Member

0001398344-17-002004.txt : 20170214 0001398344-17-002004.hdr.sgml : 20170214 20170214095409 ACCESSION NUMBER: 0001398344-17-002004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 IRS NUMBER: 270926182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15290 FILM NUMBER: 17603349 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001504304 XXXXXXXX 12-31-2016 12-31-2016 false Bulldog Investors, LLC

Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663

13F HOLDINGS REPORT 028-15290 N Philip Goldstein Member 201-556-0092 /s/ Philip Goldstein Saddle Brook NJ 02-14-2017 0 81 391030 INFORMATION TABLE 2 fp0023981_13fhr-table.xml 13F INFORMATION TABLE ABERDEEN SINGAPORE FD INC COM 003244100 2642 305070 SH SOLE 305070 0 0 ADAMS EXPRESS COMPANY COM 006212104 2121 166914 SH SOLE 166914 0 0 ADVENT/CLAYMORE ENH GR & INC COM 00765E104 12133 1461794 SH SOLE 1461794 0 0 ANDINA ACQUISITION CORP II SHS G0441P104 1999 201285 SH SOLE 201285 0 0 ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 79 201285 SH SOLE 201285 0 0 ANDINA ACQUISITION CORP II *W EXP 11/23/202 G0441P138 54 201285 SH SOLE 201285 0 0 ASIA TIGERS FUND INC COM 04516T105 1323 144450 SH SOLE 144450 0 0 AVISTA HEALTHCARE PUB ACQ CO UNIT G0726L109 2531 250000 SH SOLE 250000 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 516 50823 SH SOLE 50823 0 0 BARINGTON HILCO ACQUISITION Rights 06759V119 13 50823 SH SOLE 50823 0 0 BARINGTON HILCO ACQUISITION *W EXP 02/11/201 06759V127 7 50823 SH SOLE 50823 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 3817 336619 SH SOLE 336619 0 0 BOULDER GROWTH & INCM FD INC COM 101507101 3814 426605 SH SOLE 426605 0 0 CENTRAL SECS CORP COM COM 155123102 5579 405221 SH SOLE 405221 0 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 11762 1056831 SH SOLE 1056831 0 0 COPSYNC INC COM NEW 217712207 7 10794 SH SOLE 10794 0 0 COPSYNC INC *W EXP 11/12/202 217712116 1 10794 SH SOLE 10794 0 0 COTY INC-CL A COM CL A 222070203 521 28474 SH SOLE 28474 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 4232 1339089 SH SOLE 1339089 0 0 CROSSROADS CAPITAL INC COM 227656105 2388 1121332 SH SOLE 1121332 0 0 CUSHING RENAISSANCE FD COM 231647108 10408 598826 SH SOLE 598826 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 3124 308956 SH SOLE 308956 0 0 DELAWARE INV DIVIDEND & INV COM 245915103 1930 193447 SH SOLE 193447 0 0 DEUTSCHE HIGH INCOME OPPORT COM 25158Y102 14589 1012392 SH SOLE 1012392 0 0 DEUTSCHE MULTI-MARKET INCOME SHS 25160E102 855 100341 SH SOLE 100341 0 0 E-COMPASS ACQUISITION CORP ORD SHS G2920Y101 1018 100000 SH SOLE 100000 0 0 E-COMPASS ACQUISITION CORP RIGHT 02/18/2017 G2920Y119 98 100000 SH SOLE 100000 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 42 151020 SH SOLE 151020 0 0 ELLSWORTH FUND INC COM 289074106 637 77045 SH SOLE 77045 0 0 EMERGENT CAPITAL INC COM 29102N105 4879 4032377 SH SOLE 4032377 0 0 EQUUS TOTAL RETURN INC COM 294766100 999 497162 SH SOLE 497162 0 0 FIRST TRUST ABERDEEN GLOBAL COM SHR 337319107 8875 795281 SH SOLE 795281 0 0 FIRST TR ENHANCED EQTY INC COM 337318109 427 31633 SH SOLE 31633 0 0 FIRSTHAND TECHNOLOGY VALUE COM 33766Y100 2136 278489 SH SOLE 278489 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 203 16860 SH SOLE 16860 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 246 36790 SH SOLE 36790 0 0 GDL FUND COM 361570104 261 26554 SH SOLE 26554 0 0 GENERAL AMERICAN INVESTORS COM 368802104 1522 48808 SH SOLE 48808 0 0 GREAT ELM CAP CORP COM 390320109 5485 470056 SH SOLE 470056 0 0 GSV CAPITAL CORP COM 36191J101 318 63225 SH SOLE 63225 0 0 HARMONY MERGER CORP-WARRANT *W EXP 01/01/202 413247123 70 200000 SH SOLE 200000 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 440 65545 SH SOLE 65545 0 0 HILL INTERNATIONAL INC COM 431466101 16858 3875519 SH SOLE 3875519 0 0 HUNTER MARITIME ACQUISITION UNIT Y37828103 1922 189400 SH SOLE 189400 0 0 IMPERIAL HLDGS INC NOTE 8.500% 2/1 452834AE4 6620 9243000 PRN SOLE 9243000 0 0 ISHARES US REAL 1/20/2017 73.00 Put Options 464287959 2 11900 PRN SOLE 11900 0 0 ISHARES US REAL 1/20/2017 79.00 Call Options 464287909 4 11900 SH SOLE 11900 0 0 JAPAN SMALLER CAPTLZTN FD INC COM 47109U104 11328 1164976 SH SOLE 1164976 0 0 JETPAY CORP COM 477177109 227 100877 SH SOLE 100877 0 0 JPMORGAN CHINA REGION FD INC COM 48126T104 5270 338204 SH SOLE 338204 0 0 KOREA EQUITY FD INC COM 50063B104 4995 674051 SH SOLE 674051 0 0 LAZARD GLOBAL TOT RT & INC COM 52106W103 11223 816828 SH SOLE 816828 0 0 LIBERTY ALL STAR EQUITY FD SH SH BEN INT 530158104 5469 1059826 SH SOLE 1059826 0 0 M I ACQUISITION CORP UNIT 99/99/9999 55304A203 3962 390000 SH SOLE 390000 0 0 M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 2617 265200 SH SOLE 265200 0 0 MEDALLION FINL CORP COM 583928106 30 10000 SH SOLE 10000 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 739 56083 SH SOLE 56083 0 0 MORGAN STANLEY ASIA PAC FD COM 61744U106 2240 105971 SH SOLE 105971 0 0 MVC CAPITAL INC COM 553829102 11830 1378812 SH SOLE 1378812 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 29508 5494917 SH SOLE 5494917 0 0 NEW IRELAND FUND INC COM 645673104 2254 188323 SH SOLE 188323 0 0 NEW YORK REIT INC COM 64976L109 27102 2678084 SH SOLE 2678084 0 0 ORIGO ACQUISITION CORP SHS G67789126 209 20085 SH SOLE 20085 0 0 ORIGO ACQUISITION CORP-RTS RIGHT 12/12/2016 G67789134 32 75000 SH SOLE 75000 0 0 ORIGO ACQUISITION COR. WT *W EXP 12/17/202 G67789118 23 75000 SH SOLE 75000 0 0 PACHOLDER HIGH YIELD FUND COM 693742108 10291 1429253 SH SOLE 1429253 0 0 PACIFIC SPECIAL ACQUISITION SHS G68588105 3095 300000 SH SOLE 300000 0 0 PACIFIC SPECIAL ACQUISITION RIGHT 03/15/2017 G68588113 159 300000 SH SOLE 300000 0 0 PACIFIC SPECIAL ACQUISITION *W EXP 10/20/202 G68588121 84 300000 SH SOLE 300000 0 0 PUTNAM HIGH INCOME SECURITIE SHS BEN INT 746779107 9898 1207014 SH SOLE 1207014 0 0 QUINPARIO ACQUISITION C-CW23 *W EXP 01/01/202 74874U119 10 51097 SH SOLE 51097 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 508 51097 SH SOLE 51097 0 0 ROYCE VALUE TRUST COM 780910105 1584 118300 SH SOLE 118300 0 0 STELLAR ACQUISITION III INC UNIT 03/22/2022 Y8172W123 6726 653000 SH SOLE 653000 0 0 STEWART INFORMATION SERVICES COM 860372101 46970 1019318 SH SOLE 1019318 0 0 SWISS HELVETIA FUND COM 870875101 18186 1781230 SH SOLE 1781230 0 0 TECNOGLASS INC SHS G87264100 891 72748 SH SOLE 72748 0 0 TRI CONTL CORP COM COM 895436103 6917 313691 SH SOLE 313691 0 0 VIRTUS TOTAL RETURN FD COM 92829A103 22422 5016152 SH SOLE 5016152 0 0 VIVOPOWER INTERNATIONAL PLC SHS G9376R100 330 59990 SH SOLE 59990 0 0 WHEELER REAL ESTATE INVESTME COM 963025101 4394 2584730 SH SOLE 2584730 0 0