0001398344-20-015699.txt : 20200813
0001398344-20-015699.hdr.sgml : 20200813
20200813121633
ACCESSION NUMBER: 0001398344-20-015699
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200813
DATE AS OF CHANGE: 20200813
EFFECTIVENESS DATE: 20200813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 201098217
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001504304
XXXXXXXX
06-30-2020
06-30-2020
false
Bulldog Investors, LLC
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
08-10-2020
0
136
224385
INFORMATION TABLE
2
fp0056558_13fhr-table.xml
13F INFORMATION TABLE
180 DEGREE CAP CORP COM
Com
68235B109
17
10000
SH
SOLE
10000
0
0
ACAMAR PARTNERS ACQUISITION CORP WT
Warrants
004285110
83
63751
SH
SOLE
63751
0
0
ABERDEEN ASIA PACIFIC INCOM FD
Com
003009107
1646
432108
SH
SOLE
432108
0
0
ABERDEEN EMERGIONG MKT EQ
Com
00301W105
979
161825
SH
SOLE
161825
0
0
ABERDEEN JAPAN EQUITY FD
Com
00306J109
1157
149244
SH
SOLE
149244
0
0
ADAMS EXPRESS COMPANY
Com
006212104
3172
212740
SH
SOLE
212740
0
0
ADAMS NATURAL RESOURCES
Com
00548F105
4155
365768
SH
SOLE
365768
0
0
AGBA ACQUISITION LTD RTS
Rights
G0120M125
19
118350
SH
SOLE
118350
0
0
AGBA ACQUISITION LTD WT 5/10/24
Warrants
G0120M117
34
118350
SH
SOLE
118350
0
0
ALBERTON ACQUISITION CORP
Rights
G35006132
30
115555
SH
SOLE
115555
0
0
ALBERTON ACQUISITION CORP
Warrants
G35006124
30
115555
SH
SOLE
115555
0
0
ALUSSA ENERGY ACQUIS UTF EXP
com
G0232J127
272
27200
SH
SOLE
27200
0
0
AMERICAN VRTUAL VLOUD TECH WTS
Warrants
030382113
5
21154
SH
SOLE
21154
0
0
AMPLITUDE HEALTHCARE ACQ CLASS
Com
03212A105
2502
250000
SH
SOLE
250000
0
0
AMPLITUDE HEALTHCARE ACQ WTS
Warrants
03212A113
94
93958
SH
SOLE
93958
0
0
ANDINA ACQUISITION CORP III
Rights
G04415132
50
199650
SH
SOLE
199650
0
0
ANDINA ACQUISITION CORP III
Warrants
G04415124
85
197650
SH
SOLE
197650
0
0
ANDINA ACQUISTION CORP III
Com
G04415108
2048
199650
SH
SOLE
199650
0
0
APEX TECHNOLOGY ACQUISITION
Units
03768F201
2526
220000
SH
SOLE
220000
0
0
ASA GOLD AND PRECIOUS METALS
Com
G3156P103
2924
166874
SH
SOLE
166874
0
0
ATLAS TECHNICAL C 25 WTS WARRANTS
Warrants
049430119
10
25291
SH
SOLE
25291
0
0
BARINGS BDC INC COM
Com
06759L103
1573
198125
SH
SOLE
198125
0
0
BOSTON OMAHA CORP COM
Com
101044105
1187
74218
SH
SOLE
74218
0
0
BOULDER GROWTH & INCM FD INC
Com
101507101
7890
837629
SH
SOLE
837629
0
0
B RILEY PRIN MERGER UTS
Units
05600U205
2337
199571
SH
SOLE
199571
0
0
BRANDYWINE GLOBAL INCOME
Com
10537L104
10961
949933
SH
SOLE
949933
0
0
BROOKFIELD PPTY REIT INC CLASS A
Units
11282X103
716
71926
SH
SOLE
71926
0
0
CENTRAL SECS CORP COM
Com
155123102
11067
383591
SH
SOLE
383591
0
0
CF FIN ACQUISITION CORP CL A
Com
12528N107
2675
246552
SH
SOLE
246552
0
0
CF FIN ACQUISITION CORP RED WT
Warrants
12528N115
83
50064
SH
SOLE
50064
0
0
CHP MERGER CORP
Units
12558Y205
1064
105000
SH
SOLE
105000
0
0
CHURCHILL CAP CORP II WT EXP
Warrants
17143G114
186
64419
SH
SOLE
64419
0
0
CHURCHILL CAP CORP III
Units
17144C203
1583
140000
SH
SOLE
140000
0
0
CRESCENT ACQUISITION CORP CL A
Com
22564L105
131
12500
SH
SOLE
12500
0
0
CRESCENT CAP BDC INC
Com
225655109
1808
143003
SH
SOLE
143003
0
0
DELAWARE INV MINN MUNI II
Com
24610V103
6557
518311
SH
SOLE
518311
0
0
DFP HEALTHCARE ACQUISITIONS CORP UNIT 1 COM CL A & 1/4 WT EXP
Units
23343Q209
3207
312100
SH
SOLE
312100
0
0
DIAMONDPEAK HLDGS CORP COM CL A
Com
25280H100
3271
317572
SH
SOLE
317572
0
0
DIAMONDPEAK HLDGS CORP RED WT
Warrants
25280H118
186
105770
SH
SOLE
105770
0
0
DIAMONDPEAK HLDGS COR
Units
25280H209
165
15008
SH
SOLE
15008
0
0
DIVIDEND AND INCOME FUND
Com
25538A204
5538
544060
SH
SOLE
544060
0
0
DMY TECHNOLOGY GR 27 UTS EXP 02/21/27
Unit
233253202
1904
180000
SH
SOLE
180000
0
0
EQUUS TOTAL RETURN INC
Com
294766100
125
106919
SH
SOLE
106919
0
0
EV FLOATING-RATE INCOME PLUS
Com
278284104
4804
347455
SH
SOLE
347455
0
0
FINSERV ACQUISITION CORP UNIT
Unit
318085206
1732
164950
SH
SOLE
164950
0
0
FIRST TR SR FLTG RT INC FD 2
Com
33733U108
148
13584
SH
SOLE
13584
0
0
FLYING EAGLE UNITS
Units
34407Y202
2685
230500
SH
SOLE
230500
0
0
FORTRESS VALUE ACQUI UTS
Units
34962V205
1733
168278
SH
SOLE
168278
0
0
FORUM MERGER II CORPCL A
Com
34986F103
1505
91466
SH
SOLE
91466
0
0
FORUM MERGER II CORPWT EXP 09/30/2025
Warrants
34986F111
414
88185
SH
SOLE
88185
0
0
FRANCHISE GROUP
Com
35180X105
438
20000
SH
SOLE
20000
0
0
FRANKLIN UNIVERSAL TRUST
Com
355145103
1058
158848
SH
SOLE
158848
0
0
FS KKR CAPITAL CORP COM
Com
302635107
864
61738
SH
SOLE
61738
0
0
FS KKR CAPITAL CORP II
Com
35952V303
135
10440
SH
SOLE
10440
0
0
Fusion Acq. Units
Units
36118H204
1219
120000
SH
SOLE
120000
0
0
GALILEO ACQUISITI 26 WTS WARRANTS
Warrants
G3770A110
219
377100
SH
SOLE
377100
0
0
GALILEO ACQUISITION CORP
Com
G3770A102
3483
351500
SH
SOLE
351500
0
0
GARRISON CAP INC COM
Com
366554103
2118
626709
SH
SOLE
626709
0
0
GDL FUND/THE
Com
361570104
846
102800
SH
SOLE
102800
0
0
GENERAL AMERICAN INVESTORS
Com
368802104
9246
290602
SH
SOLE
290602
0
0
GIGCAPITAL2 INC RIGHT 02/28/2026
Rights
375036126
52
193226
SH
SOLE
193226
0
0
GIGCAPITAL2 INC W EXP 02/28/202
Warrants
375036118
96
193226
SH
SOLE
193226
0
0
GIGCAPITAL3 INC UNIT
Units
37519D206
2900
288884
SH
SOLE
288884
0
0
GORES HOLDINGS IV IN UTS EXP
Units
382865202
2084
200400
SH
SOLE
200400
0
0
GRAF INDL CORP
Warrants
384278115
136
59437
SH
SOLE
59437
0
0
GRIFFIN INL RLTY INC
Com
398231100
1953
36054
SH
SOLE
36054
0
0
HAYMAKER ACQUISITIONCORP II
Com
42087L101
1198
115759
SH
SOLE
115759
0
0
HAYMAKER ACQUISITIONCORP II
Warrants
42087L119
39
25314
SH
SOLE
25314
0
0
HEALTHCARE MERGER CORP UNIT
Units
42227L201
1857
180000
SH
SOLE
180000
0
0
HENNESSY CAPITAL ACQUISI CLASS A
Com
42589C104
1826
169816
SH
SOLE
169816
0
0
HENNESSY CAPITAL 25 WTS
Warrants
42589C112
114
103949
SH
SOLE
103949
0
0
HIGH INCOME SECS FD
Com
42968F108
534
70000
SH
SOLE
70000
0
0
HIGHLAND GLOBAL ALLOCATION FD
Com
43010T104
1397
216996
SH
SOLE
216996
0
0
HILL INTL INC COM
Com
431466101
1784
1173405
SH
SOLE
1173405
0
0
HL ACQUISITION
Com
G4603R106
488
40081
SH
SOLE
40081
0
0
HL ACQUISITION
Rights
G4603R130
46
49031
SH
SOLE
49031
0
0
HL ACQUISITION
Warrants
G4603R122
25
11053
SH
SOLE
11053
0
0
HOWARD HUGHES CORP
Com
44267D107
623
12000
SH
SOLE
12000
0
0
INTL GNRL INSURANCE HLDNGS LTD WT EX
Warrants
G4809J114
45
132500
SH
SOLE
132500
0
0
JAPAN SMALLER CAPTLZTN FD INC
Com
47109U104
2850
364423
SH
SOLE
364423
0
0
JUNIPER INDL HLDGS INC
Units
48205G205
2329
226150
SH
SOLE
226150
0
0
KBL MERGER CORP IV-CW22
Warrants
48242A112
93
300407
SH
SOLE
300407
0
0
KBL MERGER CORP IV-RTS
Rights
48242A120
49
293792
SH
SOLE
293792
0
0
KENSINGTON CAP ACQUISITION CORP UNIT
Units
490073202
301
30000
SH
SOLE
30000
0
0
LANDCADIA HLDGS II INC
Com
51476X105
1202
73493
SH
SOLE
73493
0
0
LANDCADIA HLDGS II INC W EXP 05/09/202
Warrants
51476X113
219
40628
SH
SOLE
40628
0
0
LANDCADIA HLDGS II INC UNIT EX 050926
Units
51476X204
176
10197
SH
SOLE
10197
0
0
LEGACY ACQUISITION CORP
Warrants
524643111
89
182206
SH
SOLE
182206
0
0
LF CAP ACQUISITION
Warrants
50200K116
150
167000
SH
SOLE
167000
0
0
LIVE OAK ACQUISITION CORP UNIT
Units
53804F202
1112
110972
SH
SOLE
110972
0
0
LION GROUP HLDG
Warrants
53620U101
6
36100
SH
SOLE
36100
0
0
LONGEVITY ACQUISTION CORP
Rights
G56372124
20
100315
SH
SOLE
100315
0
0
LONGEVITY ACQUISTION CORP
Warrants
G56372116
24
121215
SH
SOLE
121215
0
0
MONOCLE ACQUISITION CORP WT 6/12/2024
Warrants
609754114
36
55000
SH
SOLE
55000
0
0
MORGAN STANLEY INDIA INVEST
Com
61745C105
5708
351479
SH
SOLE
351479
0
0
MVC CAPITAL INC
Com
553829102
1582
242311
SH
SOLE
242311
0
0
NETFIN ACQUISITIO 24 WTF WARRANTS
Warrants
G6455A115
172
103700
SH
SOLE
103700
0
0
NEW IRELAND FUND INC COM
Com
645673104
762
98329
SH
SOLE
98329
0
0
OAKTREE ACQUISTION
Units
G67145121
2140
200000
SH
SOLE
200000
0
0
PIONEER DIVERSIFIED HIGH INC
Com
723653101
2103
175010
SH
SOLE
175010
0
0
PIONEER FLOATING RATE CF
Com
72369J102
651
68505
SH
SOLE
68505
0
0
PIVOTAL INVT CORP II COM
Com
72582K100
2579
268878
SH
SOLE
268878
0
0
PIVOTALINVESTMENT COIRP II
Units
72582K209
185
18000
SH
SOLE
18000
0
0
PIVOTAL INVESTMENT CORP II WTS
Warrants
72582K118
37
46959
SH
SOLE
46959
0
0
PROPTECH ACQUISITION CORP UNIT
Units
74349F200
2433
229500
SH
SOLE
229500
0
0
RMG ACQUISITION CORP
Com
749641106
1211
118398
SH
SOLE
118398
0
0
RMG ACQUISITION CORP
Warants
749641114
47
47603
SH
SOLE
47603
0
0
RMR REAL ESTATE INCOME FUND COM
Com
76970B101
5662
485566
SH
SOLE
485566
0
0
ROYCE GLOBAL VALUE TR INC COM
Com
78081T104
7408
640301
SH
SOLE
640301
0
0
ROYCE VALUE TRUST
Com
780910105
209
16700
SH
SOLE
16700
0
0
SC HEALTH CORP WTF WARRANTS EXP
Warrants
G78516401
184
170000
SH
SOLE
170000
0
0
SC HEALTH CORP UNIT 99/99/9999
Units
G78516302
819
78715
SH
SOLE
78715
0
0
SCHULTZE SPL PURP ACQUISITION CORP WT
Warrants
80821R117
54
41750
SH
SOLE
41750
0
0
SCHULTZE SPL PURP ACQUSTN CORP COM
Com
80821R109
908
88768
SH
SOLE
88768
0
0
SOFTWARE ACQUISIT 26 WTS
Warrants
83406B119
77
85762
SH
SOLE
85762
0
0
SOFTWARE ACQUISITION GRO CLASS A
Com
83406B101
1724
171524
SH
SOLE
171524
0
0
SOURCE CAPITAL INC
Com
836144105
6571
198615
SH
SOLE
198615
0
0
SPARTAN ENERGY ACQUISITI CLASS A
Com
846784106
1072
100000
SH
SOLE
100000
0
0
SPDR S&P 500
Com
78462F103
1237
4012
SH
SOLE
4012
0
0
SUTTER ROCK CAP CORP COM
Com
86944Q100
4424
522293
SH
SOLE
522293
0
0
SWISS HELVETIA FUND
Com
870875101
488
62248
SH
SOLE
62248
0
0
TAIWAN FD INC
Com
874036106
5268
248352
SH
SOLE
248352
0
0
TEGNA INC
Com
87901J105
1022
91746
SH
SOLE
91746
0
0
THL CREDIT INC
Com
872438106
259
80055
SH
SOLE
80055
0
0
THUNDERBRIDGE ACQ.
Com
G8857S116
1371
365471
SH
SOLE
365471
0
0
TOTTENHAM ACQUISTION
Warrants
G8959N114
3
14150
SH
SOLE
14150
0
0
TRIDENT ACQUISITIONS CORP
Warrants
89615T114
89
193670
SH
SOLE
193670
0
0
TRINITY PLACE HOLDINGS INC
Com
89656D101
315
228523
SH
SOLE
228523
0
0
TUSCAN HLDGS CORP II
Warrants
90070A111
96
177747
SH
SOLE
177747
0
0
TUSCAN HOLDINGS C 26 WTS
Warrants
90069K112
14
23194
SH
SOLE
23194
0
0
VERTICAL CAP INCOME FUND SHS B
Com
92535C104
6191
639605
SH
SOLE
639605
0
0
VILLAGE SUPERMARKET
Com
927107409
1291
46582
SH
SOLE
46582
0
0
VOYA PRIME RATE CF
Com
92913A100
674
165697
SH
SOLE
165697
0
0
WESTERN ASSET CORPORATE LN FD
Com
95790J102
7792
911446
SH
SOLE
911446
0
0
WESTERN ASSET HI INC OPP
Com
95766K109
1790
387371
SH
SOLE
387371
0
0
WESTERN ASST VARIABL RTE
Com
957667108
3211
204553
SH
SOLE
204553
0
0