0001398344-17-004878.txt : 20170414
0001398344-17-004878.hdr.sgml : 20170414
20170414131658
ACCESSION NUMBER: 0001398344-17-004878
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170414
DATE AS OF CHANGE: 20170414
EFFECTIVENESS DATE: 20170414
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 17762551
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001504304
XXXXXXXX
03-31-2017
03-31-2017
false
Bulldog Investors, LLC
Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
04-13-2017
0
83
384466
INFORMATION TABLE
2
fp0025150_13fhr-table.xml
13F INFORMATION TABLE
ABERDEEN CHILE FD INC
COM
00301W105
341
48900
SH
SOLE
48900
0
0
ABERDEEN GTR CHINA FD
COM
003031101
107
10235
SH
SOLE
10235
0
0
ABERDEEN EMERGING MKTS SMALL
COM
00301T102
280
21500
SH
SOLE
21500
0
0
ABERDEEN INDONESIA FD
COM
00305P106
106
14758
SH
SOLE
14758
0
0
ABERDEEN ISRAEL FUND INC
COM
00301L109
498
28425
SH
SOLE
28425
0
0
ABERDEEN JAPAN EQUITY FD
COM
00306J109
638
80207
SH
SOLE
80207
0
0
ABERDEEN SINGAPORE FD INC
COM
003244100
3325
310794
SH
SOLE
310794
0
0
ADAMS EXPRESS COMPANY
COM
006212104
2295
166914
SH
SOLE
166914
0
0
ADVENT/CLAYMORE ENH GR & INC
COM
00765E104
8305
553318
SH
SOLE
553318
0
0
ALPINE GLOBAL PREMIER PPTYS
COM
02083A103
1297
226679
SH
SOLE
226679
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
2031
201285
SH
SOLE
201285
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
95
201285
SH
SOLE
201285
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
57
201285
SH
SOLE
201285
0
0
ASIA TIGERS FUND INC
COM
04516T105
1706
149803
SH
SOLE
149803
0
0
AVISTA HEALTHCARE PUB ACQ CO
COM
G0726L125
2486
252000
SH
SOLE
252000
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
65
130910
SH
SOLE
130910
0
0
AXAR ACQUISTION COPR
*W EXP
05455L102
11
150176
SH
SOLE
150176
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
519
50823
SH
SOLE
50823
0
0
BARINGTON HILCO ACQUISITION
Rights
06759V119
18
50823
SH
SOLE
50823
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
9
50823
SH
SOLE
50823
0
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
1315
114133
SH
SOLE
114133
0
0
BOULDER GROWTH & INCM FD INC
COM
101507101
3967
426605
SH
SOLE
426605
0
0
CENTRAL SECS CORP COM
COM
155123102
8903
371496
SH
SOLE
371496
0
0
CLOUGH GLOBAL EQUITY FUND
COM
18914C100
15350
1214401
SH
SOLE
1214401
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1317
127970
SH
SOLE
127970
0
0
COPSYNC INC
*W EXP 11/12/202
217712116
2
30000
SH
SOLE
30000
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
3299
999817
SH
SOLE
999817
0
0
CROSSROADS CAPITAL INC
COM
227656105
2568
1121332
SH
SOLE
1121332
0
0
CUSHING RENAISSANCE FD
COM
231647108
7671
416010
SH
SOLE
416010
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
6248
568505
SH
SOLE
568505
0
0
DELAWARE INV DIVIDEND & INV
COM
245915103
2362
228898
SH
SOLE
228898
0
0
DEUTSCHE GLOBAL HIGH INCOME
COM
25158V108
447
52601
SH
SOLE
52601
0
0
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
14831
1012392
SH
SOLE
1012392
0
0
DEUTSCHE MULTI-MARKET INCOME
SHS
25160E102
873
100341
SH
SOLE
100341
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
68
151020
SH
SOLE
151020
0
0
ELLSWORTH FUND INC
COM
289074106
665
77045
SH
SOLE
77045
0
0
EQUUS TOTAL RETURN INC
COM
294766100
1238
497162
SH
SOLE
497162
0
0
FIRST TRUST ABERDEEN GLOBAL
COM SHR
337319107
7819
672929
SH
SOLE
672929
0
0
FIRST TR ENHANCED EQTY INC
COM
337318109
2010
139222
SH
SOLE
139222
0
0
FIRSTHAND TECHNOLOGY VALUE
COM
33766Y100
2039
256186
SH
SOLE
256186
0
0
FRANKLIN UNVL TR
SH BEN INT
355145103
449
64278
SH
SOLE
64278
0
0
GDL FUND
COM
361570104
261
26554
SH
SOLE
26554
0
0
GENERAL AMERICAN INVESTORS
COM
368802104
1635
48808
SH
SOLE
48808
0
0
GREAT ELM CAP CORP
COM
390320109
5349
470056
SH
SOLE
470056
0
0
GSV CAPITAL CORP
COM
36191J101
280
62496
SH
SOLE
62496
0
0
HARMONY MERGER CORP-WARRANT
*W EXP 01/01/202
413247123
100
200000
SH
SOLE
200000
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
682
96306
SH
SOLE
96306
0
0
HILL INTERNATIONAL INC
COM
431466101
13985
3370000
SH
SOLE
3370000
0
0
HUNTER MARITIME ACQUISITION
UNIT
Y37828103
1943
189400
SH
SOLE
189400
0
0
JAPAN SMALLER CAPTLZTN FD INC
COM
47109U104
12293
1134038
SH
SOLE
1134038
0
0
JETPAY CORP
COM
477177109
237
100877
SH
SOLE
100877
0
0
JPMORGAN CHINA REGION FD INC
COM
48126T104
12797
698141
SH
SOLE
698141
0
0
KOREA EQUITY FD INC
COM
50063B104
13058
1487216
SH
SOLE
1487216
0
0
LAZARD GLOBAL TOT RT & INC
COM
52106W103
11970
797557
SH
SOLE
797557
0
0
LAZARD WORLD DIVIDEND & INCOME
COM
521076109
263
24650
SH
SOLE
24650
0
0
LIBERTY ALL STAR EQUITY FD SH
SH BEN INT
530158104
8581
1571531
SH
SOLE
1571531
0
0
M I ACQUISITION CORP
UNIT 99/99/9999
55304A203
3986
390000
SH
SOLE
390000
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
2666
265200
SH
SOLE
265200
0
0
MORGAN STANLEY ASIA PAC FD
COM
61744U106
3083
460014
SH
SOLE
460014
0
0
MVC CAPITAL INC
COM
553829102
12396
1378812
SH
SOLE
1378812
0
0
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
15216
2860100
SH
SOLE
2860100
0
0
NEW IRELAND FUND INC
COM
645673104
2167
171201
SH
SOLE
171201
0
0
NEW YORK REIT INC
COM
64976L109
31638
3265032
SH
SOLE
3265032
0
0
ORIGO ACQUISITION CORP
SHS
G67789126
343
32785
SH
SOLE
32785
0
0
ORIGO ACQUISITION CORP-RTS
RIGHT 12/12/2016
G67789134
14
75000
SH
SOLE
75000
0
0
ORIGO ACQUISITION COR. WT
*W EXP 12/17/202
G67789118
8
75000
SH
SOLE
75000
0
0
PACHOLDER HIGH YIELD FUND
COM
693742108
11622
1505407
SH
SOLE
1505407
0
0
PACIFIC SPECIAL ACQUISITION
SHS
G68588105
3105
300000
SH
SOLE
300000
0
0
PACIFIC SPECIAL ACQUISITION
RIGHT 03/15/2017
G68588113
125
300000
SH
SOLE
300000
0
0
PACIFIC SPECIAL ACQUISITION
*W EXP 10/20/202
G68588121
104
300000
SH
SOLE
300000
0
0
PUTNAM HIGH INCOME SECURITIE
SHS BEN INT
746779107
12850
1482158
SH
SOLE
1482158
0
0
QUINPARIO ACQUISITION C-CW23
*W EXP 01/01/202
74874U119
17
33337
SH
SOLE
33337
0
0
ROYCE VALUE TRUST
COM
780910105
1039
74200
SH
SOLE
74200
0
0
SOURCE CAPITAL INC
COM
836144105
3070
81743
SH
SOLE
81743
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
6621
653000
SH
SOLE
653000
0
0
STELLAR AQCUISITION III
*W EXP 03/22/202
Y8172W115
222
653000
SH
SOLE
653000
0
0
STEWART INFORMATION SERVICES
COM
860372101
42596
964143
SH
SOLE
964143
0
0
SWISS HELVETIA FUND
COM
870875101
24667
2126494
SH
SOLE
2126494
0
0
TECNOGLASS INC
SHS
G87264100
401
36980
SH
SOLE
36980
0
0
TRI CONTL CORP COM
COM
895436103
7253
313691
SH
SOLE
313691
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
7887
1804725
SH
SOLE
1804725
0
0
VIVOPOWER INTERNATIONAL PLC
SHS
G9376R100
270
59990
SH
SOLE
59990
0
0
WHEELER REAL ESTATE INVESTME
COM
963025101
35
20069
SH
SOLE
20069
0
0