0001172661-12-000818.txt : 20120810 0001172661-12-000818.hdr.sgml : 20120810 20120810171003 ACCESSION NUMBER: 0001172661-12-000818 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120810 EFFECTIVENESS DATE: 20120810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 121025235 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 homrichberg2q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Homrich Berg Address: 3060 Peachtree Road Suite 830 Atlanta, Georgia 30305 13F File Number: 028-14008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Casdia Title: Compliance & Operations Manager Phone: (404) 264-1400 Signature, Place, and Date of Signing: /s/ Christopher Casdia Atlanta, GA/USA August 10, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total: $399,930 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 282 3152 SH SOLE 0 0 3152 ABBOTT LABS COM 002824100 442 6853 SH SOLE 0 0 6853 AMERICAN ELEC PWR INC COM 025537101 400 10035 SH SOLE 0 0 10035 AMERICAN EXPRESS CO COM 025816109 240 4123 SH SOLE 0 0 4123 AMERICAN TOWER CORP NEW COM 03027X100 312 4442 SH SOLE 0 0 4442 AMERICAN WTR WKS CO INC NEW COM 030420103 218 6360 SH SOLE 0 0 6360 APPLE INC COM 037833100 1889 3234 SH PUT SOLE 0 0 3234 AT&T INC COM 00206R102 9639 270294 SH SOLE 0 0 270294 AVALON HLDGS CORP CL A 05343P109 48 13100 SH SOLE 0 0 13100 BANK OF AMERICA CORPORATION COM 060505104 109 13274 SH SOLE 0 0 13274 BEMIS INC COM 081437105 784 25012 SH SOLE 0 0 25012 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1577 18929 SH SOLE 0 0 18929 BLACKROCK INCOME TR INC COM 09247F100 587 78508 SH SOLE 0 0 78508 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 504 18249 SH SOLE 0 0 18249 BORGWARNER INC COM 099724106 630 9601 SH SOLE 0 0 9601 BP PLC SPONSORED ADR 055622104 283 6977 SH SOLE 0 0 6977 BRISTOL MYERS SQUIBB CO COM 110122108 492 13693 SH SOLE 0 0 13693 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 479 9190 SH SOLE 0 0 9190 CENTENE CORP DEL COM 15135B101 383 12683 SH SOLE 0 0 12683 CENTERPOINT ENERGY INC COM 15189T107 484 23404 SH SOLE 0 0 23404 CENTURYLINK INC COM 156700106 232 5866 SH SOLE 0 0 5866 CHEVRON CORP NEW COM 166764100 1345 12749 SH SOLE 0 0 12749 CISCO SYS INC COM 17275R102 284 16516 SH SOLE 0 0 16516 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 204 5989 SH SOLE 0 0 5989 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 314 29179 SH SOLE 0 0 29179 CMS ENERGY CORP COM 125896100 811 34521 SH SOLE 0 0 34521 COCA COLA CO COM 191216100 5698 72415 SH SOLE 0 0 72415 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 407 10587 SH SOLE 0 0 10587 CONAGRA FOODS INC COM 205887102 782 30158 SH SOLE 0 0 30158 CONOCOPHILLIPS COM 20825C104 352 6305 SH SOLE 0 0 6305 CVR PARTNERS LP COM 126633106 566 23366 SH SOLE 0 0 23366 DU PONT E I DE NEMOURS & CO COM 263534109 617 12191 SH SOLE 0 0 12191 EDGEWATER TECHNOLOGY INC COM 280358102 260 66919 SH SOLE 0 0 66919 ENDURO RTY TR TR UNIT 29269K100 1964 118321 SH SOLE 0 0 118321 ENTERPRISE PRODS PARTNERS L COM 293792107 1282 25027 SH SOLE 0 0 25027 EQUIFAX INC COM 294429105 808 17331 SH SOLE 0 0 17331 EXXON MOBIL CORP COM 30231G102 2120 24775 SH SOLE 0 0 24775 GARMIN LTD SHS H2906T109 362 9452 SH SOLE 0 0 9452 GENERAL ELECTRIC CO COM 369604103 1312 62430 SH SOLE 0 0 62430 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 675 14650 SH SOLE 0 0 14650 GOLUB CAP BDC INC COM 38173M102 289 19128 SH SOLE 0 0 19128 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 1454 94923 SH SOLE 0 0 94923 HERCULES TECH GROWTH CAP INC COM 427096508 443 39078 SH SOLE 0 0 39078 HMG COURTLAND PPTYS INC COM 404232100 81 17100 SH SOLE 0 0 17100 HOME DEPOT INC COM 437076102 3486 65794 SH SOLE 0 0 65794 HONEYWELL INTL INC COM 438516106 221 3966 SH SOLE 0 0 3966 INERGY L P UNIT LTD PTNR 456615103 232 12445 SH SOLE 0 0 12445 INTEL CORP COM 458140100 534 20031 SH SOLE 0 0 20031 INTERNATIONAL BUSINESS MACHS COM 459200101 1334 6819 SH SOLE 0 0 6819 ISHARES GOLD TRUST ISHARES 464285105 871 55981 SH SOLE 0 0 55981 ISHARES INC MSCI EMU INDEX 464286608 215 7845 SH SOLE 0 0 7845 ISHARES TR DJ SEL DIV INX 464287168 248 4409 SH SOLE 0 0 4409 ISHARES TR BARCLYS TIPS BD 464287176 802 6696 SH SOLE 0 0 6696 ISHARES TR BARCLY USAGG B 464287226 201 1810 SH SOLE 0 0 1810 ISHARES TR MSCI EMERG MKT 464287234 287 7333 SH SOLE 0 0 7333 ISHARES TR IBOXX INV CPBD 464287242 819 6969 SH SOLE 0 0 6969 ISHARES TR S&P500 GRW 464287309 29929 407144 SH SOLE 0 0 407144 ISHARES TR S&P NA NAT RES 464287374 2109 59533 SH SOLE 0 0 59533 ISHARES TR S&P 500 VALUE 464287408 2342 37600 SH SOLE 0 0 37600 ISHARES TR BARCLYS 7-10 YR 464287440 284 2629 SH SOLE 0 0 2629 ISHARES TR MSCI EAFE INDEX 464287465 1355 27129 SH SOLE 0 0 27129 ISHARES TR RUSSELL MCP GR 464287481 337 5677 SH SOLE 0 0 5677 ISHARES TR RUSSELL1000VAL 464287598 371 5404 SH SOLE 0 0 5404 ISHARES TR S&P MC 400 GRW 464287606 612 5779 SH SOLE 0 0 5779 ISHARES TR RUSSELL1000GRW 464287614 2319 36553 SH SOLE 0 0 36553 ISHARES TR RUSL 2000 GROW 464287648 209 2283 SH SOLE 0 0 2283 ISHARES TR DJ US REAL EST 464287739 268 4186 SH SOLE 0 0 4186 ISHARES TR BARCLYS MBS BD 464288588 768 7085 SH SOLE 0 0 7085 ISHARES TR HGH DIV EQT FD 46429B663 69573 1172254 SH SOLE 0 0 1172254 JOHNSON & JOHNSON COM 478160104 1182 17491 SH SOLE 0 0 17491 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 665 17145 SH SOLE 0 0 17145 KIMBERLY CLARK CORP COM 494368103 532 6295 SH SOLE 0 0 6295 KRAFT FOODS INC CL A 50075N104 586 15070 SH SOLE 0 0 15070 KSW INC COM 48268R106 67 16426 SH SOLE 0 0 16426 LILLY ELI & CO COM 532457108 567 13207 SH SOLE 0 0 13207 LOCKHEED MARTIN CORP COM 539830109 441 5060 SH SOLE 0 0 5060 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1574 22282 SH SOLE 0 0 22282 MAIN STREET CAPITAL CORP COM 56035L104 1114 45740 SH SOLE 0 0 45740 MCDONALDS CORP COM 580135101 356 4021 SH SOLE 0 0 4021 MERCK & CO INC NEW COM 58933Y105 578 13718 SH SOLE 0 0 13718 MFC INDL LTD COM 55278T105 605 88926 SH SOLE 0 0 88926 MICROSOFT CORP COM 594918104 757 24761 SH SOLE 0 0 24761 NEXTERA ENERGY INC COM 65339F101 547 7950 SH SOLE 0 0 7950 NORFOLK SOUTHERN CORP COM 655844108 420 5852 SH SOLE 0 0 5852 NUVEEN MTG OPPORTUNITY TERM COM 670735109 402 16391 SH SOLE 0 0 16391 OCCIDENTAL PETE CORP DEL COM 674599105 319 3697 SH SOLE 0 0 3697 ORACLE CORP COM 68389X105 224 7555 SH SOLE 0 0 7555 PENNANTPARK INVT CORP COM 708062104 771 72504 SH SOLE 0 0 72504 PEPSICO INC COM 713448108 707 10009 SH SOLE 0 0 10009 PFIZER INC COM 717081103 1431 62230 SH SOLE 0 0 62230 PHILIP MORRIS INTL INC COM 718172109 1487 16893 SH SOLE 0 0 16893 PIMCO CORPORATE & INCOME OPP COM 72201B101 552 29257 SH SOLE 0 0 29257 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 733 9068 SH SOLE 0 0 9068 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 340 13931 SH SOLE 0 0 13931 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 2818 150472 SH SOLE 0 0 150472 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 413 14338 SH SOLE 0 0 14338 PPL CORP COM 69351T106 603 21406 SH SOLE 0 0 21406 PROCTER & GAMBLE CO COM 742718109 1885 30772 SH SOLE 0 0 30772 PROGRESS ENERGY INC COM 743263105 210 3491 SH SOLE 0 0 3491 RAYONIER INC COM 754907103 402 8952 SH SOLE 0 0 8952 REGIONS FINANCIAL CORP NEW COM 7591EP100 670 99159 SH SOLE 0 0 99159 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 40597 1462418 SH SOLE 0 0 1462418 SEAGATE TECHNOLOGY PLC SHS G7945M107 223 9031 SH SOLE 0 0 9031 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 470 7089 SH SOLE 0 0 7089 SHUFFLE MASTER INC COM 825549108 188 13589 SH SOLE 0 0 13589 SOUTHERN CO COM 842587107 916 19787 SH SOLE 0 0 19787 SOUTHERN COPPER CORP COM 84265V105 202 6424 SH SOLE 0 0 6424 SOUTHWEST AIRLS CO COM 844741108 113 12209 SH SOLE 0 0 12209 SPDR GOLD TRUST GOLD SHS 78463V107 468 3018 SH SOLE 0 0 3018 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 478 16930 SH SOLE 0 0 16930 SPDR S&P 500 ETF TR TR UNIT 78462F103 1293 9449 SH SOLE 0 0 9449 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 285 4778 SH SOLE 0 0 4778 SPDR SERIES TRUST S&P DIVID ETF 78464A763 666 11964 SH SOLE 0 0 11964 SPDR SERIES TRUST S&P BK ETF 78464A797 256 11600 SH SOLE 0 0 11600 STARWOOD PPTY TR INC COM 85571B105 407 18703 SH SOLE 0 0 18703 SYSCO CORP COM 871829107 435 14604 SH SOLE 0 0 14604 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 370 10374 SH SOLE 0 0 10374 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 383 9930 SH SOLE 0 0 9930 TRIANGLE CAP CORP COM 895848109 494 21681 SH SOLE 0 0 21681 UBS AG JERSEY BRH ALERIAN INFRST 902641646 23384 735567 SH SOLE 0 0 735567 UNITED PARCEL SERVICE INC CL B 911312106 266 3374 SH SOLE 0 0 3374 US BANCORP DEL COM NEW 902973304 411 12695 SH SOLE 0 0 12695 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 941 11595 SH SOLE 0 0 11595 VANGUARD INDEX FDS MID CAP ETF 922908629 272 3529 SH SOLE 0 0 3529 VANGUARD INDEX FDS GROWTH ETF 922908736 355 5217 SH SOLE 0 0 5217 VANGUARD INDEX FDS VALUE ETF 922908744 305 5450 SH SOLE 0 0 5450 VANGUARD INDEX FDS TOTAL STK MKT 922908769 47392 679940 SH SOLE 0 0 679940 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9642 235246 SH SOLE 0 0 235246 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 279 6990 SH SOLE 0 0 6990 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 918 10745 SH SOLE 0 0 10745 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 68024 1199927 SH SOLE 0 0 1199927 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 2535 80312 SH SOLE 0 0 80312 VANGUARD WORLD FDS ENERGY ETF 92204A306 6681 68672 SH SOLE 0 0 68672 VERIZON COMMUNICATIONS INC COM 92343V104 1237 27824 SH SOLE 0 0 27824 VISA INC COM CL A 92826C839 256 2068 SH SOLE 0 0 2068 WAL-MART STORES INC COM 931142103 691 9909 SH SOLE 0 0 9909 WASTE MGMT INC DEL COM 94106L109 414 12399 SH SOLE 0 0 12399 WESTERN ASSET MTG DEF OPPTY COM 95790B109 426 19215 SH SOLE 0 0 19215 WINTHROP RLTY TR SH BEN INT NEW 976391300 203 16453 SH SOLE 0 0 16453 WISDOMTREE TR EM LCL DEBT FD 97717X867 580 11457 SH SOLE 0 0 11457 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 346 10420 SH SOLE 0 0 10420