0001172661-11-000577.txt : 20110815
0001172661-11-000577.hdr.sgml : 20110815
20110815164839
ACCESSION NUMBER: 0001172661-11-000577
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Homrich & Berg
CENTRAL INDEX KEY: 0001504744
IRS NUMBER: 581862413
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14008
FILM NUMBER: 111037219
BUSINESS ADDRESS:
STREET 1: 3060 PEACHTREE ROAD
STREET 2: SUITE 830
CITY: ATLANTA
STATE: GA
ZIP: 30305
BUSINESS PHONE: 404-264-1400
MAIL ADDRESS:
STREET 1: 3060 PEACHTREE ROAD
STREET 2: SUITE 830
CITY: ATLANTA
STATE: GA
ZIP: 30305
13F-HR
1
hom2q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Homrich Berg
Address: 3060 Peachtree Road
Suite 830
Atlanta, Georgia 30305
13F File Number: 028-14008
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Christopher Casdia
Title: Compliance & Operations Manager
Phone: (404) 264-1400
Signature, Place, and Date of Signing:
/s/ Christopher Casdia Atlanta, GA/USA August 15, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: $349,382 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579y101 323 3403 SH SOLE 0 0 3403
AMERICAN EXPRESS CO COM 025816109 216 4179 SH SOLE 0 0 4179
AMGEN INC COM 031162100 219 3750 SH SOLE 0 0 3750
ANNALY CAP MGMT INC COM 035710409 226 12500 SH SOLE 0 0 12500
APPLE INC COM 037833100 807 2405 SH SOLE 0 0 2405
AT&T INC COM 00206r102 11285 359272 SH SOLE 0 0 359272
BERKSHIRE HATHAWAY INC DEL CL A 084670108 696 6 SH SOLE 0 0 402
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1196 15460 SH SOLE 0 0 15460
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 418 14387 SH SOLE 0 0 14387
BORGWARNER INC COM 099724106 759 9391 SH SOLE 0 0 9391
BP PLC SPONSORED ADR 055622104 508 11467 SH SOLE 0 0 11467
BP PLC SPONSORED ADR 055622104 44 1000 SH CALL SOLE 0 0 1000
BRISTOL MYERS SQUIBB CO COM 110122108 306 10553 SH SOLE 0 0 10553
CHEVRON CORP NEW COM 166764100 1411 13720 SH SOLE 0 0 13720
CISCO SYS INC COM 17275r102 490 31359 SH SOLE 0 0 31359
CITIGROUP INC COM NEW 172967424 610 14645 SH SOLE 0 0 14645
CITIGROUP INC COM NEW 172967424 1249 30000 SH CALL SOLE 0 0 30000
CLECO CORP NEW COM 12561w105 968 27779 SH SOLE 0 0 27779
COCA COLA CO COM 191216100 5176 76918 SH SOLE 0 0 76918
CONOCOPHILLIPS COM 20825c104 398 5287 SH SOLE 0 0 5287
DISNEY WALT CO COM DISNEY 254687106 615 15747 SH SOLE 0 0 15747
DU PONT E I DE NEMOURS & CO COM 263534109 873 16144 SH SOLE 0 0 16144
EDGEWATER TECHNOLOGY INC COM 280358102 415 153602 SH SOLE 0 0 153602
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 295 8500 SH SOLE 0 0 8500
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 724 14808 SH SOLE 0 0 14808
ENTERPRISE PRODS PARTNERS L COM 293792107 771 17840 SH SOLE 0 0 17840
EQUIFAX INC COM 294429105 1240 35715 SH SOLE 0 0 35715
EQUITY RESIDENTIAL SH BEN INT 29476L107 3621 60352 SH SOLE 0 0 60352
EXXON MOBIL CORP COM 30231g102 1992 24484 SH SOLE 0 0 24484
GENERAL ELECTRIC CO COM 369604103 1217 64554 SH SOLE 0 0 64554
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 646 51323 SH SOLE 0 0 51323
HCP INC COM 40414L109 315 8572 SH SOLE 0 0 8572
HOME DEPOT INC COM 437076102 23216 640971 SH SOLE 0 0 640971
HUNTINGTON BANCSHARES INC COM 446150104 66 10000 SH SOLE 0 0 10000
INTEL CORP COM 458140100 741 33424 SH SOLE 0 0 33424
INTERNATIONAL BUSINESS MACHS COM 459200101 1239 7224 SH SOLE 0 0 7224
ISHARES GOLD TRUST ISHARES 464285105 838 57231 SH SOLE 0 0 57231
ISHARES INC MSCI EMU INDEX 464286608 357 9189 SH SOLE 0 0 9189
ISHARES INC MSCI JAPAN 464286848 198 18948 SH SOLE 0 0 18948
ISHARES TR BARCLY USAGG B 464287226 408 3827 SH SOLE 0 0 3827
ISHARES TR BARCLYS 7-10 YR 464287440 350 3651 SH SOLE 0 0 3651
ISHARES TR BARCLYS TIPS BD 464287176 1507 13622 SH SOLE 0 0 13622
ISHARES TR DJ SEL DIV INX 464287168 313 5910 SH SOLE 0 0 5910
ISHARES TR DJ US REAL EST 464287739 247 4096 SH SOLE 0 0 4096
ISHARES TR IBOXX INV CPBD 464287242 899 8159 SH SOLE 0 0 8159
ISHARES TR MSCI EAFE INDEX 464287465 3439 57188 SH SOLE 0 0 57188
ISHARES TR MSCI EMERG MKT 464287234 333 6996 SH SOLE 0 0 6996
ISHARES TR RUSL 2000 GROW 464287648 317 3339 SH SOLE 0 0 3339
ISHARES TR RUSL 2000 VALU 464287630 871 11866 SH SOLE 0 0 11866
ISHARES TR RUSSELL MCP GR 464287481 492 7965 SH SOLE 0 0 7965
ISHARES TR RUSSELL1000GRW 464287614 2371 38952 SH SOLE 0 0 38952
ISHARES TR RUSSELL1000VAL 464287598 965 14137 SH SOLE 0 0 14137
ISHARES TR S&P 500 INDEX 464287200 271 2050 SH SOLE 0 0 2050
ISHARES TR S&P 500 VALUE 464287408 25298 408029 SH SOLE 0 0 408029
ISHARES TR S&P EURO PLUS 464287861 268 6359 SH SOLE 0 0 6359
ISHARES TR S&P MC 400 GRW 464287606 1062 9569 SH SOLE 0 0 9569
ISHARES TR S&P500 GRW 464287309 29708 427573 SH SOLE 0 0 427573
JOHNSON & JOHNSON COM 478160104 1239 18623 SH SOLE 0 0 18623
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 652 17549 SH SOLE 0 0 17549
KIMBERLY CLARK CORP COM 494368103 219 3289 SH SOLE 0 0 3289
KRAFT FOODS INC CL A 50075n104 311 8827 SH SOLE 0 0 8827
LIFEPOINT HOSPITALS INC COM 53219l109 515 13172 SH SOLE 0 0 13172
LILLY ELI & CO COM 532457108 363 9664 SH SOLE 0 0 9664
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 970 16232 SH SOLE 0 0 16232
MASTERCARD INC CL A 57636q104 458 1519 SH SOLE 0 0 1519
MCDONALDS CORP COM 580135101 468 5551 SH SOLE 0 0 5551
MERCK & CO INC NEW COM 58933Y105 940 26626 SH SOLE 0 0 26626
MICROSOFT CORP COM 594918104 741 28495 SH SOLE 0 0 28495
NEXTERA ENERGY INC COM 65339F101 342 5944 SH SOLE 0 0 5944
ORACLE CORP COM 68389X105 254 7720 SH SOLE 0 0 7720
PEOPLES UNITED FINANCIAL INC COM 712704105 202 15000 SH SOLE 0 0 15000
PEPSICO INC COM 713448108 713 10127 SH SOLE 0 0 10127
PFIZER INC COM 717081103 899 43638 SH SOLE 0 0 43638
PHILIP MORRIS INTL INC COM 718172109 803 12031 SH SOLE 0 0 12031
PIMCO INCOME STRATEGY FUND I COM 72201J104 196 18181 SH SOLE 0 0 18181
PROCTER & GAMBLE CO COM 742718109 2084 32787 SH SOLE 0 0 32787
PROGRESS ENERGY INC COM 743263105 236 4922 SH SOLE 0 0 4922
PROSHARES TR PSHS ULTSH 20YRS 74347R297 318 9229 SH SOLE 0 0 9229
REGIONS FINANCIAL CORP NEW COM 7591ep100 673 108539 SH SOLE 0 0 108539
RESEARCH FRONTIERS INC COM 760911107 46 10000 SH SOLE 0 0 10000
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 213 6000 SH SOLE 0 0 6000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 534 7089 SH SOLE 0 0 7089
SOUTHERN CO COM 842587107 891 22061 SH SOLE 0 0 22061
SOUTHWEST AIRLS CO COM 844741108 155 13589 SH SOLE 0 0 13589
SPDR GOLD TRUST GOLD SHS 78463v107 15628 107037 SH SOLE 0 0 107037
SPDR GOLD TRUST GOLD SHS 78463v107 365 2500 SH CALL SOLE 0 0 2500
SPDR S&P 500 ETF TR TR UNIT 78462f103 1257 9525 SH SOLE 0 0 9525
SPDR SERIES TRUST BARCL CAP TIPS 78464a656 517 10955 SH SOLE 0 0 10955
SYSCO CORP COM 871829107 220 7072 SH SOLE 0 0 7072
UBS AG JERSEY BRH ALERIAN INFRST 902641646 16176 527115 SH SOLE 0 0 527115
UNION PAC CORP COM 907818108 226 2160 SH SOLE 0 0 2160
UNITED PARCEL SERVICE INC CL B 911312106 438 6007 SH SOLE 0 0 6007
US BANCORP DEL COM NEW 902973304 322 12618 SH SOLE 0 0 12618
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 509 11413 SH SOLE 0 0 11413
VANGUARD INDEX FDS GROWTH ETF 922908736 398 6146 SH SOLE 0 0 6146
VANGUARD INDEX FDS MID CAP ETF 922908629 583 7255 SH SOLE 0 0 7255
VANGUARD INDEX FDS REIT ETF 922908553 368 6120 SH SOLE 0 0 6120
VANGUARD INDEX FDS SM CP VAL ETF 922908611 315 4500 SH SOLE 0 0 4500
VANGUARD INDEX FDS STK MRK ETF 922908769 67104 981047 SH SOLE 0 0 981047
VANGUARD INDEX FDS VALUE ETF 922908744 373 6656 SH SOLE 0 0 6656
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12393 248806 SH SOLE 0 0 248806
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1135 23354 SH SOLE 0 0 23354
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 62531 1116832 SH SOLE 0 0 1116832
VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 3008 78996 SH SOLE 0 0 78996
VANGUARD WORLD FDS ENERGY ETF 92204A306 9024 81633 SH SOLE 0 0 81633
VERIZON COMMUNICATIONS INC COM 92343v104 1500 40284 SH SOLE 0 0 40284
WATSON PHARMACEUTICALS INC COM 942683103 443 6439 SH SOLE 0 0 6439
WESTERN ASSET MTG DEF OPPTY COM 95790B109 713 33581 SH SOLE 0 0 33581
WISDOMTREE TRUST JP TOTAL DIVID 97717W851 2598 71874 SH SOLE 0 0 71874