0001127602-13-015605.txt : 20130503 0001127602-13-015605.hdr.sgml : 20130503 20130503175808 ACCESSION NUMBER: 0001127602-13-015605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karsten Diederik CENTRAL INDEX KEY: 0001504380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 13814033 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-01 0001316631 Liberty Global, Inc. LBTY 0001504380 Karsten Diederik 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 EVP, European BB Ops Series A Common Stock 2013-05-01 4 M 0 600 0 A 14362 D Series C Common Stock 2013-05-01 4 M 0 600 0 A 14362 D Series A Common Stock 2013-05-01 4 F 0 312 74.08 D 14050 D Series C Common Stock 2013-05-01 4 F 0 312 68.82 D 14050 D Stock Appreciation Rights A 74.08 2013-05-01 4 A 0 35808 0 A 2020-05-01 Series A Common Stock 35808 35808 D Stock Appreciation Rights C 68.82 2013-05-01 4 A 0 35808 0 A 2020-05-01 Series C Common Stock 35808 35808 D Restricted Share Units A 2013-05-01 4 M 0 600 0 D Series A Common Stock 600 0 D Restricted Share Units C 2013-05-01 4 M 0 600 0 D Series C Common Stock 600 0 D Stock withheld in payment of tax liability upon vesting of Restricted Share Units. The SARS provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be. The Restricted Share Units vest in 10 equal quarterly installments commencing February 1, 2011. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Diederik Karsten 2013-05-03