0001172661-11-000577.txt : 20110815 0001172661-11-000577.hdr.sgml : 20110815 20110815164839 ACCESSION NUMBER: 0001172661-11-000577 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 111037219 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 hom2q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Homrich Berg Address: 3060 Peachtree Road Suite 830 Atlanta, Georgia 30305 13F File Number: 028-14008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Casdia Title: Compliance & Operations Manager Phone: (404) 264-1400 Signature, Place, and Date of Signing: /s/ Christopher Casdia Atlanta, GA/USA August 15, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $349,382 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 323 3403 SH SOLE 0 0 3403 AMERICAN EXPRESS CO COM 025816109 216 4179 SH SOLE 0 0 4179 AMGEN INC COM 031162100 219 3750 SH SOLE 0 0 3750 ANNALY CAP MGMT INC COM 035710409 226 12500 SH SOLE 0 0 12500 APPLE INC COM 037833100 807 2405 SH SOLE 0 0 2405 AT&T INC COM 00206r102 11285 359272 SH SOLE 0 0 359272 BERKSHIRE HATHAWAY INC DEL CL A 084670108 696 6 SH SOLE 0 0 402 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1196 15460 SH SOLE 0 0 15460 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 418 14387 SH SOLE 0 0 14387 BORGWARNER INC COM 099724106 759 9391 SH SOLE 0 0 9391 BP PLC SPONSORED ADR 055622104 508 11467 SH SOLE 0 0 11467 BP PLC SPONSORED ADR 055622104 44 1000 SH CALL SOLE 0 0 1000 BRISTOL MYERS SQUIBB CO COM 110122108 306 10553 SH SOLE 0 0 10553 CHEVRON CORP NEW COM 166764100 1411 13720 SH SOLE 0 0 13720 CISCO SYS INC COM 17275r102 490 31359 SH SOLE 0 0 31359 CITIGROUP INC COM NEW 172967424 610 14645 SH SOLE 0 0 14645 CITIGROUP INC COM NEW 172967424 1249 30000 SH CALL SOLE 0 0 30000 CLECO CORP NEW COM 12561w105 968 27779 SH SOLE 0 0 27779 COCA COLA CO COM 191216100 5176 76918 SH SOLE 0 0 76918 CONOCOPHILLIPS COM 20825c104 398 5287 SH SOLE 0 0 5287 DISNEY WALT CO COM DISNEY 254687106 615 15747 SH SOLE 0 0 15747 DU PONT E I DE NEMOURS & CO COM 263534109 873 16144 SH SOLE 0 0 16144 EDGEWATER TECHNOLOGY INC COM 280358102 415 153602 SH SOLE 0 0 153602 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 295 8500 SH SOLE 0 0 8500 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 724 14808 SH SOLE 0 0 14808 ENTERPRISE PRODS PARTNERS L COM 293792107 771 17840 SH SOLE 0 0 17840 EQUIFAX INC COM 294429105 1240 35715 SH SOLE 0 0 35715 EQUITY RESIDENTIAL SH BEN INT 29476L107 3621 60352 SH SOLE 0 0 60352 EXXON MOBIL CORP COM 30231g102 1992 24484 SH SOLE 0 0 24484 GENERAL ELECTRIC CO COM 369604103 1217 64554 SH SOLE 0 0 64554 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 646 51323 SH SOLE 0 0 51323 HCP INC COM 40414L109 315 8572 SH SOLE 0 0 8572 HOME DEPOT INC COM 437076102 23216 640971 SH SOLE 0 0 640971 HUNTINGTON BANCSHARES INC COM 446150104 66 10000 SH SOLE 0 0 10000 INTEL CORP COM 458140100 741 33424 SH SOLE 0 0 33424 INTERNATIONAL BUSINESS MACHS COM 459200101 1239 7224 SH SOLE 0 0 7224 ISHARES GOLD TRUST ISHARES 464285105 838 57231 SH SOLE 0 0 57231 ISHARES INC MSCI EMU INDEX 464286608 357 9189 SH SOLE 0 0 9189 ISHARES INC MSCI JAPAN 464286848 198 18948 SH SOLE 0 0 18948 ISHARES TR BARCLY USAGG B 464287226 408 3827 SH SOLE 0 0 3827 ISHARES TR BARCLYS 7-10 YR 464287440 350 3651 SH SOLE 0 0 3651 ISHARES TR BARCLYS TIPS BD 464287176 1507 13622 SH SOLE 0 0 13622 ISHARES TR DJ SEL DIV INX 464287168 313 5910 SH SOLE 0 0 5910 ISHARES TR DJ US REAL EST 464287739 247 4096 SH SOLE 0 0 4096 ISHARES TR IBOXX INV CPBD 464287242 899 8159 SH SOLE 0 0 8159 ISHARES TR MSCI EAFE INDEX 464287465 3439 57188 SH SOLE 0 0 57188 ISHARES TR MSCI EMERG MKT 464287234 333 6996 SH SOLE 0 0 6996 ISHARES TR RUSL 2000 GROW 464287648 317 3339 SH SOLE 0 0 3339 ISHARES TR RUSL 2000 VALU 464287630 871 11866 SH SOLE 0 0 11866 ISHARES TR RUSSELL MCP GR 464287481 492 7965 SH SOLE 0 0 7965 ISHARES TR RUSSELL1000GRW 464287614 2371 38952 SH SOLE 0 0 38952 ISHARES TR RUSSELL1000VAL 464287598 965 14137 SH SOLE 0 0 14137 ISHARES TR S&P 500 INDEX 464287200 271 2050 SH SOLE 0 0 2050 ISHARES TR S&P 500 VALUE 464287408 25298 408029 SH SOLE 0 0 408029 ISHARES TR S&P EURO PLUS 464287861 268 6359 SH SOLE 0 0 6359 ISHARES TR S&P MC 400 GRW 464287606 1062 9569 SH SOLE 0 0 9569 ISHARES TR S&P500 GRW 464287309 29708 427573 SH SOLE 0 0 427573 JOHNSON & JOHNSON COM 478160104 1239 18623 SH SOLE 0 0 18623 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 652 17549 SH SOLE 0 0 17549 KIMBERLY CLARK CORP COM 494368103 219 3289 SH SOLE 0 0 3289 KRAFT FOODS INC CL A 50075n104 311 8827 SH SOLE 0 0 8827 LIFEPOINT HOSPITALS INC COM 53219l109 515 13172 SH SOLE 0 0 13172 LILLY ELI & CO COM 532457108 363 9664 SH SOLE 0 0 9664 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 970 16232 SH SOLE 0 0 16232 MASTERCARD INC CL A 57636q104 458 1519 SH SOLE 0 0 1519 MCDONALDS CORP COM 580135101 468 5551 SH SOLE 0 0 5551 MERCK & CO INC NEW COM 58933Y105 940 26626 SH SOLE 0 0 26626 MICROSOFT CORP COM 594918104 741 28495 SH SOLE 0 0 28495 NEXTERA ENERGY INC COM 65339F101 342 5944 SH SOLE 0 0 5944 ORACLE CORP COM 68389X105 254 7720 SH SOLE 0 0 7720 PEOPLES UNITED FINANCIAL INC COM 712704105 202 15000 SH SOLE 0 0 15000 PEPSICO INC COM 713448108 713 10127 SH SOLE 0 0 10127 PFIZER INC COM 717081103 899 43638 SH SOLE 0 0 43638 PHILIP MORRIS INTL INC COM 718172109 803 12031 SH SOLE 0 0 12031 PIMCO INCOME STRATEGY FUND I COM 72201J104 196 18181 SH SOLE 0 0 18181 PROCTER & GAMBLE CO COM 742718109 2084 32787 SH SOLE 0 0 32787 PROGRESS ENERGY INC COM 743263105 236 4922 SH SOLE 0 0 4922 PROSHARES TR PSHS ULTSH 20YRS 74347R297 318 9229 SH SOLE 0 0 9229 REGIONS FINANCIAL CORP NEW COM 7591ep100 673 108539 SH SOLE 0 0 108539 RESEARCH FRONTIERS INC COM 760911107 46 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 213 6000 SH SOLE 0 0 6000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 534 7089 SH SOLE 0 0 7089 SOUTHERN CO COM 842587107 891 22061 SH SOLE 0 0 22061 SOUTHWEST AIRLS CO COM 844741108 155 13589 SH SOLE 0 0 13589 SPDR GOLD TRUST GOLD SHS 78463v107 15628 107037 SH SOLE 0 0 107037 SPDR GOLD TRUST GOLD SHS 78463v107 365 2500 SH CALL SOLE 0 0 2500 SPDR S&P 500 ETF TR TR UNIT 78462f103 1257 9525 SH SOLE 0 0 9525 SPDR SERIES TRUST BARCL CAP TIPS 78464a656 517 10955 SH SOLE 0 0 10955 SYSCO CORP COM 871829107 220 7072 SH SOLE 0 0 7072 UBS AG JERSEY BRH ALERIAN INFRST 902641646 16176 527115 SH SOLE 0 0 527115 UNION PAC CORP COM 907818108 226 2160 SH SOLE 0 0 2160 UNITED PARCEL SERVICE INC CL B 911312106 438 6007 SH SOLE 0 0 6007 US BANCORP DEL COM NEW 902973304 322 12618 SH SOLE 0 0 12618 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 509 11413 SH SOLE 0 0 11413 VANGUARD INDEX FDS GROWTH ETF 922908736 398 6146 SH SOLE 0 0 6146 VANGUARD INDEX FDS MID CAP ETF 922908629 583 7255 SH SOLE 0 0 7255 VANGUARD INDEX FDS REIT ETF 922908553 368 6120 SH SOLE 0 0 6120 VANGUARD INDEX FDS SM CP VAL ETF 922908611 315 4500 SH SOLE 0 0 4500 VANGUARD INDEX FDS STK MRK ETF 922908769 67104 981047 SH SOLE 0 0 981047 VANGUARD INDEX FDS VALUE ETF 922908744 373 6656 SH SOLE 0 0 6656 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12393 248806 SH SOLE 0 0 248806 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1135 23354 SH SOLE 0 0 23354 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 62531 1116832 SH SOLE 0 0 1116832 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 3008 78996 SH SOLE 0 0 78996 VANGUARD WORLD FDS ENERGY ETF 92204A306 9024 81633 SH SOLE 0 0 81633 VERIZON COMMUNICATIONS INC COM 92343v104 1500 40284 SH SOLE 0 0 40284 WATSON PHARMACEUTICALS INC COM 942683103 443 6439 SH SOLE 0 0 6439 WESTERN ASSET MTG DEF OPPTY COM 95790B109 713 33581 SH SOLE 0 0 33581 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 2598 71874 SH SOLE 0 0 71874