937 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 820 33307 SH SOLE 33307 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 6847 322651 SH SOLE 322651 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 1037 44392 SH SOLE 44392 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2397 112428 SH SOLE 112428 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 915 39871 SH SOLE 39871 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1007 46116 SH SOLE 46116 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 573 25049 SH SOLE 25049 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 627 28761 SH SOLE 28761 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 532 23981 SH SOLE 23981 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 670 3180 SH SOLE 3180 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 556 5147 SH SOLE 5147 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6257 22520 SH SOLE 22520 0 0 ISHARES GOLD TRUST ISHARES 464285105 995 55297 SH SOLE 55297 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3533 66914 SH SOLE 66914 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 339 9521 SH SOLE 9521 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 998 11537 SH SOLE 11537 0 0 ISHARES TR 20 YR TR BD ETF 464287432 641 3927 SH SOLE 3927 0 0 ISHARES TR COHEN STEER REIT 464287564 237 2320 SH SOLE 2320 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 608 11792 SH SOLE 11792 0 0 ISHARES TR CORE DIV GRWTH 46434V621 7063 177506 SH SOLE 177506 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 11315 140591 SH SOLE 140591 0 0 ISHARES TR CORE MSCI EAFE 46432F842 360 5977 SH SOLE 5977 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 5565 95396 SH SOLE 95396 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1839 9925 SH SOLE 9925 0 0 ISHARES TR CORE S&P SCP ETF 464287804 675 9605 SH SOLE 9605 0 0 ISHARES TR CORE S&P TTL STK 464287150 51596 683475 SH SOLE 683475 0 0 ISHARES TR CORE S&P US GWT 464287671 1783 22288 SH SOLE 22288 0 0 ISHARES TR CORE S&P500 ETF 464287200 11380 33862 SH SOLE 33862 0 0 ISHARES TR CORE US AGGBD ET 464287226 1311 11109 SH SOLE 11109 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 312 4921 SH SOLE 4921 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 203 2661 SH SOLE 2661 0 0 ISHARES TR EXPND TEC SC ETF 464287549 286 924 SH SOLE 924 0 0 ISHARES TR IBOXX INV CP ETF 464287242 881 6539 SH SOLE 6539 0 0 ISHARES TR INTL TREA BD ETF 464288117 230 4342 SH SOLE 4342 0 0 ISHARES TR MBS ETF 464288588 692 6270 SH SOLE 6270 0 0 ISHARES TR MSCI EAFE ETF 464287465 836 13128 SH SOLE 13128 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1589 36041 SH SOLE 36041 0 0 ISHARES TR MSCI INTL MULTFT 46434V274 835 34354 SH SOLE 34354 0 0 ISHARES TR MSCI USA ESG SLC 464288802 1548 10525 SH SOLE 10525 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 273 4286 SH SOLE 4286 0 0 ISHARES TR MSCI USA MULTIFT 46434V282 8607 259258 SH SOLE 259258 0 0 ISHARES TR NASDAQ BIOTECH 464287556 207 1529 SH SOLE 1529 0 0 ISHARES TR NATIONAL MUN ETF 464288414 364 3141 SH SOLE 3141 0 0 ISHARES TR RUS 1000 ETF 464287622 2606 13925 SH SOLE 13925 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 7363 33948 SH SOLE 33948 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 3396 28750 SH SOLE 28750 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 976 4404 SH SOLE 4404 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2021 20344 SH SOLE 20344 0 0 ISHARES TR RUS MD CP GR ETF 464287481 682 3946 SH SOLE 3946 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 415 5138 SH SOLE 5138 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1214 8104 SH SOLE 8104 0 0 ISHARES TR S&P 100 ETF 464287101 4192 26916 SH SOLE 26916 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 153790 665526 SH SOLE 665526 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1771 15751 SH SOLE 15751 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1963 8209 SH SOLE 8209 0 0 ISHARES TR SELECT DIVID ETF 464287168 4582 56190 SH SOLE 56190 0 0 ISHARES TR TIPS BD ETF 464287176 1240 9806 SH SOLE 9806 0 0 ISHARES TR US HLTHCARE ETF 464287762 374 1645 SH SOLE 1645 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 202 4023 SH SOLE 4023 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 229762 4523327 SH SOLE 4523327 0 0 JOHNSON & JOHNSON COM 478160104 9051 60793 SH SOLE 60793 0 0 JPMORGAN CHASE & CO COM 46625H100 2829 29390 SH SOLE 29390 0 0 KIMBERLY CLARK CORP COM 494368103 1839 12452 SH SOLE 12452 0 0 KLA CORP COM NEW 482480100 1900 9808 SH SOLE 9808 0 0 LAUDER ESTEE COS INC CL A 518439104 218 1001 SH SOLE 1001 0 0 LEIDOS HOLDINGS INC COM 525327102 200 2249 SH SOLE 2249 0 0 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 234 4000 SH SOLE 4000 0 0 LILLY ELI & CO COM 532457108 1748 11809 SH SOLE 11809 0 0 LINDE PLC SHS G5494J103 1549 6503 SH SOLE 6503 0 0 LOCKHEED MARTIN CORP COM 539830109 2053 5357 SH SOLE 5357 0 0 LOWES COS INC COM 548661107 1563 9422 SH SOLE 9422 0 0 LULULEMON ATHLETICA INC COM 550021109 286 868 SH SOLE 868 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 987 28858 SH SOLE 28858 0 0 MARSH & MCLENNAN COS INC COM 571748102 372 3245 SH SOLE 3245 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1246 3684 SH SOLE 3684 0 0 MCDONALDS CORP COM 580135101 3899 17762 SH SOLE 17762 0 0 MCKESSON CORP COM 58155Q103 249 1674 SH SOLE 1674 0 0 MEDTRONIC PLC SHS G5960L103 2145 20637 SH SOLE 20637 0 0 MERCK & CO. INC COM 58933Y105 3369 40612 SH SOLE 40612 0 0 MICROSOFT CORP COM 594918104 20298 96505 SH SOLE 96505 0 0 MID-AMER APT CMNTYS INC COM 59522J103 2557 22055 SH SOLE 22055 0 0 MONDELEZ INTL INC CL A 609207105 490 8537 SH SOLE 8537 0 0 MPLX LP COM UNIT REP LTD 55336V100 342 21713 SH SOLE 21713 0 0 MRC GLOBAL INC COM 55345K103 86 20084 SH SOLE 20084 0 0 NAUTILUS INC COM 63910B102 485 28236 SH SOLE 28236 0 0 NETFLIX INC COM 64110L106 932 1863 SH SOLE 1863 0 0 NEXTERA ENERGY INC COM 65339F101 2885 10393 SH SOLE 10393 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 231 3845 SH SOLE 3845 0 0 NIKE INC CL B 654106103 3040 24217 SH SOLE 24217 0 0 NORFOLK SOUTHN CORP COM 655844108 1152 5385 SH SOLE 5385 0 0 NVIDIA CORPORATION COM 67066G104 2244 4146 SH SOLE 4146 0 0 ORACLE CORP COM 68389X105 2437 40814 SH SOLE 40814 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 816 67687 SH SOLE 67687 0 0 PAYPAL HLDGS INC COM 70450Y103 879 4459 SH SOLE 4459 0 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 24 25000 SH SOLE 25000 0 0 PEPSICO INC COM 713448108 5106 36840 SH SOLE 36840 0 0 PFIZER INC COM 717081103 5692 155082 SH SOLE 155082 0 0 PHILIP MORRIS INTL INC COM 718172109 806 10749 SH SOLE 10749 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 879 54519 SH SOLE 54519 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 210798 2067456 SH SOLE 2067456 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 138 23146 SH SOLE 23146 0 0 POOL CORP COM 73278L105 320 958 SH SOLE 958 0 0 PREFERRED APT CMNTYS INC COM 74039L103 338 62645 SH SOLE 62645 0 0 PRICE T ROWE GROUP INC COM 74144T108 499 3891 SH SOLE 3891 0 0 PRIMO WATER CORPORATION COM 74167P108 628 44191 SH SOLE 44191 0 0 PROCTER AND GAMBLE CO COM 742718109 13373 96219 SH SOLE 96219 0 0 PROGRESSIVE CORP COM 743315103 369 3902 SH SOLE 3902 0 0 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 50 50000 SH SOLE 50000 0 0 QUALCOMM INC COM 747525103 640 5436 SH SOLE 5436 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2623 45582 SH SOLE 45582 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 995 86294 SH SOLE 86294 0 0 REPUBLIC SVCS INC COM 760759100 827 8858 SH SOLE 8858 0 0 RESEARCH FRONTIERS INC COM 760911107 27 10000 SH SOLE 10000 0 0 ROCKWELL AUTOMATION INC COM 773903109 965 4375 SH SOLE 4375 0 0 ROPER TECHNOLOGIES INC COM 776696106 540 1366 SH SOLE 1366 0 0 S&P GLOBAL INC COM 78409V104 509 1411 SH SOLE 1411 0 0 SALESFORCE COM INC COM 79466L302 729 2900 SH SOLE 2900 0 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 291 8811 SH SOLE 8811 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2894 92161 SH SOLE 92161 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 628 16474 SH SOLE 16474 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 8519 165420 SH SOLE 165420 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 872 15549 SH SOLE 15549 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 59754 750300 SH SOLE 750300 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 14652 264954 SH SOLE 264954 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6608 57374 SH SOLE 57374 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 264 5053 SH SOLE 5053 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8042 99737 SH SOLE 99737 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2027 36533 SH SOLE 36533 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 270 3946 SH SOLE 3946 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 1612 20560 SH SOLE 20560 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 591 4018 SH SOLE 4018 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 440 4170 SH SOLE 4170 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 421 5472 SH SOLE 5472 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1895 16242 SH SOLE 16242 0 0 SERVICE CORP INTL COM 817565104 224 5310 SH SOLE 5310 0 0 SOUTHERN CO COM 842587107 4087 75385 SH SOLE 75385 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2166 7807 SH SOLE 7807 0 0 SPDR GOLD TR GOLD SHS 78463V107 1545 8721 SH SOLE 8721 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 57424 171470 SH SOLE 171470 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1593 4700 SH SOLE 4700 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 228 3314 SH SOLE 3314 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 210 2016 SH SOLE 2016 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 304 9850 SH SOLE 9850 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 443 10843 SH SOLE 10843 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 77409 1544772 SH SOLE 1544772 0 0 SPDR SER TR S&P BK ETF 78464A797 1464 49725 SH SOLE 49725 0 0 SPDR SER TR S&P DIVID ETF 78464A763 4127 44664 SH SOLE 44664 0 0 SQUARE INC CL A 852234103 1035 6365 SH SOLE 6365 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 528 10705 SH SOLE 10705 0 0 STARBUCKS CORP COM 855244109 1754 20413 SH SOLE 20413 0 0 STRYKER CORPORATION COM 863667101 262 1256 SH SOLE 1256 0 0 SYSCO CORP COM 871829107 568 9130 SH SOLE 9130 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 906 11176 SH SOLE 11176 0 0 TARGET CORP COM 87612E106 2368 15044 SH SOLE 15044 0 0 TELADOC HEALTH INC COM 87918A105 1147 5231 SH SOLE 5231 0 0 TESLA INC COM 88160R101 367 855 SH SOLE 855 0 0 TEXAS INSTRS INC COM 882508104 3022 21165 SH SOLE 21165 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1436 3252 SH SOLE 3252 0 0 TJX COS INC NEW COM 872540109 314 5640 SH SOLE 5640 0 0 TRANSUNION COM 89400J107 379 4500 SH SOLE 4500 0 0 TRAVELERS COMPANIES INC COM 89417E109 312 2882 SH SOLE 2882 0 0 TRUIST FINL CORP COM 89832Q109 780 20511 SH SOLE 20511 0 0 TYSON FOODS INC CL A 902494103 222 3734 SH SOLE 3734 0 0 UBS AG JERSEY BRANCH ALERIAN INFRST 902641646 263 28080 SH SOLE 28080 0 0 UNILEVER PLC SPON ADR NEW 904767704 277 4483 SH SOLE 4483 0 0 UNION PAC CORP COM 907818108 3654 18562 SH SOLE 18562 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1870 11224 SH SOLE 11224 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5224 16757 SH SOLE 16757 0 0 US BANCORP DEL COM NEW 902973304 823 22968 SH SOLE 22968 0 0 V F CORP COM 918204108 230 3273 SH SOLE 3273 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1261 32207 SH SOLE 32207 0 0 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 338 13880 SH SOLE 13880 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 270 2889 SH SOLE 2889 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 205 1829 SH SOLE 1829 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 45870 552316 SH SOLE 552316 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 414 4694 SH SOLE 4694 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 553 9499 SH SOLE 9499 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 611 4709 SH SOLE 4709 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 6738 29602 SH SOLE 29602 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 615 3934 SH SOLE 3934 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2948 16364 SH SOLE 16364 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2240 22100 SH SOLE 22100 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1208 6853 SH SOLE 6853 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 14367 46699 SH SOLE 46699 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1469 13278 SH SOLE 13278 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4009 26069 SH SOLE 26069 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1489 6929 SH SOLE 6929 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 814004 4779541 SH SOLE 4779541 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1407 13462 SH SOLE 13462 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 34579 685419 SH SOLE 685419 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 764 17668 SH SOLE 17668 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 10131 148869 SH SOLE 148869 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 944 11705 SH SOLE 11705 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 451 4709 SH SOLE 4709 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 11629 187290 SH SOLE 187290 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 846 10210 SH SOLE 10210 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 328660 2554488 SH SOLE 2554488 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 152025 2914023 SH SOLE 2914023 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1811 44287 SH SOLE 44287 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 277 3420 SH SOLE 3420 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 6085 50751 SH SOLE 50751 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 5412 70557 SH SOLE 70557 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 8799 47458 SH SOLE 47458 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 251 2469 SH SOLE 2469 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 333 1068 SH SOLE 1068 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4700 79006 SH SOLE 79006 0 0 VISA INC COM CL A 92826C839 5765 28832 SH SOLE 28832 0 0 WALMART INC COM 931142103 3956 28275 SH SOLE 28275 0 0 WASTE MGMT INC DEL COM 94106L109 1212 10714 SH SOLE 10714 0 0 WAYFAIR INC CL A 94419L101 2066 7100 SH SOLE 7100 0 0 WEC ENERGY GROUP INC COM 92939U106 1164 12008 SH SOLE 12008 0 0 WELLS FARGO CO NEW COM 949746101 641 27244 SH SOLE 27244 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 117 14629 SH SOLE 14629 0 0 WISDOMTREE TR CBOE S&P 500 97717X560 1283 47963 SH SOLE 47963 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 241 5830 SH SOLE 5830 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 259 4199 SH SOLE 4199 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 266 5436 SH SOLE 5436 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 11643 234871 SH SOLE 234871 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 655 6976 SH SOLE 6976 0 0 WORKDAY INC CL A 98138H101 1146 5328 SH SOLE 5328 0 0 WP CAREY INC COM 92936U109 202 3098 SH SOLE 3098 0 0 XCEL ENERGY INC COM 98389B100 1127 16338 SH SOLE 16338 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 220 1616 SH SOLE 1616 0 0 ZOETIS INC CL A 98978V103 240 1453 SH SOLE 1453 0 0