0001209191-12-058479.txt : 20121218
0001209191-12-058479.hdr.sgml : 20121218
20121218202635
ACCESSION NUMBER: 0001209191-12-058479
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAULS DOUGLAS J
CENTRAL INDEX KEY: 0001221213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35039
FILM NUMBER: 121272904
MAIL ADDRESS:
STREET 1: 27TH 9TH AVE
CITY: HADDON HTS
STATE: NJ
ZIP: 08035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BankUnited, Inc.
CENTRAL INDEX KEY: 0001504008
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 270162450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14817 OAK LANE
CITY: MIAMI LAKES
STATE: FL
ZIP: 33016
BUSINESS PHONE: (305) 569-2000
MAIL ADDRESS:
STREET 1: 14817 OAK LANE
CITY: MIAMI LAKES
STATE: FL
ZIP: 33016
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-14
0
0001504008
BankUnited, Inc.
BKU
0001221213
PAULS DOUGLAS J
C/O BANKUNITED, INC.
14817 OAK LANE
MIAMI LAKES
FL
33016
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.01 per share
2012-12-14
4
G
0
7000
0.00
D
64921
D
Common Stock, par value $0.01 per share
2012-12-17
4
S
0
9683
23.0517
D
55238
D
Common Stock, par value $0.01 per share
2012-12-18
4
S
0
16308
23.0844
D
38930
D
Common Stock, par value $0.01 per share
30000
I
See Footnote
This transaction is filed to reflect the donation by the reporting person of 7,000 shares of BankUnited, Inc.'s common stock to the Pauls Family Foundation, a charitable trust of which the reporting person is co-trustee.
Includes 38,635 shares of restricted common stock. In connection with the reorganization transactions described in the BankUnited, Inc. Registration Statement on Form S-1 (File No. 333-170203), these shares vested on September 1, 2012.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 30, 2012.
This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $23.00 to $23.10. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $23.0398 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.
/s/ Douglas J. Pauls
2012-12-18